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Q: List of # of Registerd Reps ( No Answer,   1 Comment )
Question  
Subject: List of # of Registerd Reps
Category: Business and Money > Finance
Asked by: jack_zeugma-ga
List Price: $20.00
Posted: 20 Dec 2002 14:04 PST
Expires: 19 Jan 2003 14:04 PST
Question ID: 127499
I need a list of the number of registered reps, by broker/dealer, in
the U.S. for 2001 or 2002. This list must include not just members of
the SIA but all registered reps, including those who are from
insurance companies.

Request for Question Clarification by ragingacademic-ga on 20 Dec 2002 14:58 PST
Dear jack_zeugma - 

Could you please clarify what kind of reps (representatives) you are
interested in?  Insurance reps?

thanks,
ragingacademic

Clarification of Question by jack_zeugma-ga on 21 Dec 2002 01:21 PST
A registered rep is a representative of a broker/dealer who is
registered with the Securities and Exchange comission, and therefore
can legally sell securities on behalf of the firm they represent.
Typically, they have taken a Series 7 certification exam.

I hope this helps.
Answer  
There is no answer at this time.

Comments  
Subject: Re: List of # of Registerd Reps
From: jasonjeaton-ga on 30 Dec 2002 19:32 PST
 
http://www.nasdr.com/2380.asp

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