Hello kojak-ga:
It was a pleasure to answer your question. I am providing you a list
of New York based companies that fulfill your criteria. Please note
that I have divided the list into Small, Medium and Large size
companies according to the following criteria:
Operating Revenue 1M-10M = Small company
Operating Revenue 200M-500M = Medium size company
50 largest financial, investment or brokerage companies in New York =
Large company
The list contains 50 companies for each category making it 150
companies, altogether. I checked each company individually to make
sure that there main line of business is what you specified. It is
also notable that all of these companies are headquartered in New
York.
I compiled the profile of these companies using the Thompson Business
& Company Resource and Hoover’s Business directory. These are
subscription based services.
I think the best free source of information is Edger Company Profile.
It is true, you are not provided a comprehensive data but you can get
an extensive list of companies based in New York that deal with your
area of interest. Just type in the city or state and select a SIC
code.
Again, if you are not satisfied with a company, please ask me to
replace it with another one. I will be obliged to be at your service.
Following is the list:
________________________________________________________________________
New York’s 50 Largest Financial, Investment &Brokerage Firms
(IN ORDER OF OPERATING REVENUE)
________________________________________________________________________
J.P. Morgan Chase and Co. (JPM)
270 Park Ave.
New York, New York
10017
United States
Tel: (212) 270-6000
Fax: FX - (212)270-2613
Business Finance: Bank holding company for nationally and
state-chartered commercial banks, investment advisory and management
services.
URL http://www.jpmorganchase.com
http://www.jpmorganchase.com
Officers William B. Harrison Jr. - Chief Executive Officer, Chairman
of the Board
Dina Dublon - Chief Financial Officer
Frederick W. Hill - Chief Marketing Officer
Thomas B. Ketchum - Chief Technical Officer
John J. Farrell - Director of Human Resources
American International Group Inc. (AIG)
70 Pine St.
New York, New York
10270
United States
Tel: (212) 770-3099
Fax: FX - USA(212)425-3499
Business Finance: Holding company for companies engaged in a broad
range of insuranceand insurance-related activities.
URL http://www.aig.com
http://www.aig.com
Officers Ronald L. Kuehn Jr. - Chief Executive Officer, Chairman of
the Board
Howard I. Smith - Executive Vice President, Chief Financial Officer
John T. Wooster, Jr. - Vice President, Corporate Communications
Al Brewer - Chief Information Officer
Citibank N.A.
399 Park Ave.
New York, New York
10043
United States
Business Finance: Nationally chartered commercial bank.
Variant Names United Bank of Arizona - Merger
European American Bank - Acquisition
Parent Citigroup Inc.
Ult. Parent Citigroup Inc.
URL http://www.citibank.com
http://www.citibank.com
Toll Free Telephone Number USA(800)285-3000
Officers Sanford Weill - Chief Executive, Chairman of the Board,
Finance Officer
Todd S. Thomson - Chief Financial Officer
Teachers Insurance and Annuity Association College Retirement Equities
Fund
730 3rd Ave.
New York, New York
10017-3206
United States
Tel: (212) 490-9000
(800)842-2252
Fax: FX - USA(212)916-4840
Business Insurance: Underwriter of life insurance and annuities.
Finance: Investment advisory firm.
Variant Names TIAA-CREF - Does Business as Name
TIAA - Does Business as Name
URL http://www.tiaa-cref.org
http://www.tiaa-cref.org
Toll Free Telephone Number (800)842-2252
Email Address feedback@tiaa-cref.org
Officers Herbert M. Allison Jr. - Chief Executive Officer, President,
Chairman of the Board
Elizabeth A. (Betsy) Monrad - Executive Vice President, Chief
Financial Officer
Deanne J. Shallcross - Executive Vice President, Marketing
Federal Reserve Bank of New York
33 Liberty St.
New York, New York
10045-0001
United States
Tel: (212) 720-5000
Business Finance: 2nd district Federal Reserve bank
URL http://www.newyorkfed.org
http://www.newyorkfed.org
Email Address generalinfo@ny.frb.org
Officers William J. McDonough - President
Carl W. Turnipseed - Executive Vice President, Finance
Israel Sendrovic - Executive Vice President, Systems
Suzanne Cutler - Executive Vice President, Administration
JP Morgan Chase and Co.
270 Park Ave.
New York, New York
10017
United States
Tel: (212) 483-2323
Business Finance: State-chartered commercial bank.
Variant Name Morgan Guaranty Trust Company of New York - Name Change
URL http://www.jpmchase.com
http://www.jpmchase.com
Email Address webmaster@jpmchase.com
Officers William Harrison - President, Chairman of the Board
New York Life Insurance Co.
51 Madison Ave., Suite 3200
New York, New York
10010
United States
Tel: (212) 576-7000
(800)692-3086
Fax: FX - USA(212)576-8145
Business Insurance: Underwriter of life insurance. Finance: banking.
Variant Name NSE Inc - Merger
URL http://www.newyorklife.com
http://www.newyorklife.com
Toll Free Telephone Number (800)692-3086
Email Address internet_inetmark@newyorklife.com
Officers Sy Sternberg - Chief Executive Officer, President, Chairman
of the Board
Michael E. Sproule - Executive Vice President, Chief Financial Officer
Patricia Spencer Favreau - Chief Marketing Officer
Citigroup Inc. (C)
399 Park Ave.
New York, New York
10043
United States
Tel: (212) 559-1000
USA(800)285-3000
Fax: FX - USA(212)793-3946
Business Insurance: Underwriter of property, casualty, life and health
insurance. Finance: Full-service brokerage, investment advisory and
investment banking firm, asset management, and holding company.
URL http://www.citigroup.com
http://www.citigroup.com
Toll Free Telephone Number USA(800)285-3000
Officers Charles O. Prince - Chief Executive Officer
Todd S. Thomson - Executive Vice President, Chief Financial Officer
Robert Druskin - Chief Technical Officer
Michael Schlein - Senior Vice President, Human Resources
HSBC USA INC.
452 5th Ave.
New York, New York
10018
United States
Tel: (716) 525-6100
(800)975-4722
Fax: FX - USA(716)658-5973
Business Finance: Bank holding company for state chartered commercial
bank, HSBC Bank USA. .
URL http://www.banking.US.HSBC.com
http://www.banking.US.HSBC.com
Toll Free Telephone Number (800)975-4722
Officers Youssef A. Nasr - Chief Executive Officer and President
Robert M. Butcher - Executive Vice President, Chief Financial Officer
W.J. John Carroll - Executive Vice President, Marketing
John A.D. Hamilton - Executive Vice President, Chief Technical Officer
Equitable Life Assurance Society of the United States
1290 Avenue of the Americas
New York, New York
10104
United States
Tel: (212) 554-1234
Fax: FX - USA(212)707-1570
Business Insurance: Underwriter of life insurance. Services: Financial
planning.
Parent AXA Financial Inc.
Ult. Parent AXA Group
URL http://www.equitable.com
http://www.equitable.com
Officers Edward P. Miller - Chief Executive Officer, Chairman of the
Board
Stanely B. Tulin - Vice Chairman of the Board and Chief Financial
Officer
Michael Hegarty - President and Chief Operating Officer
Bank of New York Company Inc. (BK)
1 Wall St.
New York, New York
10286
United States
Tel: (212) 495-1784
USA(888)546-5269
USA(800)432-0140
Fax: FX - USA(212)635-1799
Business Finance: Bank holding company for state-chartered commercial
banks.
URL http://www.bankofny.com
http://www.globalmarkets.bankofny.com
http://www.bankofny.com
http://www.globalmarkets.bankofny.com
Toll Free Telephone Number USA(888)546-5269
USA(800)432-0140
Email Address shareowner-svcs@bankofny.com
Officers Thomas A. Renyi - Chief Executive Officer, Chairman of the
Board
Bruce W. Van Saun - Executive Vice President, Chief Financial Officer
Joseph V. Tripodi - Chief Marketing Officer
Gerald L. Hassell - President
Loews Corp. (LTR)
667 Madison Ave.
New York, New York
10021-8087
United States
Tel: (212) 521-2000
Fax: FX - USA(212)521-2525
Business Insurance: Underwriter of property, casualty and life
insurance. Manufacturing: Cigarettes and timing devices. Wholesale:
Watches. Services: Hotel operator. Mining: Oil well drilling. Finance:
Holding company.
URL http://www.loews.com
http://www.loews.com
Officers James S. Tisch - Chief Executive Officer and President
Peter W. Keegan - Senior Vice President, Chief Financial Officer
Alan Momeyer - Vice President, Human Resources
Laurence A. Tisch - Vice Chairman of the Board
Preston R. (Bob) Tisch - Vice Chairman of the Board
Barry Hirsch – Secretary
Citigroup Global Markets Holdings Inc. (ASB)
388 Greenwich St.
New York, New York
10013
United States
Tel: (212) 816-6000
Fax: FX - USA(212)793-9086
Business Finance: Securities brokerage firm and holding company.
http://www.smithbarney.com
http://www.smithbarney.com
Officers Charles Prince - Chief Executive Officer, Chairman of the
Board
John C. Morris - Chief Financial Officer
John Donnelly - Director of Human Resources
Robert Traficanti - Chief Accounting Officer
Robert Druskin - Director
Morgan Stanley Capital International Inc.
1585 Broadway
New York, New York
10036-8200
United States
Tel: (212) 761-4000
USA(800)223-2440
Fax: FX - USA(212)761-0086
Business Finance: International securities brokerage firm.
Parent Morgan Stanley
Ult. Parent Morgan Stanley
URL http://www.morganstanley.com
http://www.morganstanley.com
Toll Free Telephone Number USA(800)223-2440
Email Address indivfeedback@msdw.com
Officers Phillip Purcell - Chief Executive Officer
Stephan F. Newhouse - Chairman of the Board
Bank of New York
45 Wall St.
New York, New York
10286
United States
Tel: (212) 530-1784
Fax: FX - USA(212)495-2546
Business Finance: State-chartered commercial bank.
URL http://www.bankofny.com
http://www.bankofny.com
Officers Gerald L. Hassell - President
Robert E. Keilman - Senior Vice President, Comptroller
Joseph V. Tripodi - Chief Marketing Officer
Frank Peterson - Director of Human Resources
Republic New York Corp. (RNB)
452 5th Ave.
New York, New York
10018
United States
Tel: (212) 525-6100
Fax: FX - USA(212)525-5678
Business Finance: Bank holding company for nationally chartered
commercial banks.
URL http://www.rnb.com
http://www.rnb.com
Officers Dov C. Schlein - Chief Executive Officer, Chairman of the
Board
Stan Martin - Chief Financial Officer
CIT Group Inc. (CIT)
1211 Avenue of the Americas, 12t
New York, New York
10036
United States
Tel: (212) 383-7000
Business Finance: Provider of finance and leasing capital, short-term
business credit for commercial borrowers and consumers, non-bank
holding company.
URL http://www.cit.com
http://www.cit.com
Email Address info@cit.com
Officers Albert R. Gamper, Jr. - Chief Executive Officer, Chairman of
the Board
Joseph M. Leone - Executive Vice President, Chief Financial Officer
Jeffrey M. Peek - President and Chief Operating Officer
Susan Mitchell - Director of Human Resources
Bessemer Securities L.L.C.
630 Fifth Ave.
New York, New York
10111
United States
Tel: (212) 708-9100
Business Finance: Full-service securities brokerage firm.
Variant Name Bessemer Properties Inc. - Merger
Parent Bessemer Group Inc.
Ult. Parent Bessemer Group Inc.
URL http://www.bessemer.com
http://www.bessemer.com
Email Address feedback@bessemer.com
jobs@bessemer.com
marketing@bessemer.com
Officers John A. Hilton Jr. - Chief Executive Officer and President
John G. MacDonald - Chief Financial Officer
Robert C. Elliott - Director of Business Development
Stephen A. Baxley - Chief Administrative Officer
Federal Home Loan Bank of New York
101 Park Ave.
New York, New York
10178
United States
Tel: (212) 441-6600
Fax: FX - (212)949-0657
Business Finance: Congressionally chartered wholesale bank.
URL http://www.fhlbny.com
http://www.fhlbny.com
Email Address info@fhlbny.com
Officers Alfred A. DelliBovi - Chief Executive Officer and President
David C. Altilio - Chief Financial Officer
Adam Goldstein - Vice President, Marketing
Robert Hans - Chief Information Officer
Merrill Lynch and Company Inc. (MER)
4 World Financial Ctr., 250 Vese
New York, New York
10080
United States
Tel: (212) 449-1000
USA(800)637-7455
Fax: FX - USA(212)236-4384
Business Finance: Full-service securities brokerage and investment
advisory firm, equity, debt, foreign exchange, commodities and
economic research, banking, trust, and lending services, including
mortgage lending and related services. Insurance: Underwriter of life
insurance and annuities. Finance: Holding company.
URL http://www.ml.com
http://www.ml.com
Toll Free Telephone Number USA(800)637-7455
Officers Stan O'Neal - Chief Executive Officer, President, Chairman of
the Board
Ahmass L. Fahahany - Chief Financial Officer
John W. Cummings - Senior Vice President, Chief Information Officer
Terry Kassel - Senior Vice President, Human Resources
Dime Bancorp Inc. (DME)
589 5th Ave.
New York, New York
10017-1977
United States
Tel: (212) 326-6170
Fax: FX - USA(212)326-6169
Business Finance: Bank holding company for federally chartered savings
bank.
URL http://www.dime.com
http://www.dime.com
Officers Lawrence J. Toal - Chief Executive Officer and President
Anthony R. Burriesci - Chief Financial Officer
Amy J. Radin - Chief Marketing Officer
Michael Gallagher - Chief Information Officer
Goldman Sachs Group Inc. (GS)
85 Broad St.
New York, New York
10004
United States
Tel: (212) 902-1000
Fax: FX - USA(212)902-3000
Business Finance: Full service securities brokerage and investment
banking firm.
URL http://www.gs.com
http://www.gs.com
Email Address investor-relations@gs.com
Officers Henry M. Paulson Jr - Chief Executive Officer, Chairman of
the Board
David A. Viniar - Executive Vice President, Chief Financial Officer
David May - Vice President, Marketing
Leslie Tortora - Executive Vice President, Chief Information Officer
GreenPoint Financial Corp. (GPT)
90 Park Ave.
New York, New York
10016-1303
United States
Tel: (212) 834-1000
USA(800)554-7336
Fax: FX - USA(212)834-1403
Business Finance: Bank holding company, state-chartered savings bank,
mortgage company, credit to manufactured housing finance industry.
Variant Name GP FINANCIAL CORP. - Name Change 1995/05/05
URL http://www.greenpoint.com
http://www.greenpoint.com
Toll Free Telephone Number USA(800)554-7336
Email Address info@greenpoint.com
Officers Thomas S. Johnson - Chief Executive Officer, Chairman of the
Board
Jeffrey R. Leeds - Executive Vice President, Chief Financial Officer
Bharat B. Bhatt - President and Chief Operating Officer
Mary M. Massimo - Senior Vice President, Human Resources
MONY Group Inc. (MNY)
1740 Broadway
New York, New York
10019
United States
Tel: (212) 708-2000
Fax: FX - USA(212)708-2056
Business Insurance: Underwriter of life insurance. Finance: holding
company.
Variant Names MONY Life Insurance Company of America - Name Change
The Mony Group Inc. - Legal Name
Advest Group Inc. - Merger
URL http://www.mony.com
http://www.mony.com
Officers Michael I. Roth - Chief Executive Officer, Chairman of the
Board
Richard Daddario - Executive Vice President, Chief Financial Officer
Richard E. Connors - Senior Vice President, Marketing
Samuel J. Foti - President and Chief Operating Officer
American Express Co. (AXP)
American Express Twr., 200 Vesey
New York, New York
10285
United States
Tel: (212) 640-2000
Business Finance: Full-service securities brokerage firm, card and
consumer lending, foreign commercial bank and financial planning
services. Services: Travel agency, information processing and related
services.
URL http://www.americanexpress.com
http://www.americanexpress.com
Officers Kenneth I. Chennault - Chief Executive Officer, Chairman of
the Board
Gary Crittenden - Executive Vice President, Chief Financial Officer
John Hayes - Executive Vice President, Advertising
Glen Salow - Executive Vice President, Chief Information Officer
Morgan Stanley (MWD)
1585 Broadway
New York, New York
10036
1221 Sixth Ave., 5th Fl.
New York, New York
10020
United States
Tel: (212) 761-4000
USA(800)733-2307
Fax: FX - USA(212)761-0086
Business Finance: Provider of financial services including securities,
investment management and credit services.
URL http://www.morganstanley.com
http://www.morganstanley.com
Toll Free Telephone Number USA(800)733-2307
Email Address gemlfeedback@morganstanley.com
onlineclientsupport@morganstanley.com
onlinetechsupport@morganstanley.com
Officers Philip J. Purcell - Chief Executive Officer, Chairman of the
Board
Stephen S. Crawford - Vice President, Chief Financial Officer
Michael Cunningham - Chief Human Resources Officer
J.P. Morgan and Co.
60 Wall St., Fl. 46
New York, New York
10260-0060
United States
Tel: (212) 483-2323
Fax: FX - USA(212)648-5213
Business Finance: Full service securities brokerage firm, national and
state commercial bank.
URL http://www.jpmorgan.com
http://www.jpmorgan.com
Officers Douglas A. Warner III - Chief Executive Officer, Chairman of
the Board
Peter D. Hancock - Chief Financial Officer
Laura W. Dillon - Director of Corporate Communications
Thomas B. Ketchum - Chief Administrative Officer
Lehman Brothers Holdings Inc. (LEH)
745 Seventh Ave.
New York, New York
10019
United States
Tel: (212) 526-7000
USA(800)666-2388
Fax: FX - USA(212)526-3738
Business Finance: Full-service securities brokerage, investment
advisory firm and holding company.
Variant Name Shearson Lehman Brothers Holdings Inc. - Name Change
URL http://www.lehman.com
http://www.lehman.com
Toll Free Telephone Number USA(800)666-2388
Email Address inquiry@lehman.com
Officers Richard S. Fuld Jr. - Chief Executive Officer, Chairman of
the Board
David Goldfarb - Chief Financial Officer
Steven M. Lessing - Director of Sales
Kevin McGilloway - Chief Information Officer
CNA Insurance
40 Wall St.
New York, New York
10005-2301
United States
Tel: (212) 440-3000
Business Insurance: Underwriter of property and casualty insurance.
Parent CNA
Ult. Parent CNA
URL http://www.cna.com
http://www.cna.com
Officers Stephen Lilienthal - Chief Executive Officer, Chairman of the
Board
Heath Fitzsimmons - Senior Vice President, Chief Financial Officer
Adam M. Hodes - Executive Vice President
AMBAC Financial Group Inc. (ABK)
1 State St. Plz.
New York, New York
10004
United States
Tel: (212) 668-0340
(800)221-1854
Fax: FX - USA(212)509-9190
Business Insurance: Underwriter of municipal bond insurance and
provider of financial performance and credit information on hospitals
and health care facilities. Finance: Holding company.
Variant Name AMBAC Inc. - Name Change 1993/03/28
URL http://www.ambac.com
http://www.ambac.com
Toll Free Telephone Number (800)221-1854
Officers Phillip B. Lassiter - Chief Executive Officer, Chairman of
the Board
Thomas J. Gandolfo - Senior Vice President, Chief Financial Officer
Robert J. Genader - President and Chief Operating Officer
Gregg L. Bienstock - Director of Human Resources
Reliance Group Holdings Inc. (RELH)
5 Hanover Sq.
New York, New York
10004
United States
Tel: (212) 858-6520
Fax: FX - USA(212)909-1864
Business Insurance: Underwriter of property, casualty and title
insurance. Finance: Holding company.
Variant Names Reliance Group Holdings, Inc. - Legal Name
Reliance Financial Group Inc. - Name Change 1982/04/11
URL http://rgh.com
http://rgh.com
Officers Paul Zeller - Chief Executive Officer and President
MONY Life Insurance Co.
1740 Broadway
New York, New York
10019
United States
Tel: (212) 708-2000
Business Insurance: Underwriter of life insurance and annuity
products. Finance: Investment advisory and full-service securities
brokerage firm.
Variant Names MONY - Does Business as Name
Mutual Life Insurance Company of New York - Name Change 1998/11/16
URL http://www.mony.com
http://www.mony.com
Officers Michael I. Roth - Chief Executive Officer, Chairman of the
Board
Richard Daddario - Executive Vice President, Chief Financial Officer
Richard E. Connors - Senior Vice President, Marketing
Samuel J. Foti - President and Chief Operating Officer
Annaly Mortgage Management Inc. (NLY)
1211 Avenue of the Americas, Ste
New York, New York
10036
United States
Tel: (212) 696-0100
USA(888)826-6259
Fax: FX - USA(212)696-9809
Business Finance: Real Estate Investment Trust specializing in
mortgage backed securities.
URL http://www.annaly.com
http://www.annaly.com
Toll Free Telephone Number USA(888)826-6259
Officers Michael Farrell - Chief Executive Officer, Chairman of the
Board
Kathryn F. Fagan - Chief Financial Officer, Treasurer
Wellington St. Claire - Chief Information Officer
Jennifer Stephens - Investor Relations Manager
Marsh and McLennan Companies Inc. (MMC)
1166 Avenue of the Americas
New York, New York
10036-2774
United States
Tel: (212) 345-5000
Fax: FX - USA(212)345-4838
Business Insurance: Provider of insurance and reinsurance brokerage
services and management of insurance programs. Services: Management
consulting firm. Finance: Investment advisory firm and holding
company.
Variant Names Marsh and McLennan Companies Inc. - Legal Name
MMC - Does Business as Name
URL http://www.marshmac.com
http://www.marshmac.com
Officers Jeffrey W. Greenberg - Chief Executive Officer, President,
Chairman of the Board
Sandra Wijnberg - Senior Vice President, Chief Financial Officer
Francis N. Bonsignore - Senior Vice President, Human Resources
Charles A. Davis - Vice Chairman of the Board
Mutual of America Life Insurance Co.
320 Park Ave.
New York, New York
10022
United States
Tel: (212) 224-1600
(800)468-3785
Fax: FX - USA(212)224-2525
Business Insurance: Underwriter of life insurance for non-profit
organizations.
URL http://www.mutualofamerica.com
http://www.mutualofamerica.com
Toll Free Telephone Number (800)468-3785
Officers Thomas Moran - Chief Executive Officer and President
Manfred Altstadt - Chief Financial Officer
William Conway - Executive Vice President, Marketing
John Luebs - Vice President, Human Resources
Vornado Realty Trust (VNO)
888 Seventh Ave.
New York, New York
10019
United States
Tel: (212) 894-7000
Fax: FX - USA(212)587-0600
Business Finance: Real estate investment trust.
Variant Name Mendik Co. - Merger
URL http://www.vno.com
http://www.vno.com
Officers Steven Roth - Chief Executive Officer, Chairman of the Board
Joseph Macnow - Executive Vice President, Finance and Administration
Michael D. Fascitelli - President
Paul Larner - Executive Vice President, Chief Administrative Officer
Nelson Communications Worldwide
41 Madison Ave.
New York, New York
10010
United States
Tel: (212) 684-9400
Fax: FX - USA(212)684-3478
Business Finance: Investment and holding company.
Variant Name Nelson Communications Inc. - Name Change
URL http://www.nelsoncommunications.com
http://www.nelsoncommunications.com
Officers Thomas Moore - Chief Executive Officer and President
Stephen King - Chairman of the Board
Reliance Financial Services Corp.
55 E 52nd St.
New York, New York
10055
United States
Tel: (212) 909-1100
Business Insurance: Underwriter of life insurance.
Parent Reliance Group Inc.
Ult. Parent Reliance Group Holdings Inc.
Officers S.P. Steinberg - Chief Executive Officer, Chairman of the
Board
CIBC World Markets
425 Lexington Ave.
New York, New York
10017
United States
Tel: (212) 667-7000
Business Finance: Security brokers and dealers.
Variant Name CIBC Oppenheimer - Merger
Parent Canadian Imperial Bank Of Commerce
Ult. Parent Canadian Imperial Bank Of Commerce
URL http://www.cibcwm.com
http://www.cibcwm.com
Officers David J. Kassie - President
Kevin Adolphe - Chief Financial Officer
Paul Rogers – President
USLIFE Corp.
125 Maiden Ln., Ste. 6
New York, New York
10038-4912
United States
Tel: (212) 709-6000
Business Insurance: Underwriter of life insurance. Finance: Investment
advisory firm and holding company.
Parent American General Corp.
Ult. Parent American General Corp.
URL http://www.uslifegroup.agfg.com
http://www.uslifegroup.agfg.com
Officers Donald W. Britton - President
David L. David L. - Executive Vice President, Chief Financial Officer
UBS Financial Services Inc.
1285 Ave. of the Americas
New York, New York
10019-6028
United States
Tel: (212) 713-2000
Fax: FX - USA(212)713-4889
Business Finance: Full-service securities brokerage, investment
banking and investment advisory firm.
URL http://financialservicesinc.ubs.com
http://financialservicesinc.ubs.com
Email Address comments@ubspw.com
Officers Joseph J. Grano,,Jr. - Chief Executive Officer, Chairman of
the Board
Robert Chersi - Chief Financial Officer
James D. Price - Executive Vice President
Pearl Bruce - Director of Systems
Home Holdings Inc.
59 Maiden Ln.
New York, New York
10038-4548
United States
Tel: (212) 530-7000
Fax: FX - (212)530-3348
Business Insurance: Underwriter of property and casualty insurance.
Finance Holding company.
Variant Name The Home Insurance Company - Does Business as Name
Officers Lars-Goran Nilsson - Chief Executive Officer and President
Charles W. McConnell II - President and Chief Financial Officer
Joseph J. Campbell - Senior Vice President, Management Information
Systems
Albert W. Morton - Senior Vice President, Human Resources
Bank of Tokyo-Mitsubishi Trust Co.
1251 Avenue of the Americas
New York, New York
10020
United States
Tel: (212) 782-4000
Fax: FX - (212)782-6415
Business Finance: State-chartered commercial bank.
Variant Name Bank of Tokyo Trust Co. - Name Change
Ult. Parent Bank of Tokyo-Mitsubishi Ltd (Japan)
URL http://www.btmna.com
http://www.btmna.com
Email Address nahq@btmna.com
Officers Akio Utsumi - President
Transatlantic Holdings Inc. (TRH)
80 Pine St.
New York, New York
10005
United States
Tel: (212) 770-2000
Fax: FX - USA(212)269-6801
Business Insurance: Underwriter of property and casualty reinsurance.
Finance: Holding company.
Variant Names PREINCO Holdings Inc. - Name Change 1990/04/18
Transatlantic Holdings, Inc. - Legal Name
URL http://www.transre.com
http://www.transre.com
Email Address investor_relations@transre.com
Officers Robert F. Orlich - Chief Executive Officer and President
Steven S. Skalicky - Executive Vice President, Chief Financial Officer
Paul A. Bonny - Executive Vice President, Operations
Robert V. Mucci - Senior Vice President
Financial Security Assurance Holdings Ltd.
350 Park Ave.
New York, New York
10022
United States
Tel: (212) 826-0100
USA(888)422-2372
Fax: FX - USA(212)688-3101
Business Insurance: Underwriter of financial guaranty insurance.
Finance: Holding company.
Variant Name FSA - Does Business as Name
URL http://www.fsa.com
http://www.fsa.com
Toll Free Telephone Number USA(888)422-2372
Email Address info@fsa.com
Officers Robert P. Cochran - Chief Executive Officer, Chairman of the
Board
Joseph Simon - Chief Financial Officer
Sean W. McCarthy - President and Chief Operating Officer
Bruce Stern – Secretary
Bear Stearns Companies Inc. (BSC)
383 Madison Ave.
New York, New York
10179
United States
Tel: (212) 272-2000
USA(888)473-3819
Fax: FX - USA(212)272-4785
Business Finance: Diversified investment banking, securities trading
and brokerage firm and holding company.
Variant Name The Bear Stearns Companies Inc. - Legal Name
URL http://www.bearstearns.com
http://www.bearstearns.com
Toll Free Telephone Number USA(888)473-3819
Email Address infocenter@bear.com
Officers James E. Cayne - Chief Executive Officer, Chairman of the
Board
Samuel L. Molinaro - Executive Vice President, Chief Financial Officer
Alan D. Schwartz - President and Chief Operating Officer
Douglas R. Korn - Managing Director
Marshall J. Levinson - Chief Accounting Officer
United States Trust Company of New York
114 W 47th St.
New York, New York
10036-1532
United States
Tel: (212) 852-1000
Fax: FX - USA(212)852-3225
Business Finance: Asset management and trust company.
Parent U.S. Trust Corp.
Ult. Parent Charles Schwab Corp.
URL http://www.ustrust.com
http://www.ustrust.com
Officers
Frederick B. Taylor - Vice Chairman of the Board and Finance Officer
Jeffrey S. Maurer - Chief Executive Officer
Maribeth S. Rahe – President
Emigrant Savings Bank Executive Offices
5 E 42nd St.
New York, New York
10017-6981
United States
Tel: (212) 850-4000
(888)364-4726
Fax: FX - USA(212)850-4338
Business Finance: State-chartered savings bank.
URL http://www.emigrant.com
http://www.emigrant.com
Toll Free Telephone Number (888)364-4726
Officers Philip L. Milstein - Chief Executive Officer and President
Credit Suisse First Boston Inc.
11 Madison Ave.
New York, New York
10010
United States
Tel: (212) 325-2000
Fax: FX - USA(212)325-8249
Business Finance: International investment banking firm.
URL http://www.csfb.com
http://www.csfb.com
Email Address info@csfb.com
Officers John Mack - President
Richard E. Thornburgh - Chief Financial Officer
David O'Leary - Director of Human Resources
Atlantic Mutual Insurance Co.
140 Broadway
New York, New York
10005-1101
United States
Tel: (212) 943-1800
Fax: FX - USA(212)428-6566
Business Insurance: Underwriter of property and casualty insurance.
URL http://www.atlanticmutual.com
http://www.atlanticmutual.com
Officers Klaus G. Dorfi - Chief Executive Officer, Chairman of the
Board
________________________________________________________________________
MID-SIZE FIRMS WITH OPERATING REVENUE FROM 200 to 500 M
(IN ORDER OF OPERATING REVENUE: LARGEST, FIRST)
________________________________________________________________________
NB Capital Corp. (NBD)
125 W 55th St.
New York, New York
10019
United States
Tel: (212) 632-8532
Fax: FX - (212)632-8789
Business Finance: Investing in residential mortgages, and other real
estate assets.
Parent National Bank Of Canada
Ult. Parent National Bank Of Canada
Officers Serge Lacroix - President, Chairman of the Board
Jean Dagenais - Chief Financial Officer
Maria Castellano - Director of Human Resources
First Atlantic Capital Ltd.
135 E 57th St., 29th Fl.
New York, New York
10022
United States
Tel: (212) 750-0300750-0300212
Fax: FX - (212)750-0954
Business Finance: private-equity investment firm.
Officers Roberto Buaron - Chief Executive Officer, President, Chairman
of the Board
Ehrenkrantz King Nussbaum Inc.
595 Madison Ave., 38th Fl.
New York, New York
10022-1614
United States
Tel: (212) 508-4700
(800)867-8600
Fax: FX - (212)308-9385
Business Finance: Financial analysis firm.
URL http://www.eknstock.com
http://www.eknstock.com
Toll Free Telephone Number (800)867-8600
Officers Irwin Nussbaum - Chief Executive Officer
Joan King - Chief Operating Officer
BlackRock North American Government Income Trust Inc. (BNA)
199 Water St. Frnt. 1
New York, New York
10038
United States
Tel: (212) 214-1000
Business Finance: Closed-end U.S. and Canadaian Government bond fund.
Variant Name Blackstone North American Government Income TrustInc. -
Name Change
URL http://www.prudential.com
http://www.prudential.com
Officers Ralph L. Schlosstein - President
John Hsu Capital Group Inc.
767 3rd Ave., 18th Fl.
New York, New York
10017
United States
Tel: (212) 223-7515
Fax: FX - USA(212)980-8134
Business Finance: Financial investment management firm.
Variant Names John Hsu Capital Corp. - Name Change
Hsu John Capital Group Inc. - Inverted Name
Email Address jhcg@msn.com
Officers John Hsu - Chairman of the Board
Udit Agrawal - Chief Financial Officer
Priscilla Hogan - Director of Marketing and Sales
Rebecca Bodell - Operations Manager
AXA Distributors L.L.C.
1290 Avenue of the Americas
New York, New York
10104-1472
United States
Tel: (212) 314-6751
Fax: FX - (212)314-2077
Business Insurance: Wholesale distributor of annuity and insurance
products to third-party distribution channels.
Variant Name Equitable Distributors Inc. - Name Change
URL http://www.axadistributors.com
http://www.axadistributors.com
Email Address webmaster@equidist.com
Officers Alex MacGillivray - Chief Executive Officer and President
Prudential Sector Funds Inc. 199 Water St.
New York, New York
10292
1 Seaport Plz.
New York, New York
10292
United States
Tel: (212) 214-1250
Business Finance: Open-ended utilities fund.
Variant Name Prudential Utility Fund - Name Change
URL http://www.prudential.com
http://www.prudential.com
Officers David R. Odenath, Jr. - President
Grace C. Torres - Treasurer
Medallion Financial Corp. (TAXI)
437 Madison Ave.
New York, New York
10022
United States
Tel: (212) 328-2100
USA(877)633-2554
Fax: FX - USA(212)328-2121
Business Finance: Closed-end business development company.
URL http://www.medallionfinancial.com
http://www.medallionfinancial.com
Toll Free Telephone Number USA(877)633-2554
Email Address info@medallionfinancial.com
Officers Alvin M. Murstein - Chief Executive Officer, Chairman of the
Board
James E. Jack Jr. - Executive Vice President, Chief Financial Officer
Brian S. O'Leary - Chief Operating Officer
Conrad J. Isoldi - Senior Vice President, Chief Administrative Officer
Andrew Murstein - President
Marie Russo - Secretary
Franklin Credit Management Corp. (FCSC)
6 Harrison St.
New York, New York
10013
United States
Tel: (212) 925-8745
(888)445-8868
Fax: FX - (212)925-1971
Business Finance: Consumer residential loans.
Variant Name Miramar Resources Inc. - Name Change
URL http://www.franklincredit.com
http://www.franklincredit.com
Toll Free Telephone Number (888)445-8868
Email Address borrowers@franklincredit.com
Officers Seth Cohen - Chief Executive Officer
Alan Joseph - Chief Financial Officer
Joseph Caiazzo - Vice President, Chief Operating Officer
Thomas J. Axon - President, Chairman of the Board
Steven T. Hague - Vice President
John Devine - Vice President
Alliance Growth and Income Fund Inc.
1345 Ave. of the Amer.
New York, New York
10105
United States
Tel: (212) 969-1000
Business Finance: Growth and income fund.
URL http://www.investor.alliancecapital.com
http://www.investor.alliancecapital.com
Officers Bruce K. Aronow – President
Alliance Municipal Trust-California Portfolio (AKP)
1345 Ave. of the Americas
New York, New York
10105
United States
Tel: (212) 969-1000
Business Finance: California tax-free money market fund.
URL http://www.alliancecapital.com
http://www.alliancecapital.com
Officers John Carifa - Chairman of the Board
Ronald Whitehill - President
Refco Group Ltd., L.L.C.
200 Liberty St., Ste. 2300
New York, New York
10281
United States
Tel: (212) 693-7000
Fax: FX - USA(212)930-6590
Business Finance: Commodity brokerage firm.
URL http://www.refco.com
http://www.refco.com
Officers Phil Bennett - President
Investment Technology Group Inc. (ITG)
380 Madison Ave., 4th Fl.
New York, New York
10017
United States
Tel: (212) 588-4000
(800)215-4484
Fax: FX - (212)444-6295
Business Finance: Provider of automated securities trade execution and
holding company.
Variant Names Integrated Analysis Inc. - Name Change
Hoenig and Co. Inc. - Acquisition
URL http://www.itginc.com
http://www.itginc.com
Toll Free Telephone Number (800)215-4484
Officers Robert J. Russel - Chief Executive Officer and President
Howard C. Naphtali - Chief Financial Officer
Mike Neumark - Senior Vice President, Marketing
Ananth Madhavan - Director of Research
Manhattan Mortgage Co.
555 Madison Ave.
New York, New York
10022-3301
United States
Tel: (212) 593-4343
USA(888)593-4343
Fax: FX - USA(212)593-4425
Business Finance: Mortgage brokerage firm.
Toll Free Telephone Number USA(888)593-4343
Email Address info@manhattanmortgage.com
Officers Melissa Cohn - Chief Executive Officer and President
Fimat USA Inc.
630 5th Ave., Ste. 500
New York, New York
10111
United States
Tel: (646) 557-9000
Fax: FX - (646)557-9001
Business Finance: Commodities broker.
Variant Names Fimat Futures USA Inc. - Name Change
Brody White and Company Inc. - Merger
URL http://www.fimat.com
http://www.fimat.com
Officers Cynthia Zeltwanger - Chief Executive Officer and President
Vincent Bonamy - Senior Vice President, Finance
Niels Hansen- Love - Senior Vice President, Management Information
Systems
Central Securities Corp. (CET)
375 Park Ave.
New York, New York
10152
United States
Tel: (212) 688-3011
Fax: FX - (212)688-5838
Business Finance: Closed-end management investments.
URL http://www.centralsecurities.com
Officers Wilmot H. Kidd - President
Charles N. Edgerton - Vice President, Treasurer
Marlene A. Krumholz - Secretary
Euro Brokers Inc.
1 Seaport Plz., 19th Fl.
New York, New York
10038-3526
United States
Tel: (646) 346-7000
Fax: FX - USA(646)346-6920
Business Finance: International money brokerage firm.
Parent Euro Brokers Investment Corp.
Ult. Parent Maxcor Financial Group Inc.
URL http://www.ebi.com
http://www.ebi.com
Officers Gilbert D. Scharf - Chief Executive Officer, President,
Chairman of the Board
Dreyfus Corp.
200 Park Ave., 7th Fl.
New York, New York
10166-0039
United States
Tel: (212) 922-6000
(800)782-6620
Fax: FX - USA(212)922-6038
Business Finance: Investment advisory firm and mutual fund company.
Variant Name The Dreyfus Corporation - Legal Name
Parent Mellon Bank N.A.
Ult. Parent Mellon Financial Corp.
URL http://www.dreyfus.com
http://www.dreyfus.com
Toll Free Telephone Number (800)782-6620
Email Address info@dreyfus.com
Officers William T. Sandalls - Chief Financial Officer
Merchant Factors Corp.
1430 Broadway, 18th Fl.
New York, New York
10018
United States
Tel: (212) 840-7575
USA(800)929-3293
Fax: FX - USA(212)869-1752
Business Finance: Commercial finance company.
URL http://www.merchantfactors.com
http://www.merchantfactors.com
Toll Free Telephone Number USA(800)929-3293
Email Address information@merchantfactors.com
Officers Walter Kaye - President
Peter Langlais - Chief Financial Officer
Adam Winters - Assistant Vice President, Marketing and Sales
Alliance Quasar Fund Inc.
1345 Ave. of the Amer.
New York, New York
10105
United States
Tel: (212) 969-1000
Business Finance: Growth fund.
Variant Name Quasar Associates Inc. - Name Change
URL http://www.investor.alliancecapital.com
http://www.investor.alliancecapital.com
Officers Bruce K. Aronow - President
Congress Financial Corp.
1133 Avenue of the Americas
New York, New York
10036-6778
United States
Tel: (212) 840-2000
Fax: FX - USA(212)545-4555
Business Finance: Asset based lending firm.
Parent Wachovia Corp.
Ult. Parent Wachovia Corp.
URL http://www.congressfinancial.com
http://www.congressfinancial.com
Officers Robert I. Goldman - Chairman of the Board
Morton Schwartz - Chief Financial Officer
Barry A. Kastner - Executive Vice President, Marketing and Sales
Greg Mazza - Senior Vice President, Management Information Systems
Donald Reyersdorf - Senior Vice President, Human Resources
Wellsford Real Properties Inc. (WRP)
535 Madison Ave., 26th Fl.
New York, New York
10022
United States
Tel: (212) 838-3400
Fax: FX - (212)421-7244
Business Finance: Real estate investment trust
URL http://www.wellsford.com
http://www.wellsford.com
Email Address wrpny@wellsford.com
Officers Jeffrey H. Lynford - Chief Executive Officer, President,
Chairman of the Board
James J. Burns - Senior Vice President, Chief Financial Officer
David M. Strong - Vice President, Business Development
William H. Darrow II - Managing Director
Mark P. Cantaluppi - Vice President, Chief Accounting Officer
Clinton Group Inc.
55 Water Str., 31st Fl.
New York, New York
10041
United States
Tel: (212) 825-0400
Fax: FX - (212)825-0079
Business Finance: Investment advisory firm.
URL http://www.clinton.com
http://www.clinton.com
Email Address info@clinton.com
Officers George Hall - President
John Hall - Chief Financial Officer
Patrick O'Meara - Director of Marketing
Richard Cohen - Technical Director
Ampal-American Israel Corp. (AMPL)
660 Madison Ave.
New York, New York
10021
United States
Tel: (212) 593-9842
Fax: FX - USA(212)593-9864
Business Finance: Business credit institution, equity investor and
loan originator for financial, petroleum distribution, hotel, real
estate and commercial enterprises in Israel.
URL http://www.ampal.com
http://www.ampal.com
Email Address main@ampal.com
Officers Jack Bigio - Chief Executive Officer and President
Irit Eluz - Vice President, Chief Financial Officer and Treasurer
Yosef A. Maiman - Chairman of the Board
Alla Kanter - Vice President, Accounting
THCG Inc. (THCG)
512 7th Ave., 17th Fl.
New York, New York
10018
United States
Tel: (212) 223-0440
Fax: FX - (212)832-6554
Business Finance: Investment firm.
Variant Names Hambro America Inc. - Name Change
Walnut Financial Services Inc. - Merger 1999/11/01
Tower Hill Securities Inc. - Name Change
Tower Hill Capital Group - Name Change
Officers Joseph D. Mark - Chief Executive Officer, Chairman of the
Board
Evan Marks - Chief Operating Officer
Yeal Berger - Director of Human Resources
Lexington Corporate Properties Inc.
355 Lexington Ave. 14th Fl.
New York, New York
10017
United States
Tel: (212) 692-7260
(800)692-6999
Fax: FX - (212)986-6972
Business Finance: Real estate investment trust.
URL http://www.lxp.com
http://www.lxp.com
Toll Free Telephone Number (800)692-6999
Email Address info@lxp.com
Officers Robert Roskind - Chief Executive Officer, Chairman of the
Board
Seligman Common Stock Fund Inc. (SCSFX)
100 Park Ave.
New York, New York
10017
United States
Tel: (212) 850-1864
(800)221-7844
Business Finance: Growth and income fund
URL http://www.seligman.com
http://www.seligman.com
Toll Free Telephone Number (800)221-7844
Officers William Morris - Chairman of the Board
LBS Bank-New York
12 E 52nd St.
New York, New York
10022-5306
United States
Tel: (212) 207-2200
Fax: FX - USA(212)593-1967
Business Finance: State-chartered commercial bank.
Parent Nova Ljubljanska banka dd Ljubljana
Ult. Parent Nova Ljubljanska banka dd Ljubljana
URL http://www.Lbsbank.com
http://www.Lbsbank.com
Email Address lbsny@lbsbank.com
Officers Boret Stanic - Chief Executive Officer and President
Lely Schwartz - Vice President, Treasurer
Tim Johnson - Operations Manager
Frank J. Horvat - Executive Vice President
Sentinel Real Estate Corp.
1251 Ave. of the Amer
New York, New York
10020
United States
Tel: (212) 408-2910
Business Finance: Real estate investment trusts.
Variant Names Security Capital Real Estate Corp. - Name Change
Security Real Estate Corp. - Name Change
Officers John Streicker – President
AXA Art Insurance Corp.
4 W 58th St., 8th Fl.
New York, New York
10019-2515
United States
Tel: (212) 415-8400
(877)292-4278
Fax: FX - USA(212)415-8402
Business Insurance: Domestic carrier exclusively underwriting fine-art
insurance.
Variant Name Nordstern Insurance Company of America - Name Change
URL http://www.axa-art.com
http://www.axa-art.com
Toll Free Telephone Number (877)292-4278
Email Address cfischer@axa-art-usa.com
Officers Dietrich von Frank - Chief Executive Officer and President
ITG Inc.
380 Madison Ave.
New York, New York
10017-2513
United States
Tel: (212) 588-4000
USA(800)858-4907
Fax: FX - USA(212)444-6295
Business Finance: Provider of automated securities trade execution.
Variant Name Investment Technology Group - Does Business as Name
Parent Investment Technology Group Inc.
Ult. Parent Investment Technology Group Inc.
URL http://www.itginc.com
http://www.itginc.com
Toll Free Telephone Number USA(800)858-4907
Email Address mneumark@itginc.com
Officers Robert Russell - Chief Executive Officer
Standard Security Life Insurance Company of New York
485 Madison Ave., 14th Fl.
New York, New York
10022
United States
Tel: (212) 355-4141
Fax: FX - USA(212)754-3396
Business Insurance: Underwriter of life and disability insurance.
Parent Independence Holding Co. (Stamford, Connecticut)
Ult. Parent Independence Holding Co. (Stamford, Connecticut
URL http://www.sslicny.com
http://www.sslicny.com
Email Address information@sslicny.com
Officers Rachel Lipari - President and Chief Operating Officer
Gary Balzofiore - Vice President, Controller
Alex Giordano - Executive Vice President, Marketing
Schroder Wertheim and Company Inc.
787 7th Ave.
New York, New York
10019
United States
Tel: (212) 492-6000
Fax: FX - USA(212)492-7033
Business Finance: Investment banking firm
Officers Steven Kotler - President and Chief Operating Officer
Pat Borruso - Chief Financial Officer
Margret Finnegan - Vice President
Michael Fanelli - Vice President, Management Information Systems
Veronica Baard - Director of Human Resources
Ceditex Inc.
26 W 17th St., Fl. 4
New York, New York
10011-5710
United States
Tel: (212) 633-7277
Fax: FX - (212)633-7316
Business Finance: Provider of electronic brokerage services for the
credit derivatives market.
URL http://www.creditex.com
http://www.creditex.com
Email Address webmaster@creditex.com
Officers Sunil Hirani - Chief Executive Officer, Chairman of the Board
Brad McKinnon - Chief Marketing Officer
Andrea Danese - President and Chief Operating Officer
Elain Effren - General Manager
Jim Miller - Chief Technical Officer
Oppenheimer and Company Inc.
125 Broad St., Fl. 16
New York, New York
10004
United States
Tel: (212) 668-8000
USA(800)221-5588
Fax: FX - USA(212)943-8728
Business Finance: Full-service securities brokerage firm.
Variant Names Fahnestock and Co. Inc. - Legal Name
Josephthal and Company Inc. - Merger
Grand Charter Group Inc. – Merger
Fahnestock and Company Inc. - Name Change
URL http://www.fahnestock.com
http://www.fahnestock.com
Toll Free Telephone Number USA(800)221-5588
Officers Albert G. Lowenthal - Chief Executive Officer, Chairman of
the Board
E. K. Roberts - President and Treasurer
Henry Williams - Senior Vice President
Frank Colen - Vice President
A. W. Oughtred - Secretary
Managed Municipals Portfolio Inc. (MMU)
388 Greenwich St., 23rd Fl.
New York, New York
10013
United States
Tel: (212) 816-4275
Business Finance: Closed-end mutual fund.
URL http://www.salomonsmithbarney.com
Officers Jay Gerken - Chairman of the Board
Cantor Fitzgerald L.P.
135 E 57th St.
New York, New York
10022
United States
Tel: (212) 938-5000
Business Finance: Provider of financial services, including portfolio
trading, investment banking, financial spread betting and electronic
trading technology, holding company.
Variant Names Cantor - Does Business as Name
Cantor, Fitzgerald Securities Corp. - Name Change
Cantor Fitzgerald and Co. - Name Change
URL http://www.cantor.com
http://www.cantor.com
Email Address espeedinquiries@espeed.com
marketdata@cantor.com
Officers Howard W. Lutnick - Chief Executive Officer, Chairman of the
Board
Amy Nauiokas - Director of Marketing
Thomas O. Trillo - Director of Operations
Stuart Fraser - Vice Chairman of the Board
Fortis Advisers Inc.
1 Chase Manhattan Plz.
New York, New York
10005
United States
Tel: (212) 859-7000
Business Finance: Investment advisory firm.
Parent Fortis Inc. (New York, New York)
Ult. Parent Fortis NV
URL http://www.us.fortis.com
http://www.us.fortis.com
Officers Gary N. Yalen – President
J.J. Kenny Drake Inc.
55 Water St.
New York, New York
10041
United States
Tel: (212) 438-4032
USA(800)344-3014
Business Finance: Municipal bond broker.
Variant Names Kenny J.J. Drake Inc. - Inverted Name
Kenny S and P Evaluation Services - Does Business as Name
Parent J.J. Kenny Company Inc.
Ult. Parent McGraw-Hill Companies Inc.
URL http://www.kennydrake.com
http://www.kennydrake.com
Toll Free Telephone Number USA(800)344-3014
Email Address christine_keegan@standardandpoors.com
Officers Leo O'Neil - President
MetLife Insurance Co.
1 Madison Ave.
New York, New York
10010
United States
Tel: (212) 578-7791
Fax: FX - USA(212)578-7298
Business Insurance: Underwriters of life insurance. Finance:
Holdingcompany.
Variant Name MetLife Texas Holdings Inc. - Name Change
URL http://www.metlife.com
http://www.metlife.com
Email Address info@metlife.com
Officers Robert H. Benmosche - President
Stewart G. Nagler - Vice Chairman of the Board and Chief Financial
Officer
Moore Capital Management Inc.
1251 Avenue of the Americas, 53r
New York, New York
10020-1104
United States
Tel: (212) 782-7000
Fax: FX - USA(212)782-7550
Business Finance: Investment advisory firm.
URL http://www.moorecap.com
Email Address website@moorecap.com
Officers M. Elaine Crocker - President
Michael Garfinkel - Director of Marketing
Dominick and Dominick Inc.
32 Old Slip, 34th Fl.
New York, New York
10005
United States
Tel: (212) 558-8800
Fax: FX - USA(212)797-5268
Business Finance: Full-service securities brokerage firm.
Variant Name Dominick and Dominick International Corp. - Merger
Parent 1870 Corp.
Ult. Parent 1870 Corp.
Officers Paul L. Kennedy - Chief Executive Officer
Paul Morgante - Chief Financial Officer
Maria Rivera - Personnel Manager
Wellspring Capital Management L.L.C.
390 Park Ave.
New York, New York
10022
United States
Tel: (212) 318-9800
Fax: FX - USA(212)318-9810
Business Finance: Investment advisory firm.
Variant Name Wellspring Associates L.L.C. - Name Change
URL http://www.wellspringcapital.com/reach.html
http://www.wellspringcapital.com/reach.html
Email Address information@wellspringcapital.com
Officers Greg S. Feldman - Managing Partner
David J. Kass - Chief Financial Officer
David C. Mariano - Partner
William F. Dawson - Partner
SunAmerica Asset Management Corp.
733 3rd Ave., 3rd Fl.
New York, New York
10017-3204
United States
Tel: (212) 551-5100
(800)552-3319
Fax: FX - (212)551-5585
Business Finance: Mutual fund and private investment management.
Variant Name SunAmerica Asset Management - Does Business as Name
Parent AIG SunAmerica
Ult. Parent American International Group Inc.
URL http://www.sunamericafunds.com
http://www.sunamericafunds.com
Toll Free Telephone Number (800)552-3319
Email Address mutualfundinquiry@sunamericafunds.com
Officers Matthew H. Lobas - President
Steven Rothstein - Chief Financial Officer
Utendahl Capital Management L.P.
30 Broad St., Fl. 21
New York, New York
10004
United States
Tel: (407) 447-4900
(877)941-4900
Business Finance: Investment management firm.
URL http://www.utendahl.com
http://www.utendahl.com
Toll Free Telephone Number (877)941-4900
Email Address info@utendahl.com
Officers John O. Utendahl - Chairman of the Board
F. Barry Nelson - Senior Vice President, Chief Financial Officer
Kimberly J. Beckley - Director of Marketing
Jerald P. Menozzi - Managing Director
Global Total Return Fund Inc.
1 Liberty Plz., 46th Fl.
New York, New York
10006
United States
Tel: (212) 978-1036
(800)552-2243
Fax: FX - (212)978-1013
Business Finance: Closed-end investment fund.
URL http://www.prudentialsecurities.com
http://www.prudentialsecurities.com
Toll Free Telephone Number (800)552-2243
Officers Robert Tripp - Manager
Michael Goosay - Manager
Clayton, Dubilier and Rice Inc.
375 Park Ave., 18th Fl.
New York, New York
10152
United States
Tel: (212) 407-5200
Fax: FX - USA(212)407-5252
Business Finance: Venture capital firm
URL http://www.cdr-inc.com
http://www.cdr-inc.com
Officers Joseph L. Rice III - Chairman of the Board
William A. Barbe - Chief Financial Officer
Donald J. Gogel - President and Chief Operating Officer
B. Charles Ames - Vice Chairman of the Board
Robert P. Corso and Co.
295 Madison Ave. Ste. 1102
New York, New York
10017
United States
Tel: (212) 687-9300
Business Finance: Mortgage brokerage firm.
Variant Name Corso Robert P. and Co. - Inverted Name
Officers Robert P. Corso – President
Weiss Peck and Greer L.L.C.
1 New York Plz., 30th Fl.
New York, New York
10004
United States
Tel: (212) 908-9500
Fax: FX - (212)908-0109
Business Finance: Investment advisory firm.
Variant Names Weiss, Peck and Greer - Name Change
Weiss, Peck and Greer L.L.C. - Legal Name
Weiss, Peck and Greer L.L.C. - Name Change
Parent Robeco Groep NV
Ult. Parent Robeco Groep NV
URL http://www.wpginvest.com
http://www.wpgequity.com/
http://www.wpginvest.com
http://www.wpgequity.com/
Email Address ben.wulfsohn@wpginvest.com
wpgequity@wpginvest.com
Officers Nassos Michas - Chief Executive Officer, President, Chairman
of the Board
Constant Korthout - Chief Financial Officer
Pilip Greer - Managing Director
Roger J. Weiss - Managing Director
John A. Levin and Company Inc.
1 Rockefeller Plz.
New York, New York
10020
United States
Tel: (212) 332-8400
Fax: FX - USA(212)332-8402
Business Finance: Investment advisory firm.
Variant Name Levin John A. and Company Inc. - Inverted Name
URL http://www.levinco.com
http://www.levinco.com
Officers John A. Levin - Chief Executive Officer, Chairman of the
Board
Glen Aigen - Chief Financial Officer
Edward Theobold - Director of Marketing and Sales
________________________________________________________________________
SMALL FIRMS WITH OPERATING REVENUE FROM 1 to 10 M
(IN ORDER OF OPERATING REVENUE: LARGEST, FIRST)
________________________________________________________________________
Weatherly Private Capital Inc.
2 World Trade Ctr., Ste. 2946
New York, New York
10048-2998
United States
Tel: (212) 809-2920
Business Finance: Venture capital firm.
Parent Weatherly Securities Corp.
Officers
George Balmer - Chief Financial Officer
Thomas A. McFall - Chief Executive Officer and President
H.A. Schupf and Company Inc.
600 5th Ave, 8th Fl.
New York, New York
10020-2302
United States
Tel: (212) 830-5300
Fax: FX - USA(212)751-6385
Business Finance: Investment advisory firm.
Variant Name Schupf H.A. and Company Inc. - Inverted Name
Parent CDC IXIS Asset Management North America L.P.
Officers Axel Schupf - President
Murphy and Partners
45 Rockefeller Plz., Ste. 1960
New York, New York
10111
United States
Tel: (212) 332-2929
Fax: FX - USA(212)332-2920
Business Finance: Investment firm.
Variant Names Murphy and Fauver - Name Change
M and F Associates L.P. - Name Change
Officers John J. Murphy Jr. - Managing Partner
Phillip Giordano - Partner, Finance
John J. Murphy Jr. - Managing Partner, Marketing and Sales
Stuart L. Agranoff - Partner
Thomas M. Keane Jr. - Partner
URL http://www.murphy-partners.com
http://www.murphy-partners.com
Email Address John@murphy-partners.com
Tanaka Capital Management Inc.
230 Park Ave.
New York, New York
10169
United States
Tel: (212) 490-3380
Fax: FX - USA(212)687-2852
Business Finance: Investment advisory firm.
URL http://www.tanakatanaka.com
http://www.tanakatanaka.com
Officers Graham Tanaka - President
CPM Group
30 Broad St., 37th Fl.
New York, New York
10004
United States
Tel: (212) 785-8320
Fax: FX - USA(212)785-8325
Business Finance: Commodity and precious metals research and
consulting services relating to investment, hedging, planning and
market trend projections.
Variant Name Christian, Podlesko and van Musschenbroek Ltd. - Name
Change
URL http://www.cpmgroup.com
http://www.cpmgroup.com
Email Address jchristian@cpmgroup.com
Officers Jeffrey M. Christian - Managing Director
Vanessa Motto - Director of Marketing
RRH Capital Management Inc.
381 Park Ave. S., Ste. 417
New York, New York
10016-1903
United States
Tel: (212) 447-8777
Fax: FX - USA(212)447-8720
Business Finance: Investment advisory firm.
Variant Name Rieger, Robinson, Harrington and Company Inc. - Name
Change
URL http://www.rrhcap.com
http://www.rrhcap.com
Email Address info@rrhcap.com
Officers L. George Rieger - Chief Executive Officer and President
Vivian Pan - President
Nancy Owen Rieger - Director of Marketing
Founders Equity Inc.
711 5th Ave.
New York, New York
10022
United States
Tel: (212) 829-0900
Business Finance: Investment broker.
Officers John Teeger - President
Arista Investors Corp. (ARINA)
116 John St.
New York, New York
10038
United States
Tel: (212) 964-2150
Fax: FX - USA(212)608-6473
Business Insurance: Casualty and health insurance.
Officers Stanley S. Mandel - President
Susan J. Hall - Senior Vice President, Treasurer
Bernard Kooper - Chairman of the Board
Daniel Glassman - Director
Michael Krasner - Director
Louis H. Saltzman - Director
Winmill and Company Inc. (WNMLA)
11 Hanover Sq.
New York, New York
10005
United States
Tel: (212) 785-0900
(800)472-4160
Fax: FX - (212)785-0400
Business Finance: Investment advisors.
Variant Name Bull and Bear Group Inc. - Name Change 1992/07/03
URL http://www.winmillco.com
http://www.winmillco.com
Toll Free Telephone Number (800)472-4160
Email Address info@winmillco.com
Officers Thomas B. Winmill - President
William Vohrer - Treasurer
Emine Posma - Director of Marketing
Bassett S. Winmill - Chairman of the Board
Robert D. Anderson - Vice Chairman of the Board
Monica Pelaez - Vice President, Secretary
Marion E. Morris - Senior Vice President
Edward G. Webb Jr. - Director
Charles A. Carroll - Director
Mark C. Winmill - Director
Anderson and Schwab Inc.
444 Madison Ave.
New York, New York
10022-6903
United States
Tel: (212) 758-6800
Fax: FX - (212)755-9576
URL http://www.andersonschwab.com
http://www.andersonschwab.com
Email Address info@andersonschwab.com
Officers Frank Schwab - Chief Executive Officer and President
Ian Buckingham - Managing Director
Ivy S. Wilenky - Vice President
Thomas H. Parker - Executive Vice President
Timothy Alch - Vice President
Capital Z Partners
54 Thompson St.
New York, New York
10012
United States
Tel: (212) 965-0800
Fax: FX - USA(212)965-2301
Business Finance: Investment advisory firm.
Variant Names Insurance Partners L.P. - Does Business as Name
Insurance Partners Advisors L.P. - Name Change
Capital Z Investments L.P. - Does Business as Name
Officers Robert Spass - Managing Partner
Yeager Wood and Marshall Inc.
630 5th Ave., Ste. 2900
New York, New York
10111
United States
Tel: (212) 765-5350
(800)282-2340
Fax: FX - USA(212)765-5548
Business Finance: Investment advisory firm.
Toll Free Telephone Number (800)282-2340
Officers George M. Yeager - President, Chairman of the Board
Gordon M. Marchand - Vice President, Treasurer
Hottinger Capital Corp.
1270 Avenue of the Americas, Ste
New York, New York
10020
United States
Tel: (212) 332-7930
Fax: FX - USA(212)332-7931
Business Finance: Investment advisory firm.
Variant Name Helvetia Capital Corp. - Name Change
Officers Rodolphe E. Hottinger - President
Rudolf Millisits - Executive Vice President, Marketing and Sales
First Manhattan Consulting Group
90 Park Ave., 18thFl.
New York, New York
10016
United States
Tel: (212) 557-0500
Fax: FX - USA(212)338-9296
Business Finance: Investment advisory service.
URL http://www.fmcg.com
http://www.fmcg.com
Officers Jim McCormick - President
Robert M. Tetenbaum - Executive Vice President
Clemente Capital Inc.
575 Madison Ave.
New York, New York
10022
United States
Tel: (212) 605-0486
(800)937-5449
Fax: FX - (212)605-0488
Business Finance: Investment advisory firm.
URL http://www.clementecapital.com
http://www.clementecapital.com
Toll Free Telephone Number (800)937-5449
Email Address clemente@clementecapital.com
Officers Lilia C. Clemente - Chief Executive Officer, Chairman of the
Board
Mac Allaster Pitfield Mackay Inc.
30 Broad St.
New York, New York
10004
United States
Tel: (212) 422-9250
Fax: FX - USA(212)809-0759
Business Finance: Full-service securities brokerage firm.
Officers David MacAllaster - President
Jim Reynolds - Treasurer and Secretary
Archie F. MacAllaster - Director of Marketing and Sales
Brimberg and Co.
45 Rockefeller Plz., Ste. 2570
New York, New York
10111-2599
United States
Tel: (212) 333-5400
Fax: FX - USA(212)399-1921
Business Finance: Full-service securities brokerage firm.
Officers Jack Brimberg - Partner
Francis Mlynarczyk - Partner, Finance
EGS Partners L.L.C.
350 Park Ave., 11th Fl.
New York, New York
10022
United States
Tel: (212) 755-9000
Fax: FX - USA(212)755-9188
Business Finance: Investment and money management firm.
Officers William Ehrman - General Manager
Julia A. Oliver - Chief Operating Officer and Chief Financial Officer
Investor International (U.S.) Inc.
300 Park Ave.
New York, New York
10022-6815
United States
Tel: (212) 753-8931
Fax: FX - USA(212)515-9029
Business Finance: Industrial holding company-direct equity
investments.
Variant Names Instoria Incorporated Providentia Ltd. - Name Change
Instoria Incorporated Providentia Ltd. - Name Change
Officers Borje Ekholm - Managing Director
Robert Hay - Chief Financial Officer
Laidlaw Global Corp. (LWGB)
575 Madison Ave., 10th Fl.
New York, New York
10022
United States
Tel: (212) 937-8465
USA(800)848-5125
Fax: FX - USA(212)937-8470
Business Finance: Full-service securities brokerage, investment
advisory and holding company.
Variant Names Laidlaw Equities Inc. - Name Change
Laidlaw Holdings Inc. - Name Change
FI TEK V Inc. - Name Change 1993/03/28
URL http://www.laidlawglobal.com
http://www.laidlawglobal.com
Toll Free Telephone Number USA(800)848-5125
Email Address info@laidlawglobal.com
Officers Roger Bendelac - Chief Executive Officer and President
Milnarina Camacho - Chief Financial Officer
John A. Tummasini - Director of Marketing and Sales
Harit Jolly - President and Chief Operating Officer
David Cohen - Director
Stanley Ira Birnbaum - Director
Guardian Asset Management Corp.
201 Park Ave. S
New York, New York
10003
United States
Tel: (212) 598-8000
Business Finance: Asset management services for institutional clients.
Parent Guardian Life Insurance Company of America
Ult. Parent Guardian Life Insurance Company of America
URL http://www.glic.com
http://www.glic.com
Officers Frank J. Jones - President
Harvest Partners Inc.
280 Park Ave, 33rd Fl.
New York, New York
10017
United States
Tel: (212) 599-6300
Fax: FX - USA(212)812-0100
Business Finance: Venture capital firm.
Variant Name Harvest Ventures Inc. - Name Change
URL http://www.harvpart.com
http://www.harvpart.com
Email Address harvestpartners@harvpart.com
Officers Harvey J. Wertheim - Managing Partner
Robert Jackowitz - Chief Financial Officer
Gruppo, Levey and Co.
60 E 42nd St., Ste. 3810
New York, New York
10165-0006
United States
Tel: (212) 697-5753
Fax: FX - USA(212)949-7294
Business Finance: Financial and strategic advisory services for direct
marketing industry.
Variant Name Vos, Gruppo and Capell Inc. - Name Change
URL http://www.GLConline.com
http://www.GLConline.com
Email Address info@GLConline.com
Officers Claire Gruppo - Managing Director
AMAS Securities
520 Madison Ave. 40th Fl.
New York, New York
10022
United States
Tel: (212) 980-8822
USA(800)755-9724
Fax: FX - USA(212)755-9724
Business Finance: Investment advisory firm.
Parent Amas Bank Switzerland Ltd.
Ult. Parent Amas Bank Switzerland Ltd.
URL http://www.amasbank.com
http://www.amasbank.com
Toll Free Telephone Number USA(800)755-9724
Officers Matt Ruben - Vice President
Ali Ganjabi - Director of Human Resources
AdMedia Partners Inc.
444 Madison Ave. 19th Fl.
New York, New York
10022
United States
Tel: (212) 759-1870
Fax: FX - USA(212)888-4960
Business Finance: Strategic investment advisory firm, investment
bankers.
Variant Name AdMedia Corporate Advisors Inc. - Name Change
URL http://www.admediapartners.com
http://www.admediapartners.com
Email Address info@admediapartners.com
Officers Robert Garrett - President
Robert Huntington - Chief Financial Officer
Vontobel USA Inc.
450 Park Ave.
New York, New York
10022
United States
Tel: (212) 415-7000
USA(800)445-8872
Fax: FX - USA(646)840-5888
Business Finance: Investment advisory firm.
Parent Vontobel Holding AG
Ult. Parent Vontobel Holding AG
URL http://www.vusa.com
http://www.vusa.com
Toll Free Telephone Number USA(800)445-8872
Email Address info@vusa.com
Officers Henry Schlegel - Chief Executive Officer and President
Fredy Nyffeler - Vice President, Chief Financial Officer
Edgar Ruffin - Director of Information Technology
Gates Capital Corp.
100 Park Ave., 22nd Fl.
New York, New York
10017
United States
Tel: (212) 661-8686
USA(800)752-1018
Fax: FX - USA(212)370-0153
Business Finance: Municipal and government securities dealer.
URL http://www.gatescapital.com
http://www.gatescapital.com
Toll Free Telephone Number USA(800)752-1018
Email Address info@gatescapital.com
Officers Julien Vachon - Managing Director
Young Kim - Treasurer
Langdon P. Cook - Director
J. Douglas Casey - Director, Investment Manager
Firebrand Financial Group Inc. (FFGI)
1 State Street Plz., 24th Flr.
New York, New York
10004
United States
Tel: (212) 509-3800
Fax: FX - USA(212)269-3787
Business Finance: Full-service securities brokerage, investment
banking and investment advisory firm and holding company.
Variant Names GKN Holding Corp. - Name Change
Research Partners International Inc. - Name Change
Officers John P. Margaritis - Chief Executive Officer and President
Eric Citrin - Chief Financial Officer
Peter R. Kent - Chief Operating Officer
Roger N. Gladstone - Vice Chairman of the Board
Cadence Information Associates L.L.C.
152 W 57th St., 23rd Fl.
New York, New York
10019
United States
Tel: (212) 265-7739
Fax: FX - USA(212)751-3613
Business Finance: Venture capital firm.
Variant Name Cadence Management - Name Change
Officers Marcus Denistien - Chief Executive Offic
McFadden Brothers
745 5th Ave., Ste. 1400
New York, New York
10151
United States
Tel: (212) 363-2120
Fax: FX - USA(212)752-4309
Business Finance: Private investing
Officers George McFadden - Partner
Anfang Resources Inc.
110 Greene St., Ste. 407
New York, New York
10012
United States
Tel: (212) 226-3100
Business Finance: Real estate investment tr
Officers Stephen F. Anfang - President
Terri Soriano - Controller
Capital Market Risk Advisors Inc.
101 E 52nd Ave., Fl 30
New York, New York
10022
United States
Tel: (212) 404-6100
USA(800)799-8192
Fax: FX - USA(212)404-6110
Business Finance: Risk management advisory firm.
URL http://www.cmra.com
http://www.cmra.com
Toll Free Telephone Number USA(800)799-8192
Email Address information@cmra.com
Officers Leslie Rahl - President
Balestra Capital Management
1185 Ave. of the Americas, 32nd
New York, New York
10036
United States
Tel: (212) 768-9000
Fax: FX - USA(212)768-1883
Business Finance: Financial planning firm.
Officers James L. Melcher - Chief Executive Officer
Nikko Capital Management (U.S.A.) Inc.
489 5th Ave, Ste.6
New York, New York
10017
United States
Tel: (212) 599-0300
Fax: FX - USA(212)599-4640
Business Finance: Investment advisory firm.
Officers Shigekazu Kurishima - Comptroller
David Rochman - Vice President
Roan/Meyers Associates LP
45 Broadway, 2nd Fl.
New York, New York
10006
United States
Tel: (212) 742-4200
(800)606-4400
Fax: FX - (212)785-1960
Business Finance: Investment banking.
Variant Names Janssen/Meyers Associates L.P. - Name Change
Rowan/Meyers Associates L.P - Name Change
URL http://www.roan-meyers.com
http://www.roan-meyers.com
Toll Free Telephone Number (800)606-4400
Officers Bruce Meyers - Managing Partner
Newstate Holdings Inc.
156 W 56th St., Ste. 2005
New York, New York
10019
PO Box 3224
Boulder, Colorado
80307
United States
Tel: (212) 245-5801
Fax: FX - (212)245-8827
Business Finance: Residential real estate mortgages and holding
company.
Variant Names NewState Capital - Does Business as Name
Racom Systems Inc. - Name Change 1996/12/09
URL http://www.newstateholdings.com
http://www.newstate.co.kr/
http://www.newstateholdings.com
http://www.newstate.co.kr/
Officers Ernest B. Kim - Chief Executive Officer, President, Chairman
of the Board
Alexander T. Shang - Chief Financial Officer, Treasurer
Perry H. Moss - Vice President, Marketing and Sales
Kwang Yong Koh - Vice President, Chief Operating Officer
Jin Ki Kim - Vice President, Human Resources
Sun Young - Secretary
Franklin Capital Corp. (FKL)
450 Park Ave., Ste. 1000
New York, New York
10022
United States
Tel: (212) 486-2323
Fax: FX - (212)755-5451
Business Finance: Non-diversified management investment company.
Variant Names Dial Communications L.L.C. - Acquisition 2002/04/02
Franklin Capital Corp./DE - Name Change 1999/04/07
URL http://www.franklincapitalcorp.com
http://www.franklincapitalcorp.com
Email Address info@franklincapitalcorp.com
Officers Stephen L. Brown - Chief Executive Officer, Chairman of the
Board
Hiram M. Lazar - Chief Financial Officer
Haas Financial Corp.
230 Park Ave., Ste.1547
New York, New York
10169
United States
Tel: (212) 490-1510
Fax: FX - (212)983-0493
Business Services: Advises manufacturing concerns in the areas of
financial management, mergers and acquisitions, and equipment leasing.
Email Address gchwf@aol.com
Officers Geo C. Haas - Chairman of the Board
Ashland Management Inc.
475 Park Ave. S, 32nd Fl.
New York, New York
10016
United States
Tel: (212) 400-3500
Fax: FX - (212)425-5026
Business Finance: Investment advisory firm.
URL http://www.ashlandmanagement.com
http://www.ashlandmanagement.com
Email Address clientservices@ashmgmt.com
Officers Charles Hickox - President
Balfour Investors Inc.
620 5th Ave., 7th Fl.
New York, New York
10020
United States
Tel: (212) 489-7077
Fax: FX - USA(212)265-8049
Business Finance: Bankruptcy specialist.
Variant Name Balfour Investments - Does Business as Name
Officers J.S. Goldsmith - President
Dupont Direct Financial Holdings Inc. (DIRX)
42 Broadway, Ste. 1000-26
New York, New York
10004
United States
Tel: (917) 320-4800
Fax: FX - (212)422-2835
Business Finance: Fixed income securities and financial holding
company.
Variant Names FAB Global Inc. - Name Change 1999/04/06
Marci International Imports Inc. - Name Change 1997/05/23
Officers David Parsons - Chief Executive Officer, Chairman of the
Board
Carol Ann Ferrotta - Chief Financial Officer
Jon J. Bloomberg - Chief Operating Officer
David W. Parsons - Vice President, Secretary
Elroy Drake - Director
Marc Greenspan - Treasurer
Spectra Fund Inc. (SPECX)
111 Fifth Ave.
New York, New York
10003
United States
Business Finance: Closed-end growth fund.
Toll Free Telephone Number USA(800)711-6141
Officers David Hyun - Manager
Jordan Edmiston Group
150 E 52nd St., 18th Fl.
New York, New York
10022
United States
Tel: (212) 754-0710
Fax: FX - USA(212)754-0337
Business Services: Publishing consulting. Finance: Investment bankers.
Variant Names JGI - Does Business as Name 1996/09/11
The Jordan Edmiston Group - Legal Name
Jordan Group Inc. - Name Change
URL http://www.jegi.com
http://www.jegi.com
Email Address wilmaj@jegi.com
Officers Wilma H. Jordan - Partner
William Hitzig - Chief Operating Officer
Keim Wilson Associates
200 Park Ave., 39th Fl.
New York, New York
10166
United States
Tel: (212) 808-2441
Fax: FX - USA(212)808-7306
Business Finance: Investment advisory firm.
Email Address kensington@earthlink.net
Officers Richard J. Kiem - Managing Partner
David S. Wilson - Partner, Finance
Roseanne Spagnuolo - Director of Marketing and Sales
Towneley Capital Management Inc.
470 Park Ave. S, 16th Fl.
New York, New York
10016
United States
Tel: (212) 696-4130
USA(877)826-3278
Fax: FX - USA(212)532-2785
Business Finance: Investment management firm.
URL http://www.towneley.com
http://www.towneley.com
Toll Free Telephone Number USA(877)826-3278
Email Address Gretchen@towneley.com
Officers Wesley G. McCain - Chairman of the Board
Gretchen Hartman - Office Manager
Tracy Thatcher - President
Berg Capital Corp.
915 Broadway, 11th Fl.
New York, New York
10010
United States
Tel: (212) 982-6700
Fax: FX - USA(212)982-1488
Business Finance: Investment advisory firm.
Officers Jonathan Berg - President
Lipper and Company L.P.
101 Park Ave., 6th Fl.
New York, New York
10178
United States
Tel: (212) 883-6333
USA(800)547-7379
Fax: FX - USA(212)883-8703
Business Finance: Investment management and banking firm.
Variant Names The Lipper Funds - Does Business as Name
Lipper Convertibles - Does Business as Name
Prime Lipper Asset Management - Does Business as Name
Capital Access International - Acquisition 2002/12/02
URL http://www.lipper.com
http://www.lipper.com
Toll Free Telephone Number USA(800)547-7379
Email Address lipperfunds@lipper.com
Officers Michael Peace - Chief Executive Officer
Steven Finkel - Executive Vice President
Kim B. Fields - Vice President, Marketing
Oscar Fried - Director of Management Information Systems
Steven Finkel - Executive Vice President, Chief Administrative Officer
Bentley Associates L.P.
101 Park Ave., 22nd Fl.
New York, New York
10178
United States
Tel: (212) 972-8700
Fax: FX - USA(212)972-1820
Business Finance: Investment banking firm.
Variant Names Bentley Meisner Associates Inc. - Name Change
Bentley Securities Corp. - Does Business as Name
URL http://www.bentleylp.com
http://www.bentleylp.com
Email Address info@bentleylp.com
Officers Oliver D. Cromwell - President
Nikkyo USA Inc.
1211 Ave. of the Americas
New York, New York
10036
United States
Tel: (212) 704-6617
Fax: FX - (212)704-6960
Business Services: Insurance brokerage and consulting firm.
Features Private Company, Headquarters Location
Pink Sheets, L.L.C.
304 Hudson St., 2nd Fl.
New York, New York
10013
United States
Tel: (212) 868-7100
USA(800)547-8682
Fax: FX - USA(212)868-3848
Business Finance: Interdealer quotation service.
Variant Name National Quotation Bureau, L.L.C. - Name Change
URL http://www.pinksheets.com
http://www.pinksheets.com
Toll Free Telephone Number USA(800)547-8682
Email Address info@pinksheets.com
Officers Carl Giangrasso - President
Heather Moller - Director of Marketing and Sales
Mary Beth Soehngen - Director of Human Resources
GEM Capital Management Inc.
70 E 55th St., 12th Fl.
New York, New York
10022
United States
Tel: (212) 753-0700
USA(888)436-6468
Fax: FX - USA(212)753-0735
Business Finance: Investment advisory firm.
Variant Name Cypress Capital Management Inc. - Name Change
Toll Free Telephone Number USA(888)436-6468
Officers Gerald B. Unterman - President
T.M. Griffing Associates Inc.
515 Madison Ave., 31st Fl.
New York, New York
10022
United States
Tel: (212) 888-8911
Business Finance: Investment advisory firm.
Variant Name Griffing T.M. Associates Inc. - Inverted Name
Officers Thomas M. Griffing - President
Thomas M. Griffing - President
Nissan Capital of America Inc.
399 Park Ave., Fl. 18
New York, New York
10022-4614
United States
Tel: (212) 572-9100
USA(800)647-7261
Fax: FX - USA(212)572-9120
Business Finance: Short term financing for automobile retailers.
Parent Nissan Motor Corporation U.S.A.
Ult. Parent Nissan Motor Company Ltd
Toll Free Telephone Number USA(800)647-7261
Officers Tadaoki Terasawa - President
Benjamin Harwood - Treasurer
Kazuo Nakagawa - Controller
Emcor Securities Inc.
230 Park Ave., Ste. 616
New York, New York
10169-0616
United States
Tel: (212) 983-1910
Fax: FX - (212)983-3780
Business Services: Business consulting firm offers financial advisory
services to institutions and individuals with high net worth
worldwide.
Variant Name Emcor Eurocurrency Management Corp. - Name Change
URL http://emcor.com
http://emcor.com
Email Address pcugnasca@emcor.com
Officers Paolo G. Cugnasca - President
General Credit Corp. (GNIZQ)
370 Lexington Ave., Ste. 2000
New York, New York
10017
United States
Tel: (212) 697-4441
Fax: FX - USA(212)697-1611
Business Finance: Check-casher for small businesses and corporations.
Officers Irwin Zellermaier - Chief Executive, Chairman of the Board,
Finance Officer
Avalon Group Ltd.
1375 Broadway, Fl. 6
New York, New York
10018-7001
United States
Tel: (212) 764-5610
Fax: FX - USA(212)764-6013
Business Finance: Investment banking firm.
URL http://www.avalongroupltd.com
http://www.avalongroupltd.com
Email Address info@avalongroupltd.com
Officers Lynda Davey - Chief Executive Officer
J.K. Flatley - Managing Director
Gollust Management
500 Park Ave.
New York, New York
10022
United States
Tel: (212) 758-7220
Fax: FX - USA(212)319-8779
Business Finance: Investment services and holding company.
Variant Name Gollust and Oliver - Name Change
Email Address gollust@aol.com
Officers Keith Gollust - President
Melanie Hayes - Office Manager
MBS Clearing Corp.
55 Water St., 31st Fl.
New York, New York
10041
United States
Tel: (212) 855-7500
Business Finance: Securities clearing firm.
URL http://www.mbscc.com
http://www.mbscc.com
Officers Thomas Costa - Chief Executive Officer and President
Richard Macek - Chief Financial Officer, Treasurer
Dennis Paganucci - Marketing & Sales Manager
Lynn Douglas - Chief Operating Officer
Dickstein Partners Inc.
660 Madison Ave., 16th Fl.
New York, New York
10021
United States
Tel: (212) 754-4000
Business Finance: General investment firm.
Officers Mark Dickstein - Chairman of the Board
Tim O'Brien – Controller
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