Google Answers Logo
View Question
 
Q: Broker Dealer in Texas ( No Answer,   1 Comment )
Question  
Subject: Broker Dealer in Texas
Category: Miscellaneous
Asked by: keely914-ga
List Price: $15.00
Posted: 07 Jul 2004 14:18 PDT
Expires: 06 Aug 2004 14:18 PDT
Question ID: 371011
I am interested in starting up a small broker dealer registered with
the NASD and the SEC in the state of Texas.  Could you provide me with
a breakdown of fees associated with starting a new broker dealer with
10 registered reps that will be trading equity securites and options?
Answer  
There is no answer at this time.

Comments  
Subject: Texas is Expensive
From: daytrader76-ga on 08 Jul 2004 10:13 PDT
 
http://www.ssb.state.tx.us/Registration/check5.html

http://www.ssb.state.tx.us/

http://www.cybersecuritieslaw.com/links/securities_law/primary_sources/state_bluesky.htm

http://www.seclaw.com/bluesky.htm

Important Disclaimer: Answers and comments provided on Google Answers are general information, and are not intended to substitute for informed professional medical, psychiatric, psychological, tax, legal, investment, accounting, or other professional advice. Google does not endorse, and expressly disclaims liability for any product, manufacturer, distributor, service or service provider mentioned or any opinion expressed in answers or comments. Please read carefully the Google Answers Terms of Service.

If you feel that you have found inappropriate content, please let us know by emailing us at answers-support@google.com with the question ID listed above. Thank you.
Search Google Answers for
Google Answers  


Google Home - Answers FAQ - Terms of Service - Privacy Policy