According to the New York Secretary of State:
Current Entity Name: MERCER PARTNERS INCORPORATED
Initial DOS Filing Date: JANUARY 13, 1998
County: NEW YORK
Jurisdiction: NEW YORK
Entity Type: DOMESTIC BUSINESS CORPORATION
Current Entity Status: INACTIVE
Selected Entity Address Information DOS Process (Address to which DOS
will mail process if accepted on behalf of the entity)
C/O TENZER GRENBLATT LLP
405 LEXINGTON AVENUE
ATTN: MARTIN P. UNGER, ESQ.
NEW YORK, NEW YORK, 10174
Registered Agent
NONE
You could try calling Martin Unger to see what he can tell you:
as of 11/15/2005
Registration Number: 1439181
MARTIN PAUL UNGER
CERTILMAN BALIN ADLER & HYMAN, LLP
90 MERRICK AVE
EAST MEADOW NY 11554
(516) 296-7004
Year Admitted in NY: 1964
Appellate Division
Department of Admission:
2
Law School: NYU
Registration Status: Currently registered
Next Registration: Oct 2006
There are also two NASD members with "Mercer" in their name who may be
somehow affiliated with Mercer Partners:
MERCER ALLIED COMPANY, L.P.
321 BROADWAY, SARATOGA SPRINGS, NY 12866
Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860
MERCER CAPITAL LTD.
45 BROADWAY 30TH FLOOR, NEW YORK, NY 10006
You could also try the NASD broker check program:
NASD BrokerCheck Hotline
BrokerCheck Hotline: (800) 289-9999
The hotline is open Monday through Friday from 8:00 a.m. to 8:00
p.m., Eastern Time (ET).
NASD BrokerCheck Hours of Operation
The online search application is available the following hours:
Monday through Friday from 7:00 a.m. to 11:00 p.m., ET.
Saturday and Sunday from 8:00 a.m. to 8:00 p.m., ET.
The Mailing Address is:
NASD BrokerCheck
P.O. Box 9495
Gaithersburg, MD 20898-9495
Fax: (240) 386-4750
The NASD member representative for New York may also be able to
provide information:
New York
Office of the Attorney General
Investor Protection & Securities Bureau
120 Broadway
23rd Floor
New York, NY 10271
Gary Connor
First Deputy Bureau Chief
(212) 416-8200
(212) 416-8816 (Fax)
To answer your question about options generally speaking, you might
want to take a look at the SIPC program. It is a fund by NASD members
to refund monies to investors who have lost money by brokers becoming
insolvent. More information is available at:
http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&nodeId=475
and http://www.sipc.org/
Good luck!
Nancy |
