Google Answers: NASD Registered Broker Dealer

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Q: NASD Registered Broker Dealer ( No Answer, 0 Comments )

Question

Subject: NASD Registered Broker Dealer
Category: Business and Money > Finance
Asked by: abcdxyz-ga
List Price: $25.00

Posted: 27 Dec 2005 18:17 PST
Expires: 26 Jan 2006 18:17 PST
Question ID: 610301

The NASD (national association of securities dealers) required brokers
to be registered.  The States also require registration.  Some states
allow dual registration (being registered with more than one
broker-deal and/or investment advisor) some do not allow this. I need
a list of all 50 states of which states do and do not allow brokers to
have dual registration.

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