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Q: Initial Public Offerings (IPO) ( No Answer,   6 Comments )
Question  
Subject: Initial Public Offerings (IPO)
Category: Business and Money > Finance
Asked by: nronronronro-ga
List Price: $50.00
Posted: 14 Mar 2006 11:34 PST
Expires: 05 Apr 2006 19:58 PDT
Question ID: 707239
Hi There !

1.  I am doing a research project on first-day gains by IPOs.  The period of
interest is 1997 - 2001.

2.  Here is an example:

Intraware Corp  (NASDAQ:  ITRA)
IPO Date:            2/26/1999     
IPO price:           $16.00
Closed first day:    $18.88
First Day Change:    $2.88
First Day Change:    18%


3.  A 5-star answer would be a database or source where I could
analyze all the IPOs from this period.  Please note:  normal stock
databases like Yahoo or Google will not help me.  These contain
still-active companies, but do *not* contain first-day data for
companies that later merged or went bankrupt.

Examples of missing companies:   Razorfish, Silknet Software, etc.

4.  To crunch the numbers accurately, I need first-day data for *all*
the IPOs from the period----not just the ones that survived.

All comments greatly appreciated!

ron


P.S.   Please ask for clarification if I've muddied my question.  Thanks!

Clarification of Question by nronronronro-ga on 14 Mar 2006 15:00 PST
Hi Again,

I'm on a tight deadline.  If possible, please answer by 5 PM (Pacific
Standard Time).  Or, let me know a more convenient completion time for
you.

Thanks!
ron

Request for Question Clarification by pafalafa-ga on 14 Mar 2006 19:20 PST
nron3ro-ga,


Here's the fastest, closest hit I could get you, though very far from
an actual answer:


http://bear.cba.ufl.edu/ritter/Runup7504.pdf


A very biased sample, since these represent the biggest gainers. 
Note, though, that Ritter's contact information is provided, and he
might be your best prospect for additional data.

All the best with this one,

paf

Clarification of Question by nronronronro-ga on 05 Apr 2006 19:35 PDT
Thanks, pafalafa!

I received this too late to use it.  But I greatly *appreciate* the effort.

To compensate you for your time, I will post a new question on real
estate within 10 minutes.

Thanks again!
ron
Answer  
There is no answer at this time.

Comments  
Subject: Re: Initial Public Offerings (IPO)
From: omnivorous-ga on 14 Mar 2006 20:33 PST
 
Ron --

I did my grad school thesis on the 1975 IPO market, which was strongly
reduced to a low of 75 firms.  It's complex on one year and you're
asking about a longer period.

The authoritative database of results is the University of Chicago's
Graduate School of Business database that allows the types of analysis
that you're seeking.  It doesn't offer intra-day analysis, though I
know that's outside the scope of what you're seeking.

The CRSP database is available at many graduate business schools:
University of Chicago
Center for Research in Security Prices (CRSP)
http://gsbwww.uchicago.edu/research/crsp/products/index.html

Best regards,

Omnivorous-GA
Subject: Re: Initial Public Offerings (IPO)
From: kashan-ga on 15 Mar 2006 15:57 PST
 
I am a recent postgraduat in Quantitative finance. Well according to
my opinion, the best source you can get is Thomsons Datastream or
Bloomberg for the IPO's first day changes. They even provide the news
which hit the financial markets 40 years back and what was the effect
of that on the particular stock,the whole market, industrial sector
etc. I mean they are the authenticated source for the financial
information. But I think you might have to pay them to get this
information. Which I think you can check yourself in your area. The
other possible data base is "FACTIVA". They have comprehensive
information about the stocks from the day they were floated in the
market. So that could be another recommendation. I am sure that you
can easily access this information from these data bases, but still if
you have any sort of problem, you can ask again.

Regards.

Kashan
Subject: Re: Initial Public Offerings (IPO)
From: notoriousnoah-ga on 20 Mar 2006 14:17 PST
 
the following information lists 1 - the ticker 2-company name 3-the
ipo open 4- ipo close and 5-%chg of ipo.

The info was provided by Factset /  Through the IPO database.  In some
instances, the ipo %Chg seems absurd.  This appears to have something
to do with enormous stock splits, and really does not mean that a
stock gained 1000% percent.  So for these companies, you may want to
ignore.  I cross referenced databases on bloomberg, they apparently
show similar figures.  though i don't exactly know why/how a stock
would split in such huge proportions.


Another thing to consider is that you may have examples that list the
"ipo_open" but after which the price gapped up.  One such example, not
listed because of the date exclusion, could be like the recent IPO of
chipolte, which may be reported @ around $20.  But w/ a close of $42. 
While this increase is historically high, don't be fooled.  The stock
gapped open, meaning that unless you were an institutional investor
that invested prior to when the stock listed on the secondary market,
you could have, at the very lowest price, gotten into chipolte at
around $35, but likely higher.  Please be advised.  Therefore, if you
want to analyze these companies, you should do some of your own
research.  Cross reference them on yahoo finance, before concluding
that anything is correct.

Here is a good website to check out, however, just for really huge %
chgs.  http://www.iporesources.org/ritter_runup9_1.html






ticker	company	ipo_date	ipo_open	ipo_close	%chg
DDIC 	DDi Corp.	 4/11/00	14.0	15600.769	111334.06%
ITCD	ITC DeltaCom Inc.	10/24/97	16.5	5229.947	31596.65%
GWLK	Gabriel Technologies Corp.	12/16/97	7.0	2175	30971.43%
NLEQ	National Equipment Services Inc.	 7/14/98	13.5	3172.676	23401.30%
BCICF	Bell Canada International Inc.	 9/30/97	16.3	2263.742	13787.99%
OCNW	Occam Networks Inc.	 6/23/00	15.0	1915	12666.67%
TRIN	Trinsic Inc.	12/15/99	17.0	1662.5	9679.41%
MXUS	Netivation.com Inc.	 6/23/99	10.0	953.125	9431.25%
GOAM	GoAmerica Inc.	 4/07/00	16.0	1280	7900.00%
COOL	Majesco Entertainment Co.	 8/13/99	2.0	140	6900.00%
RBAK 	Redback Networks Inc.	 5/18/99	23.0	1543.537	6611.03%
ITWR	Interworld Corp	 8/11/99	15.0	887.5	5816.67%
UAXSQ	Universal Access Global Holdings Inc.	 3/17/00	14.0	740	5185.71%
CRFH	Crayfish Co Ltd.	 3/08/00	24.5	1260	5042.86%
MIR	Mirant Corp.	 9/27/00	22.0	1065.464	4743.02%
QKKAQ	Quokka Sports Inc	 7/28/99	12.0	568.75	4639.58%
IVOW	iVOW Inc.	 7/03/97	9.0	380	4122.22%
TPLQ	Objective Communications, Inc.	 4/03/97	5.5	227.5	4036.36%
NEOF	Neoforma Inc.	 1/24/00	13.0	523.75	3928.85%
EQIX	Equinix Inc.	 8/11/00	12.0	420	3400.00%
TZMT	Telzuit Medical Technologies Inc.	 6/13/00	8.0	263.5	3193.75%
AMSI	Artemis International Solutions Corp.	 4/07/00	10.0	312.5	3025.00%
VLTS	Valentis Inc.	 9/16/97	12.0	371.25	2993.75%
BKHM	Bookham Inc.	 4/11/00	15.8	478.75	2924.32%
ANCC	AirNet Communications Corp.	12/07/99	14.0	410.625	2833.04%
ONVI	Onvia Inc.	 3/01/00	21.0	615	2828.57%
QPSA	quepasa corp.	 6/24/99	12.0	342.5	2754.17%
SVNX	724 Solutions Inc.	 1/28/00	26.0	718.125	2662.02%
COSN	CoSine Communications Inc.	 9/26/00	23.0	630.625	2641.85%
CEGP	Tekgraf Inc.	11/10/97	6.0	161.25	2587.50%
BCSI	Blue Coat Systems Inc.	11/19/99	24.0	631.875	2532.81%
PCLN	priceline.com Inc.	 3/30/99	16.0	414	2487.50%
NXPS	NexPrise Inc.	 7/27/99	15.0	382.5	2450.00%
IPIX	IPIX Corp.	 8/26/99	7.0	175.625	2408.93%
TIWIF	Telesystem International Wireless Inc.	 6/09/98	21.4	534.375	2402.93%
PALM	Palm Inc.	 3/02/00	38.0	950.625	2401.64%
DVINQ	divine Inc.	 7/12/00	9.0	219.5313	2339.24%
BWNG	Broadwing Corp.	 7/28/00	36.0	847.1875	2253.30%
BYNDQ	Beyond.com Corp.	 6/17/98	9.0	198.75	2108.33%
LWSL	Conserver Corporation Of America	 6/06/97	5.0	109.375	2087.50%
SRHI	Sutter Holding Co. Inc.	 3/15/00	9.0	185	1955.56%
ICGE	Internet Capital Group Inc.	 8/05/99	12.0	244.375	1936.46%
HMSC	Homeland Security Capital Corp.	11/04/97	7.5	150	1900.00%
EGAN	eGain Communications Corp.	 9/23/99	12.0	230	1816.67%
NAVI	NaviSite Inc.	10/22/99	14.0	259.6875	1754.91%
KANA	Kana Software Inc.	 9/22/99	15.0	257.5	1616.67%
GFME	George Foreman Enterprises Inc.	 7/07/99	14.0	239.375	1609.82%
LQCI	LQ Corp.  Inc.	 7/09/99	15.0	253.9046	1592.70%
NVTL	Novatel Wireless Inc.	11/16/00	8.0	135	1587.50%
BPZI	Navidec Inc.	 2/11/97	6.0	101.25	1587.50%
SCNTQ	Scient Inc.	 5/14/99	20.0	326.25	1531.25%
STLW	Stratos International Inc.	 6/27/00	21.0	341.25	1525.00%
NWKC	Shopnow.com Inc.	 9/29/99	12.0	190.3125	1485.94%
ONSM	Onstream Media Corp.	 7/30/97	6.0	90	1400.00%
IBEMQ	iBEAM Broadcasting Corp	 5/18/00	10.0	140	1300.00%
CXW	Corrections Corp. of America	 7/15/97	21.0	288.75	1275.00%
ERTH	EarthShell Corp.	 3/24/98	21.0	282.75	1246.43%
OPLK	Oplink Communications Inc.	10/04/00	18.0	235.375	1207.64%
PGNF	Paragon Financial Corp.	10/07/99	16.0	208	1200.00%
IBPI	IntraBiotics Pharmaceuticals Inc.	 3/28/00	15.0	189	1160.00%
EASY	EasyLink Services Corp.	 6/18/99	7.0	87.5	1150.00%
AVCI	Avici Systems Inc.	 7/28/00	31.0	387	1148.39%
ITRA	Intraware Inc.	 2/26/99	16.0	188.75	1079.69%
RMKR	Rainmaker Systems Inc.	11/17/99	8.0	92.5	1056.25%
TRBM	Terabeam Inc.	 2/02/00	17.0	190	1017.65%
INSW	InsWeb Corp.	 7/23/99	17.0	189.375	1013.97%
CPTH	Critical Path Inc.	 3/29/99	24.0	263.5	997.92%
ISTA	Ista Pharmaceuticals Inc.	 8/22/00	10.5	107.5	923.81%
VRYA	ViryaNet Ltd.	 9/19/00	8.0	80.625	907.81%
CWCIQ	Crosswave Communications ADR	 8/04/00	14.0	140.625	904.46%
CEL	Nuevo Grupo Iusacell Sa	 8/05/99	10.5	104.375	894.05%
258121	THERMACELL TECHNOLIGIES, INC	 3/14/97	4.0	39	875.00%
PANC	Panacos Pharmaceuticals Inc.	 6/11/98	12.0	112.5	837.50%
RIGL	Rigel Pharmaceuticals Inc.	11/29/00	7.0	63.984375	814.06%
CKCM	Click Commerce Inc.	 6/27/00	10.0	88.125	781.25%
MSTR	MicroStrategy Inc.	 6/11/98	12.0	105.625	780.21%
SABA	Saba Software Inc.	 4/07/00	15.0	132	780.00%
SCOX	SCO Group Inc.	 3/21/00	14.0	117.75	741.07%
CMXG	Cyber Merchants Exchange Inc.	 7/22/99	8.0	65.875	723.44%
LNUX	VA Software Corp.	12/09/99	30.0	239.25	697.50%
SMTX	SMTC Corp.	 7/21/00	16.0	126.875	692.97%
ARTD	ARTISTdirect Inc.	 3/28/00	12.0	94.0625	683.85%
TFSM	24/7 Real Media Inc.	 8/14/98	14.0	101.25	623.21%
LOOK	LookSmart Ltd.	 8/20/99	12.0	86.5625	621.35%
VERT	VerticalNet Inc.	 2/11/99	16.0	113.4375	608.98%
ADBL	Audible Inc.	 7/16/99	9.0	63	600.00%
ORCH	Orchid Cellmark Inc.	 5/05/00	8.0	54.6875	583.59%
BSQR	BSQUARE Corp.	10/20/99	15.0	102.5	583.33%
GSVI	GSV Inc.	 3/23/98	6.5	43.75	573.08%
PRSF	Portal Software Inc.	 5/06/99	14.0	93.4375	567.41%
LSBC	Large Scale Biology Corp.	 8/10/00	17.0	109.375	543.38%
EURO	EuroTrust A/S	 8/22/97	5.0	30.75	515.00%
PPBI	Pacific Premier Bancorp Inc.	 6/25/97	11.0	67.5	513.64%
WEBM	webMethods Inc.	 2/11/00	35.0	212.625	507.50%
UNTD	United Online Inc.	 9/24/99	16.0	97.08334	506.77%
NMGC	NeoMagic Corp.	 3/14/97	12.0	72.5	504.17%
DENTQ	Gentle Dentle Service Corp.	 2/13/97	5.0	30	500.00%
MBAY	MediaBay Inc.	10/23/97	10.0	59.0625	490.63%
ARBA	Ariba Inc.	 6/23/99	23.0	135	486.96%
KTHUF	Korea Thrunet Co A [US List]	11/17/99	18.0	105.1875	484.38%
NTWK	NetSol Technologies Inc.	 9/25/98	5.2	29.84375	479.49%
AKAM	Akamai Technologies Inc.	10/29/99	26.0	145.1875	458.41%
ZHNE	Zhone Technologies Inc.	 5/17/01	15.0	83.72	458.13%
PRCS	Praecis Pharmaceuticals Inc.	 4/27/00	10.0	55	450.00%
ALOY	Alloy Inc.	 5/14/99	15.0	80	433.33%
BPUR	Biopure Corp.	 7/30/99	12.0	61.5	412.50%
ORFR	ORBIT/FR Inc.	 6/17/97	8.3	41.5	403.03%
CMRCQ	Commerce One Inc.	 7/01/99	21.0	101.66667	384.13%
AVNX	Avanex Corp.	 2/04/00	36.0	172	377.78%
SLTC	Selectica Inc.	 3/10/00	30.0	141.2344	370.78%
SDAY	SUNDAY Communications Ltd.	 3/15/00	14.7	69.16666	369.88%
SSVG	Stratus Services Group Inc.	 4/26/00	6.0	28	366.67%
VYYO	Vyyo Inc.	 4/05/00	13.5	60.75	350.00%
CRDS	Crossroads Systems Inc.	10/20/99	18.0	78.71875	337.33%
ASIA	Asiainfo Holdings Inc.	 3/03/00	24.0	99.5625	314.84%
WFII	Wireless Facilities Inc.	11/05/99	15.0	62	313.33%
TACX	A Consulting Team Inc.	 8/08/97	12.0	49.5	312.50%
ENWV	Endwave Corp.	10/17/00	14.0	56.25	301.79%
CLIC	Calico Commerce Inc	10/07/99	14.0	56	300.00%
CLCT	Collectors Universe Inc.	11/05/99	6.0	24	300.00%
HMSLQ	HEMOSOL CORP	 3/01/01	8.8	35	298.63%
AMEN	AMEN Properties Inc.	 9/25/97	5.0	19.75	295.00%
HLTH	Emdeon Corp.	 2/11/99	8.0	31.375	292.19%
OMTL	Omtool Ltd.	 8/08/97	9.0	35	288.89%
CTIB	CTI Industries Corp.	11/05/97	4.0	15.435	285.88%
UTSI	UTStarcom Inc.	 3/03/00	18.0	68.125	278.47%
OPWV	Openwave Systems Inc.	 6/11/99	16.0	60.1875	276.17%
VIGN	Vignette Corp.	 2/19/99	19.0	71.14583	274.45%
ONXS	ONYX Software Corp.	 2/12/99	13.0	47.125	262.50%
ZOOXE	Gadzoox Networks Inc.	 7/20/99	21.0	74.8125	256.25%
TGLO	theglobe.com inc.	11/13/98	9.0	31.75	252.78%
AGEN	Antigenics Inc.	 2/04/00	18.0	61.375	240.97%
VIRGY	Virgin Express Holdings PLC (ADS)	11/13/97	15.0	50.25	235.00%
IVIL	iVillage Inc.	 3/19/99	24.0	80.125	233.85%
PBIZ	Private Business Inc.	 5/26/99	8.0	26.4375	230.47%
RTHMQ	Rhythms NetConnections Inc	 4/07/99	21.0	69.125	229.17%
GIGM	GigaMedia Ltd.	 2/18/00	27.0	88	225.93%
HGAT	Healthgate Data Corp.	 1/26/00	11.0	35.25	220.45%
OMNI	OMNI Energy Services Corp.	12/05/97	11.0	35.25	220.45%
TUTS	Tut Systems Inc.	 1/29/99	18.0	57.5	219.44%
NUVO	Nuvelo Inc.	 8/08/97	14.0	44.625	218.75%
TSCM	TheStreet.com	 5/11/99	19.0	60	215.79%
EMRG	eMerge Interactive Inc.	 2/04/00	15.0	47.25	215.00%
OPTV	OpenTV Corp.	11/23/99	20.0	62.75	213.75%
SUMT	SumTotal Systems Inc.	 6/12/98	11.0	34.50436	213.68%
DVSA	Diversa Corp.	 2/14/00	24.0	75	212.50%
FDRY	Foundry Networks Inc.	 9/28/99	25.0	78.125	212.50%
ACPW	Active Power Inc.	 8/08/00	17.0	52.75	210.29%
MCDT	McDATA Corp.	 8/09/00	28.0	85.5625	205.58%
QNTSQ	Quintus Corp	11/16/99	18.0	55	205.56%
SQNM	Sequenom Inc.	 2/01/00	26.0	79.25	204.81%
AETH	Aether Holdings Inc.	10/21/99	16.0	48.4375	202.73%
PWHSQ	PAPER WAREHOUSE INC COM PAR $.03	11/25/97	7.5	22.6875	202.50%
VITR	Vitria Technology Inc.	 9/17/99	16.0	48.25	201.56%
AQNT	aQuantive Inc.	 2/29/00	24.0	72	200.00%
CPST	Capstone Turbine Corp.	 6/29/00	16.0	47.984375	199.90%
MONE	MatrixOne Inc.	 3/01/00	25.0	73.8125	195.25%
MSLV	MetaSolv Inc.	11/18/99	19.0	55	189.47%
FAIM	Dynabazaar Inc.	 3/14/00	17.0	48.5	185.29%
DMRC	Digimarc Corp.	12/02/99	20.0	56.625	183.13%
PCNTF	Pacific Internet Ltd.	 2/05/99	17.0	48	182.35%
MTEX	Mannatech Inc.	 2/16/99	8.0	22.5	181.25%
RVSN	RADVision Ltd.	 3/14/00	20.0	55.9375	179.69%
DSCM	drugstore.com inc.	 7/28/99	18.0	50.25	179.17%
00650Q20		10/14/97	2.5	6.9375	177.50%
ALIF	Artificial Life Inc.	12/17/98	8.5	23.5	176.47%
FNTP	Frontline Communications Corporation	 5/14/98	4.0	10.96875	174.22%
PER	Perot Systems Corp.	 2/02/99	16.0	43.5	171.88%
SRTI	Sunrise Telecom Inc.	 7/13/00	15.0	40.3125	168.75%
WBSN	Websense Inc.	 3/28/00	18.0	47.75	165.28%
QUOT	Quotesmith.com Inc.	 8/03/99	11.0	29.0625	164.20%
MAXY	Maxygen Inc.	12/16/99	16.0	42.0625	162.89%
267587	PAWNMART INC COM NEW	 3/17/98	5.0	13.125	162.50%
240737	dELiA*s Corp.	 4/09/99	22.0	57.4375	161.08%
PFSW	PFSweb Inc.	12/02/99	17.0	44.125	159.56%
UNVC	Univec Inc.	 4/24/97	3.5	9.0625	158.93%
IBAS	iBasis Inc.	11/10/99	16.0	40.25	151.56%
LOUD	Loudeye Corp.	 3/15/00	16.0	40	150.00%
ASIQ	ASI Entertainment Inc.	 3/16/00	0.5	1.25	150.00%
STMP	Stamps.com Inc.	 6/25/99	11.0	27.375	148.86%
IVTA	InfoVista S.A.	 7/07/00	12.2	30.25	147.34%
TKC	Turkcell Iletisim Hizmetleri A.S.	 7/11/00	17.6	43.23323	145.64%
CALP	Caliper Life Sciences Inc.	12/15/99	16.0	39.25	145.31%
ILMN	Illumina Inc.	 7/28/00	16.0	39.171875	144.82%
TTPA	Trintech Group PLC	 9/24/99	11.6	28.125	143.51%
IWOV	Interwoven Inc.	10/08/99	17.0	41	141.18%
VNWI	VIA Net.Works Inc.	 2/11/00	21.0	49.8125	137.20%
WEBX	WebEx Communications Inc.	 7/28/00	14.0	33.0625	136.16%
SPRT	SupportSoft Inc.	 7/19/00	14.0	32.625	133.04%
OIIM	O2Micro International Ltd.	 8/23/00	9.0	20.765625	130.73%
CLRT	Clarient Inc.	 7/02/97	5.0	11.4375	128.75%
INFT	Inforte Corp.	 2/18/00	32.0	72.9375	127.93%
SLAB	Silicon Laboratories Inc.	 3/24/00	31.0	69.375	123.79%
CHRD	Chordiant Software Inc.	 2/15/00	18.0	39.4375	119.10%
ISIL	Intersil Corp.	 2/25/00	25.0	54	116.00%
TMTA	Transmeta Corp.	11/07/00	21.0	45.25	115.48%
72581020		 5/16/97	2.5	5.375	115.00%
DGIN	Digital Insight Corp.	10/01/99	15.0	32.125	114.17%
AIRN	Airspan Networks Inc.	 7/20/00	15.0	31.953125	113.02%
NETP	Net Perceptions Inc.	 4/23/99	14.0	29.8125	112.95%
WQNI	WQN Inc.	 2/04/00	13.0	27.4375	111.06%
HAWK	Petrohawk Energy Corp.	 7/09/99	6.0	12.5	108.33%
IFX	Infineon Technologies AG	 3/13/00	33.9	70	106.37%
CLAI	Claimsnet.com Inc.	 4/06/99	8.0	16.5	106.25%
TPC	SunCom Wireless Holdings Inc. (Cl A)	10/28/99	18.0	37	105.56%
WJCI	WJ Communications Inc.	 8/18/00	16.0	32.25	101.56%
ISRG	Intuitive Surgical Inc.	 6/13/00	9.0	18.0625	100.69%
WITS	Witness Systems Inc.	 2/10/00	20.0	40.0625	100.31%
CIPH	Ciphergen Biosystems Inc.	 9/29/00	16.0	32	100.00%
EDEN	EDEN Bioscience Corp.	 9/27/00	15.0	30	100.00%
JCOM	j2 Global Communications Inc.	 7/23/99	9.5	19	100.00%
ESPD	eSpeed Inc.	12/10/99	22.0	43.9375	99.72%
ALVR	Alvarion Ltd.	 3/23/00	20.0	39.8125	99.06%
MTLK	Metalink Ltd.	12/02/99	12.0	23.8125	98.44%
MSO	Martha Stewart Living Omnimedia Inc.	10/19/99	18.0	35.5625	97.57%
SIFY	Sify Ltd.	10/19/99	18.0	35.5	97.22%
STTS	STATS ChipPAC LTd.	 1/28/00	21.0	41.25	96.43%
KEYN	Keynote Systems Inc.	 9/24/99	14.0	27.25	94.64%
DDDC	deltathree Inc.	11/23/99	15.0	29	93.33%
BUYX	Buy.Com Inc	 2/08/00	13.0	25.125	93.27%
DOCC	DocuCorp International Inc.	 2/25/98	5.0	9.625	92.50%
EONC	eOn Communications Corp.	 2/04/00	12.0	23	91.67%
EXPE2	Expedia Inc A	11/10/99	14.0	26.71875	90.85%
PKTR	Packeteer Inc.	 7/28/99	15.0	28.375	89.17%
MRVL	Marvell Technology Group Ltd.	 6/27/00	15.0	28.3125	88.75%
ASPM	Aspect Medical Systems Inc.	 1/28/00	15.0	28.25	88.33%
TUNE	Microtune Inc.	 8/04/00	16.0	30.125	88.28%
EPNY	E.piphany Inc.	 9/22/99	16.0	30.125	88.28%
TIVO	TiVo Inc.	 9/30/99	16.0	29.9375	87.11%
RHAT	Red Hat Inc.	 8/11/99	14.0	26.03125	85.94%
TWAV	Therma-Wave Inc.	 2/04/00	20.0	37	85.00%
PACW	Pac-West Telecomm Inc.	11/04/99	10.0	18.4375	84.38%
BDMS	Birner Dental Management Services Inc.	 2/11/98	7.0	12.875	83.93%
INITQ	Interliant Inc	 7/09/99	10.0	18.375	83.75%
KOOP	drkoop.com Inc.	 6/08/99	9.0	16.4375	82.64%
PTIE	Pain Therapeutics Inc.	 7/14/00	12.0	21.875	82.29%
241212	Premier Concepts Inc.	 4/22/97	3.8	6.75	80.00%
65014610		 8/04/97	6.2	11	77.42%
BRKR	Bruker BioSciences Corp.	 8/04/00	13.0	23.0625	77.40%
NTOP	Net2Phone Inc.	 7/29/99	15.0	26.5625	77.08%
TMNG	Management Network Group Inc.	11/23/99	17.0	29.9375	76.10%
ABTL	Autobytel Inc.	 3/26/99	23.0	40.25	75.00%
QVDX	Quovadx Inc.	 2/10/00	18.0	31.25	73.61%
SGNT	Sagent Technology Inc.	 4/14/99	9.0	15.5625	72.92%
ICBC	Independence Community Bank Corp.	 3/17/98	10.0	17.25	72.50%
DYAX	Dyax Corp.	 8/15/00	15.0	25.75	71.67%
UNCAQ	Radio Unica Communications Corp.	10/19/99	16.0	27.4375	71.48%
IMPTQ	Impsat Fiber Networks Inc.	 2/01/00	17.0	29	70.59%
NENG	Network Engines Inc.	 7/13/00	17.0	29	70.59%
EXFO	EXFO Electro-Optical Engineering Inc.	 6/30/00	26.0	43.875	68.75%
DESC	Distributed Energy Systems Corp.	 9/29/00	17.0	28.625	68.38%
HFBC	HopFed Bancorp Inc.	 2/09/98	10.0	16.8125	68.13%
QSFT	Quest Software Inc.	 8/13/99	14.0	23.5	67.86%
255015	Ifco Systems N.V.	 3/06/00	14.9	25	67.79%
NXCDQ	NextCard Inc.	 5/14/99	20.0	33.5	67.50%
TSTN	Turnstone Systems Inc.	 2/01/00	29.0	48.5	67.24%
NEON	NEON Systems Inc.	 3/05/99	15.0	25.0625	67.08%
INSP	InfoSpace Inc.	12/15/98	15.0	25	66.67%
ATGN	AltiGen Communications Inc.	10/05/99	10.0	16.625	66.25%
CHRT	Chartered Semiconductor Manufacturing Ltd.	10/29/99	20.0	33.1875	65.94%
WBVNQ	Webvan Group Inc	11/05/99	15.0	24.875	65.83%
APCS	Alamosa Holdings Inc.	 2/03/00	17.0	28.1875	65.81%
259155	Parthus Technologies PLC	 5/19/00	12.6	20.8125	65.18%
NTRT	NetRatings Inc.	12/08/99	17.0	28	64.71%
BWEB	BackWeb Technologies Ltd.	 6/08/99	12.0	19.6875	64.06%
OPTO	Optio Software Inc.	12/15/99	10.0	16.3125	63.13%
EXTR	Extreme Networks Inc.	 4/09/99	17.0	27.6875	62.87%
OCPI	Optical Communication Products Inc.	11/03/00	11.0	17.875	62.50%
SCMR	Sycamore Networks Inc.	10/22/99	38.0	61.58333	62.06%
WGAT	WorldGate Communications Inc.	 4/15/99	21.0	34	61.90%
CLEC	US LEC Corp.	 4/24/98	15.0	24.1875	61.25%
REDF	Rediff.com India Ltd.	 6/14/00	12.0	19.3125	60.94%
SMMX	Symyx Technologies Inc.	11/18/99	14.0	22.4375	60.27%
TBIO	Transgenomic Inc.	 7/18/00	15.0	24	60.00%
EMBT	Embarcadero Technologies Inc.	 4/20/00	10.0	16	60.00%
ELI	Elite Pharmaceuticals Inc.	 7/23/98	1.3	2	60.00%
DGJLQ	DG Jewelry Inc.	 4/18/97	6.0	9.5	58.33%
XXIA	Ixia	10/18/00	13.0	20.5	57.69%
IPRT	Iprint.com Inc.	 3/08/00	10.0	15.75	57.50%
EPAY	Bottomline Technologies Inc.	 2/12/99	13.0	20.46875	57.45%
GEG	Global Power Equipment Group Inc.	 5/18/01	20.0	31.45	57.25%
ABWG	A.B. Watley Group Inc. 	 4/20/99	7.0	11	57.14%
HSAC	High Speed Access Corp.	 6/04/99	13.0	20.375	56.73%
AGNT	Argonaut Technologies Inc.	 7/19/00	15.0	23.4375	56.25%
CNQR	Concur Technologies Inc.	12/16/98	12.5	19.5	56.00%
IMMR	Immersion Corp.	11/12/99	12.0	18.625	55.21%
OSFS	OHIO ST FINL SVCS INC COM	 9/30/97	10.0	15.5	55.00%
DRQ	Dril-Quip Inc.	10/23/97	24.0	37	54.17%
ULCM	Ulticom Inc.	 4/05/00	13.0	20	53.85%
PIII	PECO II Inc.	 8/18/00	15.0	23	53.33%
RDWR	Radware Ltd.	 9/30/99	18.0	27.5	52.78%
HLFN	Home Loan Financial Corp.	 3/26/98	10.0	15.25	52.50%
FNSR	Finisar Corp.	11/12/99	19.0	28.95833	52.41%
BUCA	BUCA Inc.	 4/21/99	12.0	18.25	52.08%
ANNRF	Annuity & Life Re Holdings Ltd.	 4/09/98	15.0	22.75	51.67%
QUIK	QuickLogic Corp.	10/15/99	10.0	15.125	51.25%
BWAY	Breakaway Solutions Inc	10/06/99	14.0	21.125	50.89%
SNCI	Sonic Innovations Inc.	 5/02/00	14.0	21.125	50.89%
NXTP	Nextel Partners Inc.	 2/23/00	20.0	30.125	50.63%
CTCH	CommTouch Software Ltd.	 7/13/99	16.0	24	50.00%
QADI	QAD Inc.	 8/06/97	15.0	22.5	50.00%
GRIC	GRIC Communications Inc.	12/15/99	14.0	21	50.00%
UCFC	United Community Financial Corp.	 7/09/98	10.0	15	50.00%
KNOT	Knot Inc.	12/02/99	10.0	15	50.00%
AANI	Amedia Networks Inc.	 2/18/97	7.0	10.5	50.00%
CPHD	Cepheid	 6/21/00	6.0	9	50.00%
BPHX	BluePhoenix Solutions Ltd.	 1/31/97	7.5	11.25	50.00%
IIXL	iXL Enterprises Inc	 6/03/99	12.0	17.875	48.96%
FFIV	F5 Networks Inc.	 6/04/99	10.0	14.875	48.75%
WWE	World Wrestling Entertainment Inc.	10/19/99	17.0	25.25	48.53%
TWTC	Time Warner Telecom Inc.	 5/12/99	14.0	20.75	48.21%
CBTE	Commonwealth Biotechnologies Inc.	10/29/97	6.0	8.875	47.92%
CDSI	CDSI Holdings Inc.	 5/16/97	5.8	8.5	47.83%
78423810	SHS BANCORP, INC.	10/01/97	10.0	14.75	47.50%
ACSEF	ACS-Tech80 Ltd.	 9/25/97	5.0	7.375	47.50%
SCMM	SCM Microsystems Inc.	10/07/97	13.0	19.125	47.12%
VRDOQ	First World Communications Inc.	 3/08/00	17.0	25	47.06%
TSYS	TeleCommunication Systems Inc.	 8/08/00	17.0	25	47.06%
OMNY	Omnisky Corp	 9/21/00	12.0	17.640625	47.01%
ITAH	Axeda Systems Inc.	 7/16/99	12.0	17.625	46.88%
UCBC	Union Community Bancorp	12/29/97	10.0	14.6875	46.88%
KOSP	Kos Pharmaceuticals Inc.	 3/07/97	15.0	22	46.67%
NRCI	National Research Corp.	10/10/97	15.0	22	46.67%
PEDE	Great Pee Dee Bancorp Inc.	12/31/97	10.0	14.659091	46.59%
LUMTQ	Luminant Worldwide Corp.	 9/16/99	18.0	26.375	46.53%
LAVA	Magma Design Automation Inc.	11/20/01	13.0	18.99	46.08%
MANH	Manhattan Associates Inc.	 4/23/98	15.0	21.875	45.83%
SCYT	Security Bancorp Inc.	 6/30/97	10.0	14.5	45.00%
FRFC	First Robinson Financial Corp.	 6/30/97	10.0	14.5	45.00%
RUBO	Rubio's Restaurants Inc.	 5/21/99	10.0	14.4375	44.38%
ROIA	Radio One Inc.	 5/06/99	24.0	34.625	44.27%
EGOV	NIC Inc.	 7/15/99	12.0	17.3125	44.27%
RTEC	Rudolph Technologies Inc.	11/12/99	16.0	22.9375	43.36%
CONV	Convergent Communications Inc.	 7/20/99	15.0	21.5	43.33%
HPOL	Harris Interactive Inc.	12/07/99	14.0	20.0625	43.30%
FNDT	Fundtech Ltd.	 3/13/98	13.0	18.625	43.27%
KQIPQ	KPNQwest N.V.	11/09/99	20.8	29.8125	43.26%
GB	Greatbatch Inc.	 9/29/00	16.0	22.875	42.97%
GRMN	Garmin Ltd.	12/08/00	14.0	20	42.86%
WSTM	Workstream Inc.	12/07/99	6.0	8.5625	42.71%
A	Agilent Technologies Inc.	11/18/99	30.0	42.75	42.50%
SCLD	SteelCloud Inc.	 4/22/97	5.0	7.125	42.50%
OPNT	OPNET Technologies Inc.	 8/02/00	13.0	18.5	42.31%
SYNP	Synplicity Inc.	10/12/00	8.0	11.375	42.19%
DCGN	deCODE genetics Inc.	 7/18/00	18.0	25.4375	41.32%
RGCI	Regent Communications Inc.	 1/25/00	8.5	12	41.18%
FCGI	First Consulting Group Inc.	 2/13/98	13.0	18.3125	40.87%
NNDS	NDS Group PLC	11/23/99	20.0	28	40.00%
STGCQ	Startec Global Communications Corp.	10/09/97	12.0	16.75	39.58%
ARNA	Arena Pharmaceuticals Inc.	 7/28/00	18.0	25	38.89%
SBSA	Spanish Broadcasting System Inc.	10/28/99	20.0	27.75	38.75%
IMNY	I-many Inc.	 7/13/00	9.0	12.484375	38.72%
FSSTQ	Fastnet Corp.	 2/08/00	12.0	16.625	38.54%
IDN	Intelli-Check Inc.	11/19/99	7.5	10.375	38.33%
PCTI	PC-Tel Inc.	10/19/99	17.0	23.5	38.24%
RSTO	Restoration Hardware Inc.	 6/19/98	19.0	26.25	38.16%
CRL	Charles River Laboratories International Inc.	 6/23/00	16.0	22	37.50%
SFBK	SFB BANCORP INC COM	 6/02/97	10.0	13.75	37.50%
WPBC	Wyman Park Bancorporation Inc.	 1/07/98	10.0	13.75	37.50%
DECT	Dectron Internationale Inc.	10/06/98	6.0	8.25	37.50%
ONNN	ON Semiconductor Corp.	 4/28/00	16.0	21.9375	37.11%
EVOL	Evolving Systems Inc.	 5/12/98	14.0	19.1875	37.05%
ETM	Entercom Communications Corp.	 1/29/99	22.5	30.75	36.67%
ENGA	Engage Inc	 7/20/99	15.0	20.5	36.67%
UPS	United Parcel Service Inc.	11/10/99	50.0	68.125	36.25%
IIJI	Internet Initiative Japan Inc.	 8/04/99	23.0	31.3125	36.14%
OMCL	Omnicell Inc.	 8/07/01	7.0	9.51	35.86%
ESLR	Evergreen Solar Inc.	11/02/00	14.0	19	35.71%
MDCO	Medicines Co.	 8/08/00	16.0	21.6875	35.55%
FTHL	Flag Telecom Holdings Ltd.	 2/11/00	24.0	32.5	35.42%
FARO	FARO Technologies Inc.	 9/18/97	12.0	16.25	35.42%
DIGF	Digital Fusion Inc.	 5/15/98	6.0	8.125	35.42%
PDII	PDI Inc.	 5/20/98	16.0	21.625	35.16%
CPKI	California Pizza Kitchen Inc.	 8/02/00	15.0	20.25	35.00%
IMM	Immtech International Inc.	 4/27/99	10.0	13.5	35.00%
92932410	Wsb Holding Company	 8/29/97	10.0	13.5	35.00%
VASC	Vascular Solutions Inc.	 7/20/00	12.0	16.1875	34.90%
ACME	ACME Communications Inc.	 9/30/99	23.0	31	34.78%
PLXT	PLX Technology Inc.	 4/06/99	9.0	12.125	34.72%
TENF	TenFold Corp.	 5/21/99	17.0	22.875	34.56%
LMNX	Luminex Corp.	 3/30/00	17.0	22.875	34.56%
CACS	Carrier Access Corp.	 7/31/98	12.0	16.125	34.38%
BEOSZ	Be Inc.	 7/20/99	6.0	8.0625	34.38%
YCC	Yankee Candle Co. Inc.	 7/01/99	18.0	24.125	34.03%
HILL	Dot Hill Systems Corp.	 9/17/97	15.0	20.0625	33.75%
GSLA	GS Financial Corp.	 4/01/97	10.0	13.375	33.75%
BTSR	BrightStar Information Technology Group Inc.	 4/17/98	13.0	17.375	33.65%
EDP	EDP-Energias de Portugal S.A.	 6/17/97	25.8	34.5	33.51%
MIIX	MIIX Group Inc.	 7/30/99	13.5	18	33.33%
SRGG	Surge Global Energy Inc.	 5/18/98	6.0	8	33.33%
ALGN	Align Technology Inc.	 1/26/01	13.0	17.3125	33.17%
GS	Goldman Sachs Group Inc.	 5/04/99	53.0	70.375	32.78%
IIP	InterNAP Network Services Corp.	 9/29/99	20.0	26.4921875	32.46%
CRNT	Ceragon Networks Ltd.	 8/04/00	17.0	22.5	32.35%
17294810	CITIZENS BNCP/IN	 9/24/97	10.0	13.214286	32.14%
PSIT	PSi Technologies Holdings Inc.	 3/16/00	16.0	21.125	32.03%
LTWC	E-Stamp Corporation	10/08/99	17.0	22.375	31.62%
BABY	Natus Medical Inc.	 7/20/01	11.0	14.45	31.36%
HBIO	Harvard Bioscience Inc.	12/07/00	8.0	10.5	31.25%
WW	Watson Wyatt Worldwide Inc.	10/11/00	12.5	16.375	31.00%
TTMI	TTM Technologies Inc.	 9/21/00	16.0	20.9375	30.86%
OVTI	OmniVision Technologies Inc.	 7/14/00	13.0	17	30.77%
TDFXQ	3Dfx Interactive Inc.	 6/25/97	11.0	14.375	30.68%
NPLSQ	Network Plus Corp.	 6/30/99	16.0	20.875	30.47%
BE	BearingPoint Inc.	 2/08/01	18.0	23.484375	30.47%
CATT	Catapult Communications Corp.	 2/11/99	10.0	13	30.00%
MTCH	Nortem N.V.	11/19/99	13.0	16.875	29.81%
IBN	ICICI Bank Ltd.	 3/28/00	11.0	14.25	29.55%
ECLG	eCollege.com	12/15/99	11.0	14.25	29.55%
MDLIZ	MedicaLogic/Medscape Inc.	12/10/99	17.0	22	29.41%
MRKF	MARKET FINL CORP COM	 3/27/97	10.0	12.9375	29.38%
TRGNY	Transgene S.A.	 3/26/98	14.5	18.75	29.31%
NVD	NovaDel Pharma Inc.	11/20/97	5.9	7.625	29.24%
MTSL	MER Telemanagement Solutions Ltd.	 5/21/97	6.0	7.75	29.17%
CMTOQ	Com21 Inc	 5/22/98	12.0	15.5	29.17%
PFCO	Paula Financial	10/24/97	18.5	23.875	29.05%
NTIQ	NetIQ Corp.	 7/30/99	13.0	16.75	28.85%
DFFN	DELAWARE FIRST FINL CORP COM	 1/05/98	10.0	12.875	28.75%
NWPWQ	NewPower Holdings Inc.	10/05/00	21.0	27	28.57%
ATHYQ	AppliedTheory Corp.	 4/30/99	16.0	20.5	28.13%
SMDI	Sirenza Microdevices Inc.	 5/25/00	12.0	15.375	28.13%
RMTI	Rockwell Medical Technologies Inc.	 1/27/98	4.0	5.125	28.13%
EOP	Equity Office Properties Trust	 7/08/97	21.0	26.875	27.98%
ABCO	Advisory Board Co.	11/13/01	19.0	24.25	27.63%
GAIA	Gaiam Inc.	10/29/99	5.0	6.375	27.50%
AHS	AMN Healthcare Services Inc.	11/13/01	17.0	21.66	27.41%
LEON	LION Bioscience AG	 8/11/00	39.0	49.5	26.92%
DACGQ	DA Consulting Group Inc.	 4/24/98	14.5	18.375	26.72%
UPFC	United PanAm Financial Corp.	 4/24/98	11.0	13.9375	26.70%
DGEN	Deltagen Inc	 8/03/00	15.0	19	26.67%
AUGT	August Technology Corp.	 6/14/00	12.0	15.1875	26.56%
CBEV	Capital Beverage Corp.	 7/17/97	6.3	7.90625	26.50%
ICAB	i-CABLE Communications Ltd.	11/24/99	27.0	34.125	26.39%
PDFS	PDF Solutions Inc.	 7/27/01	12.0	15.15	26.25%
LIOX	Lionbridge Technologies Inc.	 8/20/99	10.0	12.625	26.25%
HFWA	Heritage Financial Corp.	 1/09/98	10.0	12.619047	26.19%
TUC	Mac-Gray Corp.	10/17/97	11.0	13.875	26.14%
VXGN	VaxGen Inc.	 6/30/99	13.0	16.375	25.96%
MOBI	Mobius Management Systems Inc.	 4/28/98	14.5	18.25	25.86%
VMIXQ	Valley Media Inc.	 3/26/99	16.0	20.125	25.78%
BCSB	BCSB Bankcorp	 7/08/98	10.0	12.5625	25.63%
PSFC	Peoples-Sidney Financial Corp.	 4/28/97	10.0	12.5625	25.63%
JLL	Jones Lang LaSalle Inc.	 7/17/97	23.0	28.8125	25.27%
ITMN	InterMune Inc.	 3/24/00	20.0	25	25.00%
CRAI	CRA International Inc.	 4/24/98	18.5	23.125	25.00%
ENTU	Entrust Inc.	 8/18/98	16.0	20	25.00%
EVCI	EVCI Career Colleges Holding Corp.	 2/23/99	12.0	15	25.00%
ISPH	Inspire Pharmaceuticals Inc.	 8/03/00	12.0	15	25.00%
PTACQ	Pentacon Inc.	 3/10/98	10.0	12.5	25.00%
FFOL	First Fed Olathe Bancorp Inc.	 4/13/00	10.0	12.5	25.00%
NTCT	NetScout Systems Inc.	 8/12/99	11.0	13.75	25.00%
LGMB	Legend Mobile Inc.	 3/29/99	5.0	6.25	25.00%
MDF	Metropolitan Health Networks Inc.	 2/20/97	6.0	7.5	25.00%
WMGI	Wright Medical Group Inc.	 7/13/01	12.5	15.61	24.88%
CPNT	Championship Auto Racing Teams Inc.	 3/10/98	16.0	19.9375	24.61%
CCMP	Cabot Microelectronics Corp.	 4/04/00	20.0	24.875	24.38%
TCC	Trammell Crow Co.	11/25/97	17.5	21.75	24.29%
CSU	Capital Senior Living Corp.	10/31/97	13.5	16.75	24.07%
STRZ	Star Buffet Inc.	 9/25/97	12.0	14.875	23.96%
CLBRQ	CALIBER LEARNING NETWORK IN COM	 5/05/98	14.0	17.3125	23.66%
CWST	Casella Waste Systems Inc.	10/29/97	18.0	22.25	23.61%
IDGR	Industrial Distribution Group Inc.	 9/24/97	17.0	21	23.53%
MDRX	Allscripts Healthcare Solutions Inc.	 7/23/99	16.0	19.75	23.44%
PATH	AmeriPath Inc	10/22/97	16.0	19.75	23.44%
GNSS	Genesis Microchip Inc.	 2/24/98	11.5	14.1875	23.37%
CYBS	CyberSource Corp.	 6/24/99	11.0	13.5625	23.30%
RHA	Rhodia S.A.	 6/25/98	23.1	28.5	23.22%
JORE	Jore Corp.	 9/23/99	10.0	12.3125	23.13%
FIX	Comfort Systems USA Inc.	 6/27/97	13.0	16	23.08%
WSH	Willis Group Holdings Ltd.	 6/12/01	13.5	16.6	22.96%
DTAS	Digitas Inc.	 3/14/00	24.0	29.5	22.92%
WTW	Weight Watchers International Inc.	11/15/01	24.0	29.5	22.92%
AEHR	Aehr Test Systems	 8/15/97	12.0	14.75	22.92%
PCIS	Precis Inc.	 2/10/00	6.0	7.375	22.92%
PMTR	Pemstar Inc.	 8/08/00	11.0	13.5	22.73%
ANSR	answerthink Inc.	 5/28/98	13.0	15.9375	22.60%
WPL	W.P. Stewart & Co. Ltd.	12/08/00	20.0	24.5	22.50%
CNBT	Citizens National Bank Of Texas	10/01/97	10.0	12.25	22.50%
FOXX	Fox & Hound Restaurant Group	 7/18/97	9.0	11	22.22%
GEMP	Gemplus International S.A.	12/11/00	11.0	13.375	22.03%
WCGRQ	Williams Communications Group Inc.	10/01/99	23.0	28.0625	22.01%
NVMI	Nova Measuring Instruments Ltd.	 4/11/00	18.0	21.9375	21.88%
ACRUQ	Accrue Software Inc	 7/30/99	10.0	12.1875	21.88%
USIXQ	USinternetworking Inc.	 4/09/99	21.0	25.55556	21.69%
SINA	SINA Corp.	 4/13/00	17.0	20.6875	21.69%
240617	ALL COMMUNICATIONS CORP NJ	 4/30/97	7.0	8.5	21.43%
RL	Polo Ralph Lauren Corp.	 6/12/97	26.0	31.5	21.15%
AMKR	Amkor Technology Inc.	 5/01/98	11.0	13.3125	21.02%
AESP	Advanced Electronic Support Products, Inc.	 2/13/97	6.0	7.25	20.83%
CTLM	Centillium Communications Inc.	 5/24/00	19.0	22.875	20.39%
TFR	Tefron Ltd.	 9/24/97	17.0	20.4375	20.22%
IONA	IONA Technologies PLC	 2/25/97	18.0	21.625	20.14%
SCS	Steelcase Inc.	 2/18/98	28.0	33.625	20.09%
DRRX	Durect Corp.	 9/28/00	12.0	14.40625	20.05%
GTRC	Guitar Center Inc.	 3/14/97	15.0	18	20.00%
00688710	ADIRONDACK	 4/07/98	10.0	12	20.00%
GCOM	Globecomm Systems Inc.	 8/08/97	10.0	12	20.00%
ELTK	Eltek Ltd.	 1/22/97	5.0	6	20.00%
PTNR	Partner Communications Co. Ltd.	10/27/99	13.5	16.1875	19.91%
SCSS	Select Comfort Corp.	12/04/98	17.0	20.375	19.85%
AFCE	AFC Enterprises Inc.	 3/02/01	17.0	20.375	19.85%
HYDL	Hydril	 9/27/00	17.0	20.375	19.85%
CCRN	Cross Country Healthcare Inc.	10/25/01	17.0	20.37	19.82%
RITA	RITA Medical Systems Inc.	 7/27/00	12.0	14.375	19.79%
CCRT	CompuCredit Corp.	 4/23/99	12.0	14.375	19.79%
CHTR	Charter Communications Inc.	11/09/99	19.0	22.75	19.74%
CIX	CompX International Inc.	 3/06/98	20.0	23.9375	19.69%
TQ	Cash Technologies Inc.	 7/09/98	7.0	8.375	19.64%
PBR	Petroleo Brasileiro S/A	 8/10/00	24.0	28.625	19.27%
SLG	SL Green Realty Corp.	 8/15/97	21.0	25	19.05%
SCHK	Schick Technologies Inc.	 7/01/97	18.5	22	18.92%
PCAGY	PrimaCom AG (ADS)	 2/22/99	16.3	19.3125	18.85%
LPSN	LivePerson Inc.	 4/07/00	8.0	9.5	18.75%
CAFE	Host America Corp.	 7/23/98	5.0	5.9375	18.75%
CMBN	CUMBERLAND MTN BANCSHARES I COM	 4/01/97	10.0	11.875	18.75%
WLKNQ	Waterlink Inc.	 6/25/97	11.0	13	18.18%
PLB	American Italian Pasta Co.	10/09/97	18.0	21.25	18.06%
SPC	Spectrum Brands Inc.	11/21/97	14.0	16.5	17.86%
SGEN	Seattle Genetics Inc.	 3/07/01	7.0	8.25	17.86%
CAO	CSK Auto Corp.	 3/12/98	20.0	23.5625	17.81%
SFTC	Securacom Inc.	10/02/97	8.5	10	17.65%
WWIN	Waste Industries USA Inc.	 6/13/97	13.5	15.875	17.59%
MFLO	Moldflow Corp.	 3/28/00	13.0	15.25	17.31%
LGTY	Logility Inc.	10/07/97	14.5	17	17.24%
PRFT	Perficient Inc.	 7/29/99	8.0	9.375	17.19%
PEET	Peet's Coffee & Tea Inc.	 1/25/01	8.0	9.375	17.19%
EXEL	Exelixis Inc.	 4/11/00	13.0	15.1875	16.83%
ADS	Alliance Data Systems Corp.	 6/08/01	12.0	14	16.67%
ARRY	Array BioPharma Inc.	11/17/00	7.5	8.75	16.67%
PRTK	Profile Technologies Inc.	 2/12/97	6.0	7	16.67%
ARDTQ	CAIS Internet Inc	 5/20/99	19.0	22.125	16.45%
HOFF	Horizon Offshore Inc.	 4/02/98	13.0	15.125	16.35%
HBE	Henry Bros. Electronics Inc.	11/16/01	7.0	8.14	16.29%
UTIW	UTi Worldwide Inc.	11/02/00	15.0	17.4375	16.25%
SVIN	Scheid Vineyards Inc.	 7/25/97	10.0	11.625	16.25%
DRIV	Digital River Inc.	 8/11/98	8.5	9.875	16.18%
SHPGY	Shire PLC (ADS)	 3/25/98	17.3	20	15.94%
RLH	Red Lion Hotels Corp.	 4/03/98	15.0	17.375	15.83%
ADLR	Adolor Corp.	11/14/00	15.0	17.375	15.83%
RDCM	RADCOM Ltd.	 9/24/97	9.5	11	15.79%
CEA	China Eastern Airlines Corp. Ltd.	 2/04/97	18.0	20.75	15.28%
42804010	Hertz Corporation	 4/25/97	24.0	27.625	15.10%
CPV	CentraCore Properties Trust	 4/23/98	20.0	23	15.00%
FNFI	First Niles Financial Inc.	10/27/98	10.0	11.5	15.00%
IFLYQ	800 Travel Systems Inc.	 1/15/98	5.0	5.75	15.00%
ADGO	Adams Golf Inc.	 7/10/98	16.0	18.375	14.84%
HWK	Hawk Corp.	 5/12/98	17.0	19.5	14.71%
GEEK	Internet America Inc.	12/10/98	13.0	14.875	14.42%
PFSI	PFSB Bancorp Inc.	 4/05/99	10.0	11.4375	14.38%
PCBI	Peoples Community Bancorp Inc.	 3/30/00	10.0	11.4375	14.38%
NFS	Nationwide Financial Services Inc.	 3/06/97	23.5	26.875	14.36%
VLI	Valero L.P.	 4/10/01	24.5	28	14.29%
SRI	Stoneridge Inc.	10/10/97	17.5	20	14.29%
KNDL	Kendle International Inc.	 8/22/97	14.0	16	14.29%
RSBI	Ridgewood Financial Inc.	 1/08/99	7.0	8	14.29%
ROAC	Rock of Ages Corp.	10/21/97	18.5	21.125	14.19%
EPC	Epcos AG	10/15/99	33.3	38	14.01%
ATGCQ	ATG INC COM	 5/07/98	8.5	9.6875	13.97%
HYBR	Hybrid Networks Inc.	11/12/97	14.0	15.9375	13.84%
HOMS	Homestore Inc.	 8/05/99	20.0	22.75	13.75%
OVRL	Overland Storage Inc.	 2/21/97	10.0	11.375	13.75%
TWP	Trex Co. Inc.	 4/08/99	10.0	11.375	13.75%
DSLN	DSL.net Inc.	10/06/99	7.5	8.53125	13.75%
EVC	Entravision Communications Corp.	 8/02/00	16.5	18.75	13.64%
TBNC	Banc Corp. (Alabama)	12/10/98	11.0	12.5	13.64%
TRDO	Intrado Inc.	 6/24/98	12.0	13.625	13.54%
PFG	Principal Financial Group Inc.	10/23/01	18.5	21	13.51%
SALM	Salem Communications Corp.	 7/01/99	22.5	25.5	13.33%
APTI	Advanced Power Technology Inc.	 8/08/00	15.0	17	13.33%
TUES	Tuesday Morning Corp.	 4/22/99	15.0	17	13.33%
FDBI	First Deposit Bancshares Inc.	 7/09/99	10.0	11.3125	13.13%
APTM	Aptimus Inc.	 9/28/99	12.0	13.5625	13.02%
LWSN	Lawson Software Inc.	12/07/01	14.0	15.82	13.00%
OME	Omega Protein Corp.	 4/03/98	16.0	18.0625	12.89%
MMS	Maximus Inc.	 6/13/97	16.0	18	12.50%
NTOL	Natrol Inc.	 7/22/98	15.0	16.875	12.50%
RCRC	RC2 Corp.	 6/12/97	14.0	15.75	12.50%
PLCE	Children's Place Retail Stores Inc.	 9/19/97	14.0	15.75	12.50%
ECLP	Eclipsys Corp.	 8/07/98	15.0	16.875	12.50%
IREP	Interep National Radio Sales Inc.	12/09/99	12.0	13.5	12.50%
TRBR	Trailer Bridge Inc.	 7/24/97	10.0	11.25	12.50%
254654	Imageware Systems Inc.	 3/31/00	8.0	9	12.50%
GSF	GlobalSantaFe Corp.	 6/10/97	28.5	32	12.28%
MOSY	Monolithic System Technology Inc.	 6/28/01	10.0	11.22	12.20%
EPEX	Edge Petroleum Corp.	 2/26/97	16.5	18.5	12.12%
SCIL	Scientific Learning Corp.	 7/22/99	16.0	17.9375	12.11%
DVW	Covad Communications Group Inc.	 1/22/99	18.0	20.16667	12.04%
OSIS	OSI Systems Inc.	10/02/97	13.5	15.125	12.04%
SMRA	Somera Communications Inc.	11/12/99	12.0	13.4375	11.98%
BCON	Beacon Power Corp.	11/17/00	6.0	6.71875	11.98%
ASI	American Safety Insurance Holdings Ltd.	 2/13/98	11.0	12.3125	11.93%
MDER	Med-Emerg International Inc.	 2/12/98	4.3	4.75	11.76%
EFJI	EFJ Inc.	 1/22/97	8.0	8.9375	11.72%
HSL	HomeSide Inc	 1/31/97	15.0	16.75	11.67%
AMBWQ	AMF Bowling Inc.	11/04/97	19.5	21.75	11.54%
BSTE	Biosite Inc.	 2/12/97	12.0	13.375	11.46%
SIMG	Silicon Image Inc.	10/06/99	12.0	13.375	11.46%
ONTR	Ontro Inc.	 5/12/98	5.5	6.125	11.36%
WCC	Wesco International Inc.	 5/12/99	18.0	20	11.11%
EEFT	Euronet Worldwide Inc.	 3/07/97	13.5	15	11.11%
URI	United Rentals Inc.	12/18/97	13.5	15	11.11%
NUTR	Nutraceutical International Corp.	 2/20/98	17.5	19.4375	11.07%
ASDS	Ascendant Solutions Inc.	11/11/99	8.0	8.875	10.94%
NRG2	Nrg Energy Inc.	 5/31/00	15.0	16.625	10.83%
CVG	Convergys Corp.	 8/13/98	15.0	16.625	10.83%
ACR	American Retirement Corp.	 5/30/97	14.0	15.5	10.71%
GTA	Golf Trust of America Inc.	 2/07/97	21.0	23.25	10.71%
MCBC	Macatawa Bank Corp.	 4/02/98	10.0	11.044453	10.44%
RMK	ARAMARK Corp.	12/11/01	23.0	25.4	10.43%
CHU	China Unicom Ltd.	 6/21/00	20.0	22.0625	10.37%
SLF	Sun Life Financial Services of Canada Inc.	 3/23/00	8.5	9.375	10.29%
TIERE	Tier Technologies Inc.	12/17/97	8.5	9.375	10.29%
QBAK	Qualstar Corp.	 6/23/00	7.0	7.71875	10.27%
CRZO	Carrizo Oil & Gas Inc.	 8/06/97	11.0	12.125	10.23%
VCLK	ValueClick Inc.	 3/31/00	19.0	20.9375	10.20%
RRI	Reliant Energy Inc.	 5/01/01	30.0	33	10.00%
FTI	FMC Technologies Inc.	 6/14/01	20.0	22	10.00%
PVSW	Pervasive Software Inc.	 9/26/97	10.0	11	10.00%
PORT	Port Financial Corp	 4/12/00	10.0	11	10.00%
CFBK	Central Federal Corp.	12/30/98	10.0	11	10.00%
VLCCF	Knightsbridge Tankers Ltd.	 2/07/97	20.0	22	10.00%
SLP	Simulations Plus Inc.	 6/18/97	5.0	5.5	10.00%
KTC	KT Corp.	 5/26/99	27.6	30.3125	9.99%
MASSY	MAS TECHNOLOGY LTD  -ADR	 6/20/97	14.0	15.375	9.82%
KRC	Kilroy Realty Corp.	 1/29/97	23.0	25.25	9.78%
DPII	Discovery Partners International Inc.	 7/27/00	18.0	19.75	9.72%
DPHIQ	Delphi Corp.	 2/05/99	17.0	18.625	9.56%
AMB	AMB Property Corp.	11/21/97	21.0	23	9.52%
SVL	Silverleaf Resorts Inc.	 6/06/97	16.0	17.5	9.38%
INOC	Innotrac Corp.	 5/07/98	12.0	13.125	9.38%
NTG	Natco Group Inc.	 1/28/00	10.0	10.9375	9.38%
SEYE	Signature Eyewear Inc.	 9/11/97	10.0	10.9375	9.38%
NOVA	NovaMed Inc.	 8/18/99	8.0	8.75	9.38%
NSSI	Network-1 Security Solutions Inc.	11/12/98	6.0	6.5625	9.38%
FTE	France Telecom	10/20/97	31.7	34.625	9.26%
CURN	Curon Medical Inc.	 9/22/00	11.0	12	9.09%
IPLY	Interplay Entertainment Corp.	 6/19/98	5.5	6	9.09%
XING	Qiao Xing Universal Telephone Inc.	 2/17/99	5.5	6	9.09%
OYOG	OYO Geospace Corp.	11/21/97	14.0	15.25	8.93%
PXLW	Pixelworks Inc.	 5/19/00	10.0	10.890625	8.91%
BFUN	Bam! Entertainment Inc.	11/15/01	8.0	8.71	8.88%
MDWYQ	Midway Airlines Corp.	12/05/97	15.5	16.875	8.87%
RSTN	Riverstone Networks Inc.	 2/16/01	12.0	13.0625	8.85%
HRTB	Heartland Bancshares Inc. (Indiana)	 9/30/97	10.0	10.884355	8.84%
ACLS	Axcelis Technologies Inc.	 7/11/00	22.0	23.9375	8.81%
LNCB	Lincoln Bancorp	12/30/98	10.0	10.875	8.75%
RIMS	Robocom Systems International Inc.	 6/26/97	6.5	7.0625	8.65%
DYS	Distribucion y Servicio D&S S.A.	10/08/97	17.0	18.4375	8.46%
MOBE	Mobility Electronics Inc.	 6/30/00	12.0	13	8.33%
45320R20		 6/24/99	7.5	8.125	8.33%
GMTH	Global Matrechs Inc.	 5/07/97	6.0	6.5	8.33%
GNIZQ	General Credit Corp.	 4/28/97	3.0	3.25	8.33%
COC.A	Conoco Inc A	10/22/98	23.0	24.875	8.15%
PVR	Penn Virginia Resource L.P.	10/25/01	21.0	22.7	8.10%
GVHR	Gevity HR Inc.	 6/26/97	17.0	18.375	8.09%
CHIC	Charlotte Russe Holding Inc.	10/20/99	11.0	11.875	7.95%
GAI	Global-Tech Appliances Inc.	 4/08/98	19.0	20.5	7.89%
RMIX	U.S. Concrete Inc.	 5/26/99	8.0	8.625	7.81%
MON	Monsanto Co.	10/18/00	20.0	21.5	7.50%
FPFC	First Place Financial Corp.	 1/04/99	10.0	10.75	7.50%
ESREF	ESG Re Ltd.	12/15/97	20.0	21.5	7.50%
NGTHQ	The Delicious Brands Inc.	11/12/98	12.0	12.875	7.29%
FISI	Financial Institutions Inc.	 6/25/99	14.0	15	7.14%
BXP	Boston Properties Inc.	 6/18/97	25.0	26.75	7.00%
ELP	Companhia Paranaense de Energia-COPEL	 7/30/97	18.0	19.25	6.94%
TRAD	TradeStation Group Inc.	10/01/97	11.0	11.75	6.82%
LGVN	LogicVision Inc.	10/31/01	9.0	9.61	6.78%
EGHT	8x8 Inc.	 7/03/97	6.5	6.9375	6.73%
UNRMY	SUPERMERCADOS UNIMARC SA SPONSORED ADR	 5/09/97	16.8	17.875	6.72%
FRIZQ	FRISBY TECHNOLOGIES INC COM	 4/01/98	7.0	7.46875	6.70%
PLUG	Plug Power Inc.	10/29/99	15.0	16	6.67%
PRU	Prudential Financial Inc.	12/13/01	27.5	29.3	6.55%
AXTI	AXT Inc.	 5/21/98	10.0	10.625	6.25%
RSG	Republic Services Inc.	 7/01/98	24.0	25.5	6.25%
FDP	Fresh Del Monte Produce Inc.	10/24/97	16.0	17	6.25%
MTD	Mettler-Toledo International Inc.	11/14/97	14.0	14.875	6.25%
DIGL	Digital Lightwave Inc.	 2/06/97	12.0	12.75	6.25%
MUINQ	Metals USA Inc.	 7/11/97	10.0	10.625	6.25%
TOFC	Tower Financial Corp.	 1/28/99	10.0	10.625	6.25%
SAUC	STANDARD AUTOMOTIVE CORP COM	 1/26/98	10.0	10.625	6.25%
VLG	Valley National Gases Inc.	 4/10/97	8.0	8.5	6.25%
INGN	Introgen Therapeutics Inc.	10/12/00	8.0	8.5	6.25%
EBMT	Eagle Bancorp Inc.	 4/05/00	8.0	8.5	6.25%
CORI	Corillian Corp.	 4/12/00	8.0	8.5	6.25%
IDSY	I.D. Systems Inc.	 6/30/99	7.0	7.4375	6.25%
NWBT	Northwest Biotherapeutics Inc.	12/14/01	5.0	5.31	6.20%
DTPI	DiamondCluster International Inc.	 2/25/97	5.5	5.833333	6.06%
86323T20		12/21/99	8.5	9	5.88%
MT	Mittal Steel Co. N.V.	 8/07/97	27.0	28.5625	5.79%
IESRQ	Integrated Electrical Services Inc.	 1/27/98	13.0	13.75	5.77%
RMY	DELCO REMY INTERNATIONAL, IN	12/17/97	12.0	12.6875	5.73%
KMX	CarMax Inc.	 2/04/97	20.0	21.125	5.62%
260313	Medialink Worldwide Inc.	 1/30/97	9.0	9.5	5.56%
LDSH	Ladish Co. Inc.	 3/10/98	13.5	14.25	5.56%
BEXP	Brigham Exploration Co.	 5/09/97	8.0	8.4375	5.47%
AOLAQ	America Online Latin America Inc.	 8/08/00	8.0	8.4375	5.47%
EXAS	EXACT Sciences Corp.	 1/31/01	14.0	14.75	5.36%
PTSX	Point.360	 2/19/97	7.0	7.375	5.36%
CYH	Community Health Systems Inc.	 6/09/00	13.0	13.6875	5.29%
MICTF	Microcell Telecommunications Inc. (Cl B)	10/08/97	10.9	11.5	5.22%
GPI	Group 1 Automotive Inc.	10/30/97	12.0	12.625	5.21%
NLY	Annaly Mortgage Management Inc.	10/08/97	12.0	12.625	5.21%
DTG	Dollar Thrifty Automotive Group Inc.	12/17/97	20.5	21.5625	5.18%
TZA	TV Azteca S.A. de C.V.	 8/15/97	18.3	19.1875	5.14%
DCEL	Dobson Communications Corp.	 2/04/00	22.0	23.125	5.11%
WFHCQ	Women First HealthCare Inc.	 6/29/99	11.0	11.5625	5.11%
CANI	Carreker Corp.	 5/20/98	11.0	11.5625	5.11%
SNBA	Sun Bancshares Inc.	10/31/00	10.0	10.5	5.00%
WTRO	Wi-Tron Inc.	 1/22/97	5.0	5.25	5.00%
IFTH	InfoTech USA Inc.	 6/17/97	5.0	5.25	5.00%
SIGA	SIGA Technologies Inc.	 9/09/97	5.0	5.25	5.00%
45815V20		10/10/97	20.0	21	5.00%
ARE	Alexandria Real Estate Equities Inc.	 5/28/97	20.0	21	5.00%
CSHB	Community Shores Bank Corp.	12/22/98	10.0	10.5	5.00%
JAXB	Jacksonville Bancorp Inc. (Florida)	 9/13/99	10.0	10.5	5.00%
SMPX	SYMPHONIX DEVICES COM	 2/13/98	12.0	12.5625	4.69%
NCNTQ	Netcentives Inc	10/14/99	12.0	12.5625	4.69%
CEO	CNOOC Ltd.	 2/27/01	15.4	16.12	4.68%
RBCAA	Republic Bancorp Inc. (Kentucky)	 7/22/98	13.0	13.605443	4.66%
ACN	Accenture Ltd.	 7/19/01	14.5	15.17	4.62%
DLM	Del Monte Foods Co.	 2/05/99	15.0	15.625	4.17%
TKTL	TRACK N TRAIL INC COM	10/10/97	10.5	10.9375	4.17%
PHLI	PacificHealth Laboratories Inc.	12/19/97	6.0	6.25	4.17%
PNP	Pan Pacific Retail Properties Inc.	 8/08/97	19.5	20.3125	4.17%
IBA	Industrias Bachoco S.A. de C.V.	 9/19/97	17.0	17.6875	4.04%
GNVC	GenVec Inc.	12/12/00	9.5	9.875	3.95%
TORCQ	Torch Offshore Inc.	 6/07/01	16.0	16.63	3.94%
GIVN	Given Imaging Ltd.	10/04/01	12.0	12.47	3.92%
LMIA	LMI Aerospace Inc.	 6/30/98	10.0	10.375	3.75%
VIRL	Virage Logic Corp.	 8/01/00	12.0	12.4375	3.65%
CRDTQ	Creditrust Corp	 7/29/98	15.5	16.0625	3.63%
LAB	LaBranche & Co. Inc.	 8/19/99	14.0	14.5	3.57%
ABLE	Able Energy Inc.	 6/22/99	7.0	7.25	3.57%
MTA	Magyar Telekom Telecommunications PLC	11/14/97	18.7	19.3125	3.55%
MET	MetLife Inc.	 4/05/00	14.3	14.75	3.51%
MDTH	MedCath Corp.	 7/24/01	25.0	25.87	3.48%
MPWG	MPW Industrial Services Group Inc.	12/02/97	9.0	9.3125	3.47%
LQ	Quinenco S.A.	 6/25/97	18.0	18.625	3.47%
CKRH	Cedric Kushner Promotions Inc.	 3/22/99	5.8	6	3.45%
ACH	Aluminum Corp. of China Ltd.	12/11/01	17.7	18.27	3.28%
DGLHQ	Digital Lighthouse Corp.	 3/24/00	12.0	12.375	3.13%
BASI	Bioanalytical Systems Inc.	11/25/97	8.0	8.25	3.13%
SHFK	Schuff International Inc.	 7/01/97	8.0	8.25	3.13%
AGIX	AtheroGenics Inc.	 8/09/00	8.0	8.25	3.13%
AHM	American Home Mortgage Investment Corp.	10/01/99	6.0	6.1875	3.13%
CBD	Companhia Brasileira de Distribuicao Grupo Pao de Acucar	
5/29/97	20.0	20.625	3.13%
RITT	RIT Technologies Ltd.	 7/22/97	8.0	8.25	3.13%
INIS	International Isotopes Inc.	 8/14/97	9.0	9.25	2.78%
CLK	Clark Inc.	 8/19/98	9.0	9.25	2.78%
ZNH	China Southern Airlines Co. Ltd.	 7/30/97	30.7	31.5	2.77%
OPSW	Opsware Inc.	 3/09/01	6.0	6.15625	2.60%
FBR	Friedman, Billings, Ramsey Group Inc.	12/23/97	20.0	20.5	2.50%
IVGN	Invitrogen Corp.	 2/26/99	15.0	15.375	2.50%
CTIC	Cell Therapeutics Inc.	 3/21/97	10.0	10.25	2.50%
DTLK	Datalink Corp.	 8/06/99	7.5	7.6875	2.50%
PAE	Peace Arch Entertainment Group Inc.	 7/29/99	5.0	5.125	2.50%
SCHS	School Specialty Inc.	 6/10/98	15.5	15.875	2.42%
CSTR	Coinstar Inc.	 7/03/97	10.5	10.75	2.38%
MTN	Vail Resorts Inc.	 2/04/97	22.0	22.5	2.27%
NGEN	Nanogen Inc.	 4/14/98	11.0	11.25	2.27%
MCBI	MetroCorp Bancshares Inc.	12/16/98	11.0	11.25	2.27%
HYGS	Hydrogenics Corp.	10/27/00	12.0	12.25	2.08%
TRMS	Trimeris Inc.	10/07/97	12.0	12.25	2.08%
CSGP	CoStar Group Inc.	 7/01/98	9.0	9.1875	2.08%
HT	Hersha Hospitality Trust	 1/21/99	6.0	6.125	2.08%
ERJ	Embraer-Empresa Brasileiras de Aeronautica S/A	 7/21/00	18.5	18.88013	2.05%
ENHT	enherent Corp.	11/21/97	13.0	13.25	1.92%
UBB	Unibanco-Uniao de Bancos Brasileiros S/A	 5/22/97	33.8	34.375	1.85%
GBL	GAMCO Investors Inc.	 2/11/99	17.5	17.8125	1.79%
OBAS	Optibase Ltd.	 4/07/99	7.0	7.125	1.79%
EPIX	EPIX Pharmaceuticals Inc.	 1/30/97	7.0	7.125	1.79%
GNRL	General Bearing Corp.	 2/10/97	7.0	7.125	1.79%
ENTG	Entegris Inc.	 7/11/00	11.0	11.1875	1.70%
POZN	Pozen Inc.	10/11/00	15.0	15.25	1.67%
OIS	Oil States International Inc.	 2/09/01	9.0	9.15	1.67%
INTT	inTest Corp.	 6/17/97	7.5	7.625	1.67%
NGPS	NovAtel Inc.	 2/04/97	7.5	7.625	1.67%
UTHR	United Therapeutics Corp.	 6/17/99	12.0	12.1875	1.56%
RNDC	Raindance Communications Inc.	 7/25/00	8.0	8.125	1.56%
HSKA	Heska Corp.	 7/01/97	8.5	8.625	1.47%
SHS	Sauer-Danfoss Inc.	 5/12/98	18.0	18.25	1.39%
FCS	Fairchild Semiconductor International Inc.	 8/04/99	18.5	18.75	1.35%
MKSP	Marketing Specialists Corp.	12/16/98	15.0	15.1875	1.25%
CFNL	Cardinal Financial Corp.	 7/17/98	10.0	10.125	1.25%
IVIS	ICOS Vision Systems Corp. N.V.	12/10/97	10.0	10.125	1.25%
AIQ	Alliance Imaging Inc.	 7/27/01	13.0	13.15	1.15%
WNI	Schiff Nutrition International Inc.	 5/01/97	11.0	11.125	1.14%
CERS	Cerus Corp.	 1/31/97	12.0	12.125	1.04%
ISR	I-Sector Corp.	 7/08/97	6.0	6.0625	1.04%
BMRN	BioMarin Pharmaceutical Inc.	 7/23/99	13.0	13.125	0.96%
ALSK	Alaska Communications Systems Group Inc.	11/18/99	14.0	14.125	0.89%
BLK	Blackrock Inc.	10/01/99	14.0	14.125	0.89%
TELK	Telik Inc.	 8/11/00	7.0	7.0625	0.89%
ESIMF	e-SIM Ltd.	 7/07/98	7.0	7.0625	0.89%
SRT	StarTek Inc.	 6/19/97	15.0	15.125	0.83%
FRGO	Fargo Electronics Inc.	 2/11/00	15.0	15.125	0.83%
KFT	Kraft Foods Inc.	 6/13/01	31.0	31.25	0.81%
HGRD	Health Grades Inc.	 2/07/97	8.0	8.0625	0.78%
HGT	Hugoton Royalty Trust	 4/09/99	9.5	9.5625	0.66%
EDGR	EDGAR Online Inc.	 5/26/99	9.5	9.5625	0.66%
TRPH	Tripath Technology Inc.	 8/01/00	10.0	10.0625	0.63%
KERX	Keryx Biopharmaceuticals Inc.	 7/28/00	10.0	10.0625	0.63%
215670	Galveston's Steakhouse Corp.	 3/02/98	5.0	5.03125	0.63%
JCDA	Jacada Ltd.	10/15/99	11.0	11.0625	0.57%
WSII	Waste Services Inc.	 6/03/99	11.0	11.0625	0.57%
SIL	Apex Silver Mines Ltd.	11/25/97	11.0	11.0625	0.57%
TWTI	Third Wave Technologies Inc.	 2/09/01	11.0	11.0625	0.57%
250263	Megabank Financial Corporation	11/17/98	11.0	11.0625	0.57%
VAIL	Vail Banks Inc.	12/10/98	12.0	12.0625	0.52%
NASC	Network Access Solutions Corp.	 6/04/99	12.0	12.0625	0.52%
TMWD	Tumbleweed Communications Corp.	 8/06/99	12.0	12.0625	0.52%
HZO	MarineMax Inc.	 6/03/98	12.5	12.5625	0.50%
RTIX	Regeneration Technologies Inc.	 8/10/00	14.0	14.0625	0.45%
ORCC	Online Resources Corp.	 6/04/99	14.0	14.0625	0.45%
MKSI	MKS Instruments Inc.	 3/30/99	14.0	14.0625	0.45%
HSII	Heidrick & Struggles International Inc.	 4/27/99	14.0	14.0625	0.45%
SGMO	Sangamo BioSciences Inc.	 4/06/00	15.0	15.0625	0.42%
ASR	Grupo Aeroportuario del Sureste S.A. de C.V.	 9/28/00	15.1	15.1875	0.38%
AFCO	Applied Films Corp.	11/21/97	8.5	8.53125	0.37%
PACI	Precision Auto Care Inc.	11/06/97	9.0	9.03125	0.35%
AGR.A	Agere Systems Inc.	 3/28/01	6.0	6.02	0.33%
ULTI	Ultimate Software Group Inc.	 6/02/98	10.0	10.03125	0.31%
TCLP	TC PipeLines L.P.	 5/25/99	20.5	20.5625	0.30%
UCO	Universal Compression Holdings Inc.	 5/24/00	22.0	22.0625	0.28%
TNOX	Tanox Inc.	 4/07/00	28.5	28.5	0.00%
SVVS	SAVVIS Inc.	 2/15/00	24.0	24	0.00%
CHR	Converium Holding AG	12/11/01	24.6	24.59	0.00%
WINS	SM&A	 1/29/98	12.0	12	0.00%
ORN	Orion Power Holdings Inc. (Delisted 2/20/02)	11/14/00	20.0	20	0.00%
MCCC	Mediacom Communications Corp.	 2/04/00	19.0	19	0.00%
PAA	Plains All American Pipeline L.P.	11/18/98	20.0	20	0.00%
LII	Lennox International Inc.	 7/29/99	18.8	18.75	0.00%
BOYD	Boyd Bros. Transportation Inc.	 3/05/99	18.0	18	0.00%
PHIR	Philips International Realty Corp.	 5/08/98	17.5	17.5	0.00%
BG	Bunge Ltd.	 8/02/01	16.0	16	0.00%
HYC	Hypercom Corp.	11/14/97	16.0	16	0.00%
FCCG	Wilshire Real Estate Investment Trust Inc.	 4/01/98	16.0	16	0.00%
BDOG	Big Dog Holdings Inc.	 9/26/97	14.0	14	0.00%
JUPM	Jupitermedia Corp.	 6/25/99	14.0	14	0.00%
AHR	Anthracite Capital Inc.	 3/24/98	15.0	15	0.00%
BBI	Blockbuster Inc.	 8/11/99	15.0	15	0.00%
MFI	MicroFinancial Inc.	 2/05/99	15.0	15	0.00%
RAS	RAIT Investment Trust	 1/09/98	15.0	15	0.00%
USU	USEC Inc.	 7/23/98	14.3	14.25	0.00%
ATPG	ATP Oil & Gas Corp.	 2/06/01	14.0	14	0.00%
CRWN	Crown Media Holdings Inc.	 5/04/00	14.0	14	0.00%
CMLS	Cumulus Media Inc.	 6/26/98	14.0	14	0.00%
JRC	Journal Register Co.	 5/08/97	14.0	14	0.00%
KOSN	Kosan Biosciences Inc.	10/05/00	14.0	14	0.00%
TONS	Novamerican Steel Inc.	10/31/97	14.0	14	0.00%
WVCM	Wavecom S.A.	 6/09/99	14.0	14	0.00%
PTRY	Pantry Inc.	 6/09/99	13.0	13	0.00%
EFD	eFunds Corp.	 6/27/00	13.0	13	0.00%
SOHU	Sohu.com Inc.	 7/12/00	13.0	13	0.00%
RATE	Bankrate Inc.	 5/13/99	13.0	13	0.00%
CCI	Crown Castle International Corp.	 8/18/98	13.0	13	0.00%
XMSR	XM Satellite Radio Holdings Inc.	10/05/99	12.0	12	0.00%
AWWC	Access Worldwide Communications Inc.	 2/13/98	12.0	12	0.00%
ECTX	ECtel Ltd.	10/26/99	12.0	12	0.00%
BRBI	Blue River Bancshares Inc.	 6/24/98	12.0	12	0.00%
PKG	Packaging Corp. of America	 1/28/00	12.0	12	0.00%
TFIN	Team Financial Inc.	 6/22/99	11.3	11.25	0.00%
GMTC	GameTech International Inc.	11/25/97	11.0	11	0.00%
HORT	Hines Horticulture Inc.	 6/23/98	11.0	11	0.00%
ROFO	Rockford Corp.	 4/20/00	11.0	11	0.00%
TVIA	Tvia Inc.	 8/09/00	11.0	11	0.00%
ISAC	I.C. Isaacs & Co. Inc.	12/18/97	10.0	10	0.00%
MCEL	Millennium Cell Inc.	 8/09/00	10.0	10	0.00%
MNDO	MIND C.T.I. Ltd.	 8/08/00	10.0	10	0.00%
GAFC	Greater Atlantic Financial Corp.	 6/25/99	9.5	9.5	0.00%
TZIX	TriZetto Group Inc.	10/08/99	9.0	9	0.00%
DELT	Delta Galil Industries Inc.	 3/25/99	9.0	9	0.00%
GLGC	Gene Logic Inc.	11/21/97	8.0	8	0.00%
ABHH	American Bank Note Holographics Inc.	 7/15/98	8.5	8.5	0.00%
ILC	iLinc Communications Inc.	 3/25/98	8.5	8.5	0.00%
NANX	Nanophase Technologies Corp.	11/26/97	8.0	8	0.00%
PSUG	The Plastic Surgery Company	12/10/99	8.0	8	0.00%
LEXR	Lexar Media Inc.	 8/15/00	8.0	8	0.00%
VVVVQ	Viasource Communications Inc.	 8/18/00	8.0	8	0.00%
38011M20		 2/13/01	8.0	8	0.00%
CRDM	Cardima Inc.	 6/06/97	7.0	7	0.00%
STO	Statoil ASA	 6/18/01	7.5	7.47	0.00%
SPRX	Spectrx Inc.	 7/01/97	7.0	7	0.00%
TFN	Transnational Financial Network Inc.	 6/24/98	7.3	7.25	0.00%
CULS	Cost-U-Less Inc.	 7/23/98	7.0	7	0.00%
ELON	Echelon Corp.	 7/28/98	7.0	7	0.00%
ASTM	Aastrom Biosciences Inc.	 2/04/97	7.0	7	0.00%
CKSW	ClickSoftware Technologies Ltd.	 6/22/00	7.0	7	0.00%
MXO	Maxtor Corp.	 7/31/98	7.0	7	0.00%
TROY	Troy Group Inc.	 7/22/99	7.0	7	0.00%
MRGE	Merge Technologies Inc.	 1/29/98	6.0	6	0.00%
AQUA	AquaCell Technologies Inc.	 2/12/01	5.0	5	0.00%
DOX	Amdocs Ltd.	 6/19/98	14.0	14	0.00%
AWRCF	Asia Pacific Wire & Cable Corp.	 3/26/97	12.0	12	0.00%
GGY	Compagnie Generale de Geophysique	 5/07/97	17.0	17	0.00%
ILOG	ILOG S.A.	 2/14/97	11.0	11	0.00%
PEAK	Peak International Ltd.	 6/20/97	12.0	12	0.00%
RTLX	Retalix Ltd.	 7/10/98	7.0	7	0.00%
TPTH	TriPath Imaging Inc.	 9/05/97	10.0	10	0.00%
PTR	PetroChina Co. Ltd.	 4/06/00	16.4	16.4375	-0.02%
IDR	Intrawest Corp.	 3/25/97	16.9	16.875	-0.03%
EN	Enel S.p.A.	11/02/99	45.2	45.1875	-0.09%
GCFBU	Founders Food & Firkins Ltd.	 6/07/00	4.1	4.125	-0.12%
IGLD	Internet Gold-Golden Lines Ltd.	 8/06/99	12.0	11.9375	-0.52%
FCAP	First Capital Inc.	 1/04/99	10.0	9.9375	-0.62%
ALSGY	Alstom S.A.	 6/22/98	34.2	34	-0.64%
ANH	Anworth Mortgage Asset Corp.	 3/12/98	9.0	8.9375	-0.69%
CNRD	Conrad Industries Inc.	 6/10/98	12.0	11.875	-1.04%
DAHX	Decrane Aircraft Hldgs	 4/16/97	12.0	11.875	-1.04%
VSTY	Varsity Group Inc.	 2/15/00	10.0	9.875	-1.25%
ICH	Investors Capital Holdings Ltd.	 2/08/01	8.0	7.9	-1.25%
87651B20		 5/08/01	13.0	12.83	-1.31%
MCGC	MCG Capital Corp.	11/29/01	17.0	16.77	-1.35%
LHO	LaSalle Hotel Properties	 4/24/98	18.0	17.75	-1.39%
SBAC	SBA Communications Corp.	 6/16/99	9.0	8.875	-1.39%
AGATQ	U.S. Aggregates Inc. 	 8/13/99	15.0	14.75	-1.67%
DMH	Ducati Motor Holding S.p.A.	 3/24/99	31.7	31.0625	-1.92%
EGGSQ	Onsale, Inc.	 4/17/97	6.0	5.875	-2.08%
EQY	Equity One Inc.	 5/14/98	11.0	10.75	-2.27%
PGNX	Progenics Pharmaceuticals Inc.	11/19/97	8.3	8.0625	-2.27%
EPR	Entertainment Properties Trust	11/18/97	20.0	19.5	-2.50%
FAVS	First Aviation Services Inc.	 2/28/97	10.0	9.75	-2.50%
NMHC	National Medical Health Card Systems Inc.	 7/28/99	7.5	7.3125	-2.50%
CDWI	CD Warehouse Inc.	 1/22/97	5.0	4.875	-2.50%
AXL	American Axle & Manufacturing Holdings Inc.	 1/29/99	17.0	16.5625	-2.57%
LFL	LAN Airlines S.A. ADS	11/07/97	14.0	13.625	-2.68%
CWLZ	Cowlitz Bancorp	 3/12/98	13.5	13.125	-2.78%
HCAR	Hometown Auto Retailers Inc.	 7/29/98	9.0	8.75	-2.78%
CFFN	Capitol Federal Financial	 4/01/99	10.0	9.71875	-2.81%
TEM	Telefonica Moviles S.A.	11/22/00	9.3	9.0625	-2.87%
MXRE	Max Re Capital Ltd.	 8/14/01	16.0	15.5	-3.13%
DNDN	Dendreon Corp.	 6/16/00	10.0	9.6875	-3.13%
TAG	Tag-It Pacific Inc.	 1/26/98	4.0	3.875	-3.13%
EPL	Energy Partners Ltd.	11/02/00	15.0	14.5	-3.33%
IOX	Iomed Inc.	 4/24/98	7.5	7.25	-3.33%
SKX	Skechers USA Inc.	 6/09/99	11.0	10.625	-3.41%
FRN	Friendly Ice Cream Corp.	11/14/97	18.0	17.375	-3.47%
GISX	Global Imaging Systems Inc.	 6/17/98	12.0	11.5625	-3.65%
MFSF	MutualFirst Financial Inc.	12/30/99	10.0	9.625	-3.75%
UPCS	UbiquiTel Inc.	 6/07/00	8.0	7.6875	-3.91%
MAFN	Massachusetts Fincorp Inc.	12/28/98	10.0	9.602273	-3.98%
MIPS	MIPS Technologies Inc.	 6/30/98	14.0	13.4375	-4.02%
ILI	Interleukin Genetics Inc.	11/26/97	9.0	8.625	-4.17%
PNX	Phoenix Cos. Inc.	 6/20/01	17.5	16.76	-4.23%
ORH	Odyssey Re Holdings Corp.	 6/14/01	18.0	17.2	-4.44%
G4509W10		 9/22/99	7.0	6.6875	-4.46%
29271T20		 1/24/97	8.0	7.625	-4.69%
SALN	Salon Media Group Inc.	 6/22/99	10.5	10	-4.76%
CZFC	Citizens First Corp.	 3/30/99	15.0	14.285714	-4.76%
SUNB	SunCoast Bancorp Inc.	 7/09/99	10.0	9.523809	-4.76%
HAST	Hastings Entertainment Inc.	 6/12/98	13.0	12.375	-4.81%
APL	Atlas Pipeline Partners L.P.	 1/28/00	13.0	12.375	-4.81%
CRGI	Corgi International Ltd.	 3/04/97	10.0	9.5	-5.00%
NSBK	Northern Star Financial Inc.	 5/04/99	10.0	9.5	-5.00%
AGIL	Agile Software Corp.	 8/20/99	21.0	19.9375	-5.06%
CRESY	Cresud S.A.C.I.F.	 3/19/97	18.5	17.55938	-5.08%
SHOE	Shoe Pavilion Inc.	 2/24/98	7.0	6.625	-5.36%
HSTM	HealthStream Inc.	 4/11/00	9.0	8.5	-5.56%
AESK	American Skiing Co.	11/06/97	18.0	17	-5.56%
EDAP	EDAP TMS S.A.	 8/01/97	9.0	8.5	-5.56%
PEGS	Pegasus Solutions Inc.	 8/07/97	13.0	12.25	-5.77%
ERMS	eRoomSystem Technologies Inc.	 8/03/00	6.5	6.125	-5.77%
MBWM	Mercantile Bank Corp.	10/24/97	10.0	9.402314	-5.98%
ECPG	Encore Capital Group Inc.	 7/09/99	10.0	9.34375	-6.56%
WGRD	WatchGuard Technologies Inc.	 7/30/99	13.0	12.125	-6.73%
DAGM	DAG Media Inc.	 5/13/99	6.5	6.0625	-6.73%
SNWL	SonicWALL Inc.	11/11/99	14.0	13.03125	-6.92%
NSPRQ	INSpire Insurance Solutions Inc.	 8/22/97	12.0	11.166667	-6.94%
GMR	General Maritime Corp.	 6/12/01	18.0	16.75	-6.94%
SCT	Scottish Re Group Ltd.	11/24/98	15.0	13.9375	-7.08%
KFY	Korn/Ferry International	 2/11/99	14.0	13	-7.14%
RGX	Radiologix Inc.	11/21/97	12.0	11.125	-7.29%
MERB	Merrill Merchants Bancshares Inc.	 8/11/98	12.8	11.764659	-7.73%
TELN	Telenor ASA	12/04/00	13.6	12.5625	-7.83%
AFOP	Alliance Fiber Optic Products Inc.	11/21/00	11.0	10.125	-7.95%
STNV	Statia Terminal Group N.V.	 4/23/99	20.0	18.375	-8.13%
FBEI	First Bancorp of Indiana Inc.	 4/07/99	10.0	9.1875	-8.13%
ISSX	Internet Security Systems Inc.	 3/24/98	22.0	20.1875	-8.24%
PFI	Pelican Financial Inc.	11/11/99	7.0	6.420455	-8.28%
VSGIQ	ViaSystems Group Inc.	 3/24/00	21.0	19.25	-8.33%
ASTT	ASAT Holdings Ltd.	 7/11/00	12.0	11	-8.33%
HANA	hanarotelecom inc. (ADS)	 3/29/00	17.0	15.5	-8.55%
SWRG	Smith & Wollensky Restaurant Group Inc.	 5/23/01	8.5	7.77	-8.59%
BBGI	Beasley Broadcast Group Inc.	 2/11/00	15.5	14.125	-8.87%
FLYR	Navigant International Inc.	 6/10/98	9.0	8.1875	-9.03%
PHST	Pharsight Corp.	 8/09/00	10.0	9.0625	-9.38%
TRICY	Tricom S.A.	 5/05/98	13.0	11.75	-9.62%
RDVWF	RadView Software Ltd.	 8/09/00	10.0	9.03125	-9.69%
DJO	DJ Orthopedics Inc.	11/15/01	17.0	15.25	-10.29%
NSK	New Skies Satellites N.V.	10/04/00	9.0	8.0625	-10.42%
SYT	Syngenta AG	11/13/00	9.6	8.625	-10.44%
NXRA	Nextera Enterprises Inc.	 5/18/99	10.0	8.9375	-10.63%
CNX	Consol Energy Inc.	 4/30/99	16.0	14.25	-10.94%
NTFY	Notify Technology Corp.	 8/28/97	5.0	4.4375	-11.25%
BATTQ	Talisman Enterprises Inc.	 1/14/00	5.0	4.4375	-11.25%
CKSB	Clarkston Financial Corp.	11/30/98	10.0	8.863637	-11.36%
MHBC	Michigan Heritage Bancorp Inc.	 2/25/97	10.0	8.863636	-11.36%
STEC	SimpleTech Inc.	 9/29/00	11.0	9.6875	-11.93%
TKA	Telekom Austria AG	11/21/00	15.3	13.4375	-12.00%
FLWS	1-800-FLOWERS.COM Inc.	 8/03/99	21.0	18.1875	-13.39%
CPBK	Community Capital Corp.	 2/11/97	11.0	9.502214	-13.62%
WHQ	W-H Energy Services Inc.	10/11/00	16.5	14.25	-13.64%
REVU	Princeton Review Inc.	 6/19/01	11.0	9.5	-13.64%
BBQZY	Barbeques Galore Ltd.	11/07/97	11.0	9.5	-13.64%
USPI	United Surgical Partners International Inc.	 6/08/01	14.0	12.08	-13.71%
CAMT	Camtek Ltd.	 7/28/00	7.0	6	-14.29%
CRXL	Crucell N.V.	10/27/00	14.9	12.75	-14.37%
LEXG	Lexicon Genetics Inc.	 4/07/00	22.0	18.75	-14.77%
CLRS	SQLl Financials International Inc.	 5/27/98	10.0	8.5	-15.00%
RTC	Riviera Tool Co.	 3/04/97	7.0	5.895692	-15.78%
CSBC	Citizens South Banking Corp.	 4/13/98	10.0	8.408071	-15.92%
SHDB	Sherwood Brands Inc.	 5/07/98	6.0	5	-15.97%
CHINA	CDC Corp. Cl A	 7/13/99	20.0	16.77734	-16.11%
VMDC	VantageMed Corp.	 2/15/00	12.0	10.0625	-16.15%
GORX	GeoPharma Inc.	11/09/00	7.9	6.590909	-16.36%
RADS	Radiant Systems Inc.	 2/13/97	9.5	7.916667	-16.67%
PWR	Quanta Services Inc.	 2/12/98	9.0	7.5	-16.67%
NEW	New Century Financial Corp.	 6/26/97	11.0	9.083333	-17.42%
APPX	American Pharmaceutical Partners Inc.	12/14/01	16.0	13.166667	-17.71%
SONT	Sontra Medical Corp.	11/11/97	7.0	5.75	-17.86%
HLEX	HealthExtras Inc.	12/14/99	11.0	9	-18.18%
SYNT	Syntel Inc.	 8/12/97	11.0	9	-18.18%
COLM	Columbia Sportswear Co.	 3/27/98	18.0	14.625	-18.75%
MGRM	Monogram Biosciences Inc.	 5/02/00	9.0	7.3125	-18.75%
PCCC	PC Connection Inc.	 3/03/98	17.5	14.166667	-19.05%
ALBY	Community Capital Bancshares Inc.	 3/16/99	10.0	8.05	-19.50%
CIEN	Ciena Corp.	 2/07/97	23.0	18.5	-19.57%
LTRX	Lantronix Inc.	 8/04/00	10.0	8	-20.00%
HED	Head N.V.	 9/29/00	10.0	8	-20.00%
CXOT	Commodore Separation Technologies Inc.	 4/03/97	5.0	4	-20.00%
ARDI	At Road Inc.	 9/29/00	9.0	7.1875	-20.14%
WCN	Waste Connections Inc.	 5/22/98	12.0	9.520833	-20.66%
214339	SUPERIOR SUPPLEMENTS, INC.	 2/27/97	12.0	9.5	-20.83%
FBNW	FirstBank NW Corp.	 7/02/97	10.0	7.90625	-20.94%
MBHI	Midwest Banc Holdings Inc.	 2/24/98	15.0	11.833333	-21.11%
TTWO	Take-Two Interactive Software Inc.	 4/15/97	5.0	3.916667	-21.67%
NTES	Netease.com Inc.	 6/30/00	15.5	12.125	-21.77%
AVSR	Avistar Communications Corp.	 8/17/00	12.0	9.375	-21.88%
SRNA	SERENA Software Inc.	 2/12/99	13.0	10.083333	-22.44%
ADPI	American Dental Partners Inc.	 4/16/98	15.0	11.625	-22.50%
09055620		 3/29/00	10.0	7.75	-22.50%
PFCB	P.F. Chang's China Bistro Inc.	12/04/98	12.0	9.25	-22.92%
IAO	IA Global Inc.	 6/08/99	6.0	4.625	-22.92%
YDNT	Young Innovations Inc.	11/05/97	12.0	9.25	-22.92%
WDR	Waddell & Reed Financial Inc.	 3/05/98	23.0	17.625	-23.37%
ACTI	ActivIdentity Corp.	 3/16/00	76.5	58	-24.18%
BRKL	Brookline Bancorp Inc.	 3/25/98	10.0	7.573203	-24.27%
ARTG	Art Technology Group Inc.	 7/21/99	12.0	9.03125	-24.74%
AMG	Affiliated Managers Group Inc.	11/21/97	23.5	17.66667	-24.82%
208647	Kids Stuff Inc.	 6/27/97	12.0	9	-25.00%
CTHR	Charles & Colvard Ltd.	11/14/97	15.0	11.238095	-25.08%
ISSC	Innovative Solutions & Support Inc.	 8/04/00	11.0	8.125	-26.14%
ANNB	Annapolis Bancorp Inc.	10/01/97	6.0	4.4296875	-26.17%
SONS	Sonus Networks Inc.	 5/25/00	23.0	16.83333	-26.81%
WLSN	Wilsons The Leather Experts Inc.	 5/28/97	9.0	6.583333	-26.85%
SNHY	Sun Hydraulics Corp.	 1/09/97	9.5	6.916667	-27.19%
TMS	Thomson (ADS)	11/03/99	22.6	16.375	-27.51%
DEAR	Dearborn Bancorp Inc.	 4/09/98	14.0	10.119037	-27.72%
ALTH	Allos Therapeutics Inc.	 3/28/00	18.0	13	-27.78%
AVII	AVI BioPharma Inc.	 6/04/97	9.0	6.5	-27.78%
TIBX	TIBCO Software Inc.	 7/14/99	15.0	10.791667	-28.06%
APWRQ	AstroPower Inc.	 2/13/98	6.0	4.291667	-28.47%
GLDN	Golden Telecom Inc.	 9/30/99	12.0	8.5625	-28.65%
RLRN	Renaissance Learning Inc.	 9/25/97	16.0	11.375	-28.91%
GVBK	Greenville First Bancshares Inc.	10/28/99	10.0	7	-30.00%
FII	Federated Investors Inc.	 5/14/98	19.0	13.208333	-30.48%
FGHLQ	Friede Goldman Halter Inc.	 7/22/97	17.0	11.8125	-30.51%
EAC	Encore Acquisition Co.	 3/09/01	14.0	9.7	-30.71%
BGC	General Cable Corp.	 5/16/97	21.0	14.5	-30.95%
BFAM	Bright Horizons Family Solutions Inc.	 8/13/97	10.0	6.8125	-31.88%
NOBL	Noble International Ltd.	11/19/97	9.0	6.083333	-32.41%
GX	Global Crossing Ltd.	 8/14/98	19.0	12.75	-32.89%
RECN	Resources Connection Inc.	12/15/00	12.0	8	-33.33%
AVCT	Avocent Corp.	 2/19/97	9.0	6	-33.33%
TCHC	21st Century Holding Co.	11/05/98	7.5	5	-33.33%
MPWRQ	MGC Communications Inc.	 5/12/98	17.0	11.333333	-33.33%
FHRX	First Horizon Pharmaceutical Corp.	 5/31/00	8.0	5.333333	-33.33%
ASF	Administaff Inc.	 1/29/97	17.0	11	-35.29%
BKYI	Bio-key International Inc.	 2/24/97	6.0	3.875	-35.42%
CERTF	Certicom Corp.	 5/02/00	46.3	29.5625	-36.15%
LBTE	Liberate Technologies	 7/28/99	16.0	10.1875	-36.33%
YZC	Yanzhou Coal Mining Co. Ltd.	 3/31/98	15.8	10	-36.51%
RBA	Ritchie Bros. Auctioneers Inc.	 3/11/98	17.0	10.78125	-36.58%
FNFG	First Niagara Financial Group Inc.	 4/20/98	10.0	6.306412	-36.94%
SFCC	SFBC International Inc.	10/11/00	8.0	5.041667	-36.98%
RMBS	Rambus Inc.	 5/14/97	12.0	7.5625	-36.98%
EXBD	Corporate Executive Board Co.	 2/23/99	19.0	11.9375	-37.17%
SOFO	Sonic Foundry Inc.	 4/22/98	7.5	4.6875	-37.50%
WBCO	Washington Banking Co.	 6/23/98	12.0	7.485178	-37.62%
AGP	AMERIGROUP Corp.	11/06/01	17.0	10.45	-38.53%
AUDC	AudioCodes Ltd.	 5/28/99	14.0	8.53125	-39.06%
LLL	L-3 Communications Holdings Inc.	 5/19/98	22.0	13.3125	-39.49%
AMRI	Albany Molecular Research Inc.	 2/04/99	20.0	11.75	-41.25%
EMKR	EMCORE Corp.	 3/06/97	9.0	5.15625	-42.71%
DITC	Ditech Communications Corp.	 6/09/99	11.0	6.25	-43.18%
WLP	WellPoint Inc.	10/30/01	36.0	20.45	-43.19%
CTAC	1-800 Contacts Inc.	 2/10/98	12.5	7.0625	-43.50%
CRGN	CuraGen Corp.	 3/18/98	11.5	6.46875	-43.75%
GIFI	Gulf Island Fabrication Inc.	 4/04/97	15.0	8.40625	-43.96%
MMP	Magellan Midstream Partners L.P.	 2/06/01	21.5	12	-44.19%
TERNE	Terayon Communication Systems Inc.	 8/18/98	13.0	7.21875	-44.47%
TWTR	Tweeter Home Entertainment Group Inc.	 7/16/98	17.0	9.4375	-44.49%
SLGN	Silgan Holdings Inc.	 2/14/97	20.0	11.0625	-44.69%
HC	Hanover Compressor Co.	 7/01/97	19.5	10.75	-44.87%
ACMR	A.C. Moore Arts & Crafts Inc.	10/09/97	15.0	8.25	-45.00%
ATTC	AT&T CDA Inc.	12/04/97	16.2	8.90625	-45.12%
NITE	Knight Capital Group Inc.	 7/08/98	14.5	7.9375	-45.26%
TOA	Technical Olympic USA Inc.	 3/13/98	10.5	5.733333	-45.40%
SRDX	SurModics Inc.	 3/04/98	7.5	4.0625	-45.83%
WILC	G. Willi-Food International Ltd.	 5/20/97	4.1	2.21875	-45.88%
CLS	Celestica Inc.	 6/30/98	17.5	9.375	-46.43%
NRGY	Inergy L.P.	 7/26/01	22.0	11.75	-46.59%
IRM	Iron Mountain Inc.	 7/01/97	18.0	9.5202	-47.11%
MEAD	Meade Instruments Corp.	 4/09/97	7.0	3.6875	-47.32%
AMMD	American Medical Systems Holdings Inc.	 8/11/00	11.0	5.78125	-47.44%
PRSP	Prosperity Bancshares Inc.	11/12/98	12.0	6.21875	-48.18%
COBZ	CoBiz Inc.	 6/18/98	12.0	6.166667	-48.61%
GCBC	Greene County Bancorp Inc.	12/31/98	10.0	5.113636	-48.86%
ODSY	Odyssey HealthCare Inc.	10/31/01	15.0	7.666667	-48.89%
CVNS	Covansys Corp.	 3/05/97	12.0	6.125	-48.96%
JST	Jinpan International Ltd.	 2/06/98	6.5	3.3125	-49.04%
SFG	StanCorp Financial Group Inc.	 4/16/99	23.8	12.09375	-49.08%
POWI	Power Integrations Inc.	12/12/97	8.0	4.0625	-49.22%
PSEM	Pericom Semiconductor Corp.	10/31/97	9.0	4.5625	-49.31%
SAH	Sonic Automotive Inc.	11/11/97	12.0	6.03125	-49.74%
NFI	NovaStar Financial Inc.	10/31/97	18.0	9	-50.00%
MRCY	Mercury Computer Systems Inc.	 1/30/98	10.5	5.25	-50.00%
ING	ING Groep N.V.	 6/13/97	46.5	23.1875	-50.11%
ARLP	Alliance Resource Partners L.P.	 8/17/99	19.0	9.40625	-50.49%
ONFC	Oneida Financial Corp.	12/30/98	10.0	4.888889	-51.11%
EPD	Enterprise Products Partners L.P.	 7/28/98	22.0	10.75	-51.14%
JNPR	Juniper Networks Inc.	 6/25/99	34.0	16.47917	-51.53%
AMCS	AMICAS Inc.	 7/10/97	5.5	2.625	-52.27%
NBG	National Bank of Greece S.A.	10/18/99	15.1	7.211538	-52.37%
PNFP	Pinnacle Financial Partners Inc.	 8/21/00	10.0	4.75	-52.50%
PBG	Pepsi Bottling Group Inc.	 3/31/99	23.0	10.84375	-52.85%
VCP	Votorantim Celulose e Papel S.A.	 4/14/00	15.0	7.0336	-53.11%
WOOF	VCA Antech Inc.	11/21/01	10.0	4.67	-53.30%
INFA	Informatica Corp.	 4/29/99	16.0	7.34375	-54.10%
VRSN	VeriSign Inc.	 1/30/98	14.0	6.375	-54.46%
WGBC	Willow Grove Bancorp Inc.	12/24/98	10.0	4.472312	-55.28%
CEDC	Central European Distribution Corp.	 7/28/98	6.5	2.888889	-55.56%
CLWT	Euro Tech Holdings Co. Ltd.	 3/14/97	5.0	2.213065	-55.74%
KKD	Krispy Kreme Doughnuts Inc.	 4/05/00	21.0	9.25	-55.95%
PWER	Power-One Inc.	10/01/97	14.0	6.0625	-56.70%
RYAAY	Ryanair Holdings PLC	 5/29/97	14.7	6.375	-56.72%
ACTU	Actuate Corp.	 7/17/98	11.0	4.6875	-57.39%
238346	United Pan-Europe Communications NV	 2/12/99	32.8	13.666667	-58.31%
NVDA	NVIDIA Corp.	 1/22/99	12.0	4.921875	-58.98%
CNC	Centene Corp.	12/13/01	14.0	5.733334	-59.05%
FSBK	First South Bancorp Inc. North Carolina	 4/08/97	15.0	6	-60.00%
EPIQ	EPIQ Systems Inc.	 2/04/97	3.5	1.388889	-60.32%
MUSE	Micromuse Inc.	 2/13/98	12.0	4.71875	-60.68%
PVTB	PrivateBancorp Inc.	 6/30/99	18.0	7	-61.11%
BRCM	Broadcom Corp.	 4/17/98	24.0	8.9375	-62.76%
KMR	Kinder Morgan Management L.L.C.	 5/15/01	70.4	25.86414	-63.27%
RNWK	RealNetworks Inc.	11/21/97	12.5	4.46875	-64.25%
BEBE	bebe Stores Inc.	 6/17/98	11.0	3.907408	-64.48%
INFY	Infosys Technologies Ltd.	 3/11/99	34.0	11.71875	-65.53%
XOXO	XO Communications Inc.	 9/26/97	17.0	5.8125	-65.81%
KG	King Pharmaceuticals Inc.	 6/25/98	14.0	4.666667	-66.67%
HELX	Helix Energy Solutions Group Inc.	 7/01/97	15.0	5	-66.67%
BTU	Peabody Energy Corp.	 5/22/01	28.0	9.2	-67.14%
Q	Qwest Communications International Inc.	 6/24/97	22.0	7	-68.18%
CHRW	C.H. Robinson Worldwide Inc.	10/15/97	18.0	5.625	-68.75%
SFFS	Sound Federal Bancorp	10/08/98	10.0	3.07224	-69.28%
NTBK	NetBank Inc.	 7/29/97	12.0	3.666667	-69.44%
BRCD	Brocade Communications Systems Inc.	 5/25/99	19.0	5.65625	-70.23%
OZRK	Bank of the Ozarks Inc.	 7/17/97	16.0	4.59375	-71.29%
PRGNQ	Peregrine Systems Inc.	 4/09/97	8.0	2.25	-71.88%
ROME	Rome Bancorp Inc.	10/06/99	7.0	1.910567	-72.71%
PBNY	Provident New York Bancorp	 1/08/99	10.0	2.7072	-72.93%
ABGX	Abgenix Inc.	 7/08/98	8.0	2.15625	-73.05%
BEAS	BEA Systems Inc.	 4/11/97	6.0	1.5625	-73.96%
MBT	Mobile TeleSystems	 6/30/00	21.5	5.59375	-73.98%
BALTY	Baltimore Technologies PLC	10/27/99	24.8	6.4	-74.17%
DA	Groupe Danone	11/20/97	31.0	7.953125	-74.34%
LOGI	Logitech International S.A.	 3/27/97	16.0	4.046875	-74.71%
CBI	Chicago Bridge & Iron Co. N.V.	 3/27/97	18.0	4.5	-75.00%
GIL	Gildan Activewear Inc.	 6/17/98	7.0	1.75	-75.00%
MVSN	Macrovision Corp.	 3/13/97	9.0	2.15625	-76.04%
TSM	Taiwan Semiconductor Manufacturing Co. Ltd.	10/08/97	24.8	5.743695	-76.82%
CHL	China Mobile (Hong Kong) Ltd.	10/22/97	30.5	7	-77.05%
FBC	Flagstar Bancorp Inc.	 4/30/97	13.0	2.916667	-77.56%
ERES	eResearch Technology Inc.	 2/04/97	17.0	3.407408	-79.96%
WIT	Wipro Ltd.	10/19/00	41.4	8.208333	-80.16%
HCBK	Hudson City Bancorp Inc.	 7/13/99	10.0	1.929881	-80.70%
AMCC	Applied Micro Circuits Corp.	11/25/97	8.0	1.46875	-81.64%
ISSG	International Smart Sourcing Inc.	 4/23/99	4.5	0.8	-82.22%
DNA	Genentech Inc.	 7/20/99	97.0	15.875	-83.63%
RFMD	RF Micro Devices Inc.	 6/03/97	12.0	1.9140625	-84.05%
COH	Coach Inc.	10/05/00	16.0	2.5390625	-84.13%
COCO	Corinthian Colleges Inc.	 2/05/99	18.0	2.75	-84.72%
CECO	Career Education Corp.	 1/29/98	16.0	2.40625	-84.96%
CWTR	Coldwater Creek Inc.	 1/29/97	15.0	2.222222	-85.19%
UCBH	UCBH Holdings Inc.	11/05/98	15.0	1.7734375	-88.18%
EBAY	eBay Inc.	 9/24/98	18.0	1.973958	-89.03%
AMZN	Amazon.com Inc.	 5/15/97	18.0	1.958333	-89.12%
AMTD	TD Ameritrade Holding Corp.	 3/04/97	15.0	1.625	-89.17%
MFNXQ	Metromedia Fiber Network Inc. (Cl A) 	10/29/97	16.0	1.3359375	-91.65%
CTSH	Cognizant Technology Solutions Corp.	 6/19/98	10.0	0.8333333	-91.67%
ARMHY	ARM Holdings PLC	 4/17/98	29.2	2.125	-92.72%


source: factset [ipo database]
Subject: Re: Initial Public Offerings (IPO)
From: nronronronro-ga on 05 Apr 2006 19:36 PDT
 
Omnivorous,

You are The Best !  Thank you for taking the time to write.

Best always,
ron

P.S.   Da Bears!
Subject: Re: Initial Public Offerings (IPO)
From: nronronronro-ga on 05 Apr 2006 19:42 PDT
 
Kashan,

Thanks a million.  Your comments were VERY helpful to me.

ron

P.S.  I just received a complimentary e-mail subscription to: 
Financial Engineering News (FEN).  Great ideas today on guaranteed
products using multi-options (e.g., buyer gets X dollars at maturity
based upon the highest level of A,B,C,D underlying securities over 5
years).  These can be priced using Black-Scholes or other methods. 
The math was rocket science---way beyond my walnut-sized brain.  But
you would find it interesting.  Thanks again, Kashan.
Subject: Re: Initial Public Offerings (IPO)
From: nronronronro-ga on 05 Apr 2006 19:45 PDT
 
notoriousnoah,

Thank you very much.  This is OUTSTANDING.  I greatly appreciate it.

ron

P.S.  Did your notoriety stem from The Flood?   heh  heh  heh
I know.  I know.  God will get me for that...
More seriously, thanks again!  Your info is terrific!

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