Hello, nachoministries-ga!
I have compiled the following contacts for you. I agree that there
does not seem to be the number of individual broker organizations and
associations in the financial services industry as there are in other
broker segments, such as insurance, real estate, etc. However, the
following organizations and publications should provide a good start.
Some of the organizations below include individual memberships -
others are comprised primarily of investment firms, but they may
provide an avenue to contact individual brokers.
National Association of Stockbrokers
======================================
http://www.nastockbrokers.com/profile.htm
5755 Oberlin Dr. Suite 311
San Diego, CA 92121
Phone: (858) 455-7422
Toll Free: (800) 222-8627
Fax: (858) 455-7478
E-mail: info@nastockbrokers.com
http://www.nastockbrokers.com/contact.htm
National Futures Association
=============================
http://www.nfa.futures.org/aboutnfa/indexAbout.asp
Chicago Headquarters
200 W. Madison St., #1600
Chicago, IL 60606-3447
(312) 781-1300
(312) 781-1467 (fax)
New York Office
120 Broadway, #1125
New York, NY 10271
(212) 608-8660
(212) 964-3913 (fax)
http://www.nfa.futures.org/contact/indexContact.asp
National Introducing Brokers Association
=========================================
http://www.theniba.com/home/default.aspx
55 West Monroe Street, Suite 3330
Chicago, Illinois 60603
ph: 312.977.0598
fax: 312.977.0121
http://www.theniba.com/contact/
The National Association of Independent Brokers Dealers, Inc.
=============================================================
http://www.naibd.com/about.htm
"The National Association of Stockbrokers holds weekly Corporate Focus
luncheon meetings in key cities across the United States. At these
luncheons, management presents their company story to leading brokers
and analysts. These members of the NAS are able to get firsthand
knowledge of public companies they follow for their retail and
institutional clients. It is the best way to broaden support in your
stock. In the last 22 years we have developed an exclusive list of top
stockbrokers, analysts and institutional money managers. We now have
approximately 20,000 members nationwide, 400 in each of the 45
chapters."
Bradford K. Parker, Chairman
16835 West Bernardo Drive, Suite 203
San Diego, CA 92127
Tel: (888) 646-2423
Fax: (858) 592-9958
Email: naibd@naibd.com
http://www.naibd.com/contact.htm
National Association of Investment Professionals
=================================================
http://www.naip.com/Home
The NAIP is the trade association and membership organization for
financial professionals. We are an organization of investment
professionals who hold Series 7, 63 or 65 licenses in the financial
services industry.
Whether you work for a large wire house, a regional firm, or are an
independent, this organization is for you.
http://www.naip.com/WhyJoin
Advertise
http://www.naip.com/Advertise
12664 Emmer Place, Suite 201
St. Paul, MN 55124
Telephone: 952-322-4322
Email: tokeefe@naip.com
National Association of Securities Dealers
==========================================
http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&nodeId=5
Registration and Qualifications
http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&nodeId=602
Information for Brokers
http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&nodeId=1091&ssSourceNodeId=5
List of contact addresses, phone and fax for the 11 District Offices
http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&nodeId=752
The Bond Market Association
==============================
http://www.bondmarkets.com/story.asp?id=970
Newsletters and Publications
http://www.bondmarkets.com/story.asp?id=2201
Additional newsletter links on right side of page
http://www.bondmarkets.com/publications.asp?catid=26&image=publications
360 Madison Ave.
New York, NY 10017-7111
Tel 646.637.9200
Alt 212.808.1000
Fax 646.637.9126
1399 New York Ave., NW
Washington, DC
20005-4711
Tel 202.434.8400
Fax 202.434.8456
http://www.bondmarkets.com/story.asp?id=970
Security Traders Association
==============================
http://www.securitytraders.org/sta.html
420 Lexington Ave
Suite 2334
New York, NY 10170
212 867 7002
212 867 7030 (Fax)
Securities Industry Association
================================
http://www.sia.com/about_sia/
New York Office Washington Office
120 Broadway, 35th Floor
New York, NY 10271-0080
(212) 608-1500
Fax: 212) 968-0703
Washington Office
1425 K Street, N.W., 7th Floor
Washington, DC 20005-3500
(202) 216-2000
Fax: (202) 216-2119
http://www.sia.com/html/contact.html
The Commodity Floor Brokers and Traders Association
====================================================
http://www.cfbta.org/about_cfbta.html
Contact (no phone or fax)
http://www.cfbta.org/contact_us.html
Newsletter
http://www.cfbta.org/the_opening_call.html
Trade Association for Emerging Markets
=======================================
http://www.emta.org/
360 Madison Ave., 18th Floor
New York, N.Y. 10017
Phone - (646) 637-9100
Fax - (646) 637-9128
http://www.emta.org/contact/
The Financial Planning Association
===================================
http://www.fpanet.org/
Denver Office
Suite 400
4100 E. Mississippi Ave.
Denver, Colorado
80246-3053
District of Columbia Office
Suite 201
1600 K Street, NW
Washington, DC
20006
Phone: 800.322.4237
Fax: 303.759.0749
http://www.fpanet.org/member/contact_form.cfm
Investment Management Consultants Association
==============================================
http://www.imca.org/
5619 DTC Parkway, Ste. 500,
Greenwood Village, CO 80111
TEL:(303) 770-3377, FAX (303) 770-1812
Publications:
The Monitor
http://www.imca.org/monitor/nonmember/default.asp
The Journal
http://www.imca.org/commerce/category.asp?catalog%5Fname=IMCA&category%5Fname=Journal&Page=1&header_maintab=1&cookie%5Ftest=1
*************
Publications
*************
Registered Rep - The Source for Investment Professionals
========================================================
http://registeredrep.com/
Contact List
http://registeredrep.com/contact/
Advertiser Information
http://advertiserinfo.registeredrep.com/registered_rep/index.htm
Research - Where Financial Advisors Find Results
=================================================
http://www.researchxtra.com/cms/research/website
Contact List
http://www.researchxtra.com/cms/research/website/contact+us
Mountain Towers
4100 E. Mississippi Avenue Ste. 400
Denver, CO 80246
Phone (800) 322-4237
Fax (303) 759-0749
journal@fpanet.org
http://www.fpanet.org/journal/contactus.cfm
Journal of Financial Planning
==============================
http://www.fpanet.org/journal/about/index.cfm
Advertising
http://www.fpanet.org/journal/advertisers/contacts.cfm
Journal of Financial Services Marketing
=========================================
http://www.palgrave-journals.com/fsm/index.html
Advertising
http://www.palgrave-journals.com/pal/advertisers/index.html
Contact
http://www.palgrave-journals.com/pal/information/contact_us.html
Also see Journal of Asset Management
http://www.palgrave-journals.com/jam/index.html
Journal of Investment Management
================================
http://www.joim.com/
Journal Of Investment Management
3658 Mt. Diablo Blvd. Suite 200
Lafayette, CA 94549
Tel: (925) 299-7800
Fax: (925) 299-7815
editor@joim.com
Commodities Trading - CTCR
===========================
http://www.ctcr.investors.net/
CTCR, Inc.
Box 7603,
New York,
NY 10150-7603
Phone (212) 358-9772
http://www.ctcr.investors.net/about/contact.htm
==
A list of journals which may or may not be of interest:
http://fisher.osu.edu/fin/journal/jofsites.htm
**************
Miscellaneous
**************
Society of Financial Service Professionals
===========================================
http://www.financialpro.org/
http://www.financialpro.org/about/about.cfm
17 Campus Boulevard, Suite 201
Newtown Square, PA 19073-3230
Phone: 610-526-2500 Fax: 610-527-1499
http://www.financialpro.org/about/contact_us.cfm
National Investor Relations Institute
=======================================
http://www.niri.org/about/mission.cfm
Chapter sites
http://www.niri.org/chapters/index.cfm
Advertising
http://www.niri.org/irresource_pubs/advertise.cfm
The National Investor Relations Institute
8020 Towers Crescent Drive, Suite 250
Vienna, Virginia 22182
By Phone: 703-506-3570, or Fax: 703-506-3571
http://www.niri.org/other/contact.cfm
AB Training Center
===================
http://www.abtrainingcenter.com/
ABTrainingCenter.com provides high-quality training for agents,
brokers, and financial advisors from a variety of industry-leading
providers in one place to save you time and money.
ABTrainingCenter.com
9715 Rod Rd., Suite A
Alpharetta, GA 30022
770-410-1219
http://www.abtrainingcenter.com/contactUs.asp
Financial Consultants (may include investment brokers)
*******************************************************
International Association of Registered Financial Consultants
=============================================================
http://www.iarfc.org/content.asp?n=1
Postal Address:
The Financial Planning Bldg.
P.O. Box 42506
Middletown, Ohio 45042-0506
Telephone (U.S.): 800 532 9060
Fax (U.S.): 513 424 5752
http://www.iarfc.org/content.asp?n=29
National Association of Christian Financial Consultants
========================================================
http://www.nacfc.org/
1304 West Fairbanks Avenue
Winter Park, Florida 32789
(407) 644-9793
(877) 96 NACFC
info@nacfc.org
http://www.nacfc.org/contact-us.htm
===
I hope these contacts are helpful. Please let me know if I can be of
further assistance.
Sincerely,
umiat
Search Strategy
investment brokers AND organizations OR associations OR newsletters OR journals
stockbrokers AND organization OR association OR directory OR newsletter
retail strockbrokers
independent stockbrokers
bond traders or brokers
commodities traders or brokers
securities agents AND associations OR organizations
retail bond traders association OR organization
"investment agents" OR "investment brokers" AND professional association
associations OR organizations OR newsletters AND "investment dealers"
financial services associations
professional investment associations
"financial consultants" association OR organization OR newsletter |
