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Q: How do I find retail brokers? ( Answered,   0 Comments )
Subject: How do I find retail brokers?
Category: Business and Money
Asked by: nachoministries-ga
List Price: $150.00
Posted: 19 May 2006 17:17 PDT
Expires: 18 Jun 2006 17:17 PDT
Question ID: 730560
How do I find groups of brokers?  Most industries have an association
(or more than one association) with regular meetings, newsletters,

I would like contact information for retail brokers' (stocks, futures,
commodities, bonds associations ), newsletters, trade journals, and
magazines are acceptable.

Physical address with phone and fax required, although web address(es)
in addition to the physical address is ok.

Request for Question Clarification by umiat-ga on 19 May 2006 17:49 PDT
Hello, nachoministries-ga! 

Are these the types of contacts you are seeking? If so, how many
references would constitute an acceptable answer? And - are you
interested in U.S.-based associations only?


National Association of Stockbrokers
 Contact phone and fax


National Futures Association

 Contact phone and fax


National Introducing Brokers Association

 Contact phone and fax


 I look forward to your clarification. 

Subject: Re: How do I find retail brokers?
Answered By: umiat-ga on 20 May 2006 08:47 PDT
Hello, nachoministries-ga! 

 I have compiled the following contacts for you. I agree that there
does not seem to be the number of individual broker organizations and
associations in the financial services industry as there are in other
broker segments, such as insurance, real estate, etc. However, the
following organizations and publications should provide a good start.
Some of the organizations below include individual memberships -
others are comprised primarily of investment firms, but they may
provide an avenue to contact individual brokers.

National Association of Stockbrokers
5755 Oberlin Dr. Suite 311
San Diego, CA 92121
Phone: (858) 455-7422 
Toll Free: (800) 222-8627
Fax: (858) 455-7478

National Futures Association

Chicago Headquarters
200 W. Madison St., #1600
Chicago, IL 60606-3447 
(312) 781-1300
(312) 781-1467 (fax)

New York Office
120 Broadway, #1125
New York, NY 10271
(212) 608-8660
(212) 964-3913 (fax)

National Introducing Brokers Association

55 West Monroe Street, Suite 3330
Chicago, Illinois 60603
ph: 312.977.0598
fax: 312.977.0121

The National Association of Independent Brokers Dealers, Inc.

"The National Association of Stockbrokers holds weekly Corporate Focus
luncheon meetings in key cities across the United States. At these
luncheons, management presents their company story to leading brokers
and analysts. These members of the NAS are able to get firsthand
knowledge of public companies they follow for their retail and
institutional clients. It is the best way to broaden support in your
stock. In the last 22 years we have developed an exclusive list of top
stockbrokers, analysts and institutional money managers. We now have
approximately 20,000 members nationwide, 400 in each of the 45

Bradford K. Parker, Chairman
16835 West Bernardo Drive, Suite 203
San Diego, CA 92127
Tel: (888) 646-2423
Fax: (858) 592-9958

National Association of Investment Professionals

The NAIP is the trade association and membership organization for
financial professionals. We are an organization of investment
professionals who hold Series 7, 63 or 65 licenses in the financial
services industry.

Whether you work for a large wire house, a regional firm, or are an
independent, this organization is for you.


12664 Emmer Place, Suite 201 
St. Paul, MN 55124
Telephone: 952-322-4322 

National Association of Securities Dealers

 Registration and Qualifications

 Information for Brokers

 List of contact addresses, phone and fax for the 11 District Offices

The Bond Market Association

Newsletters and Publications

Additional newsletter links on right side of page

360 Madison Ave.
New York, NY 10017-7111
Tel 646.637.9200
Alt  212.808.1000
Fax 646.637.9126

1399 New York Ave., NW
Washington, DC
Tel 202.434.8400
Fax 202.434.8456

Security Traders Association

420 Lexington Ave
Suite 2334 
New York, NY 10170
212 867 7002 
212 867 7030 (Fax) 

Securities Industry Association

New York Office Washington Office 
120 Broadway, 35th Floor 
New York, NY 10271-0080 
(212) 608-1500 
Fax: 212) 968-0703 

Washington Office
1425 K Street, N.W., 7th Floor 
Washington, DC 20005-3500 
(202) 216-2000 
Fax: (202) 216-2119

The Commodity Floor Brokers and Traders Association

 Contact (no phone or fax)


Trade Association for Emerging Markets 

360 Madison Ave., 18th Floor
New York, N.Y. 10017
Phone - (646) 637-9100
Fax - (646) 637-9128

The Financial Planning Association

Denver Office
Suite 400
4100 E. Mississippi Ave.
Denver, Colorado

District of Columbia Office
Suite 201
1600 K Street, NW 
Washington, DC

Phone: 800.322.4237
Fax: 303.759.0749 

Investment Management Consultants Association

5619 DTC Parkway, Ste. 500,
Greenwood Village, CO 80111 
TEL:(303) 770-3377, FAX (303) 770-1812


 The Monitor

 The Journal


Registered Rep - The Source for Investment Professionals

 Contact List

 Advertiser Information

Research - Where Financial Advisors Find Results

 Contact List

Mountain Towers
4100 E. Mississippi Avenue Ste. 400
Denver, CO 80246
Phone (800) 322-4237
Fax (303) 759-0749

Journal of Financial Planning


Journal of Financial Services Marketing



 Also see Journal of Asset Management

Journal of Investment Management

Journal Of Investment Management
3658 Mt. Diablo Blvd. Suite 200
Lafayette, CA 94549
Tel:   (925) 299-7800
Fax:   (925) 299-7815

Commodities Trading - CTCR 

CTCR, Inc. 
Box 7603,
New York,
NY 10150-7603
Phone (212) 358-9772


A list of journals which may or may not be of interest:


Society of Financial Service Professionals

17 Campus Boulevard, Suite 201
Newtown Square, PA 19073-3230
Phone: 610-526-2500 Fax: 610-527-1499

National Investor Relations Institute

 Chapter sites


The National Investor Relations Institute
8020 Towers Crescent Drive, Suite 250
Vienna, Virginia 22182 
By Phone: 703-506-3570, or Fax: 703-506-3571

AB Training Center
=================== provides high-quality training for agents,
brokers, and financial advisors from a variety of industry-leading
providers in one place to save you time and money.
9715 Rod Rd., Suite A
Alpharetta, GA 30022

Financial Consultants (may include investment brokers)

International Association of Registered Financial Consultants

Postal Address:
The Financial Planning Bldg.
P.O. Box 42506
Middletown, Ohio 45042-0506
Telephone (U.S.): 800 532 9060
Fax (U.S.): 513 424 5752

National Association of Christian Financial Consultants

1304 West Fairbanks Avenue
Winter Park, Florida 32789
(407) 644-9793
(877) 96 NACFC


 I hope these contacts are helpful. Please let me know if I can be of
further assistance.



Search Strategy

investment brokers AND organizations OR associations OR newsletters OR journals
stockbrokers AND organization OR association OR directory OR newsletter
retail strockbrokers
independent stockbrokers
bond traders or brokers
commodities traders or brokers
securities agents AND associations OR organizations
retail bond traders association OR organization
"investment agents" OR "investment brokers" AND professional association
associations OR organizations OR newsletters AND "investment dealers"
financial services associations
professional investment associations
"financial consultants" association OR organization OR newsletter
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