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Q: Mutual Funds ( Answered,   1 Comment )
Question  
Subject: Mutual Funds
Category: Business and Money
Asked by: sure1234-ga
List Price: $3.00		 Posted: 22 Nov 2006 03:15 PST
Expires: 22 Dec 2006 03:15 PST
Question ID: 784759 
can i sell & solicit indian mutual funds to us residents
Answer  
Subject: Re: Mutual Funds
Answered By: pafalafa-ga on 21 Dec 2006 08:31 PST
 
Both the mutual fund and the entity selling the fund must be
registered with the SEC before sales can legally take place to US
clients.

You can find the relevant details at the SEC's site on Mutual Funds:


http://www.sec.gov/answers/mutfund.htm


Let me know if there's anything else you need.

pafalafa-ga
Clarification of Answer by pafalafa-ga on 28 Dec 2006 07:52 PST 
FYI, two good sites for general information on mutual funds are:


Morningstar Mutual Funds page:
http://www.morningstar.com/


and


Yahoo Finance Mutual Funds site:
http://finance.yahoo.com/funds


Hope those help.

david
Comments  
Subject: Re: Mutual Funds
From: ubiquity-ga on 22 Nov 2006 06:13 PST		  
It depends on several things:
Is the fund registered with the SEC.  Is it an open-ended or
closed-ended fund. (if closed ended, is it on a U.S. exchange?

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