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Q: Southern California headquartered mutual funds ( Answered 4 out of 5 stars,   2 Comments )
Question  
Subject: Southern California headquartered mutual funds
Category: Business and Money > Finance
Asked by: sdchap-ga
List Price: $20.00
Posted: 06 May 2002 16:24 PDT
Expires: 13 May 2002 16:24 PDT
Question ID: 13469
What mutual fund companies are headquartered in Southern California
(from San Diego to Los Angeles County)? (Examples are Nicholas
Applegate (San Diego) and Pacific Life (Newport Beach).) I need a
fairly comprehensive list, along with addresses and phone numbers.
Answer  
Subject: Re: Southern California headquartered mutual funds
Answered By: jzig-ga on 11 May 2002 00:26 PDT
Rated:4 out of 5 stars
 
Hi sdchap-ga!

Well, I did some research and found a comprehensive list of mutual
funds, and manually checked their sites for headquarters, so this
should do it :P  Here you go, a pretty extensive list of mutual funds
in Southern California:

American Funds: (One of two headquarters):
P.O. Box 25065
Santa Ana, CA
92799-5065
800/421-0180

Amerindo Investment Advisors Inc.
One Embarcadero Center
Suite 2300
San Francisco, CA 94111-3162
(415) 362.0292 

The Bjurman Funds
10100 Santa Monica Blvd., Suite 1200  
Los Angeles, CA 90067
Tel: 310-553-6577  Fax: 310-553-6749

California Investment Trust
44 Montgomery Street, Suite 2100
San Francisco, CA 94104
800-225-8778

Firsthand Capital Management
125 South Market, Suite 1200
San Jose, CA 95113-2206
1-888-884-2675

Highmark Funds
445 South Figueroa Street, Suite 306
Los Angeles, CA 90071
1-800-433-6884

Jurika & Voyles, L.P.Investment Management
Lake Merritt Plaza
1999 Harrison Street, Suite 700
Oakland, California 94612
510.446.1991

Matthews Asian Funds
456 Montgomery St., Suite 1200
San Francisco, CA 94104 
1.800.892.0382

Monterey Mutual Funds
1299 Ocean Avenue, Suite 210
Santa Monica, CA 90401
(800) 251-1970

Newport Pacific Management
580 California Street
Suite 1960
San Francisco, CA 94104
(415) 781-5801 

Nicholas-Applegate Capital Management
600 West Broadway,
San Diego, CA, 92101
(619) 687-8000

Payden & Rygel
333 South Grand Avenue
Los Angeles, CA 90071 
(213) 625-1900

Polynous Capital Management, Inc.
345 California Street, Suite 1220
San Francisco, California 94104
(415) 956-3384

Provident Investment Counsel, Inc
300 North Lake Avenue
Penthouse Suite
Pasadena, CA 91101
Phone: (626) 449-8500 

RCB
11111 Santa Monica Boulevard  
Suite 1700
Los Angeles, CA 90025
Tel: 877-478-4RCB

Reynolds Funds
Wood Island, Third Floor 
80 East Sir Francis Drake Boulevard 
Larkspur, California 94939
800-773-9665

The TCW Group
865 South Figueroa Street, Suite 1800
Los Angeles, California 90017
(213) 244-0000

Wilshire Target Funds, Inc. 
1299 Ocean Avenue, Suite 700,
Santa Monica, CA 90401-1085, USA
1-888-200-6796

Franklin Templeton Investments
PO Box 997152
Sacramento, CA 95899-7152 
1-800/632-2301

There, I hope that's enough, I checked out every site on the below
link for southern california headquarters, and checked out prospectus
on vague sites.

Related links:
Main list of Mutual fund companies I researched:
http://www.investorlinks.com/directory/mfcomp.html


Search terms used: "Directory of Mutual fund companies", then manually
searched all sites from above list

Good luck with your future searches!
jzig-ga
sdchap-ga rated this answer:4 out of 5 stars
Great, resourceful, comprehensive response. Thank you!

Comments  
Subject: Re: Southern California headquartered mutual funds
From: digitaldiva-ga on 06 May 2002 18:08 PDT
 
Try looking through the directory web sites, which break the web down
into smaller categories.  Specifically, try the Yahoo! site listings
under California.  This link is for Financial Services in Los Angeles.
  http://dir.yahoo.com/Regional/U_S__States/California/Cities/Los_Angeles/Business_and_Shopping/Business_to_Business/Financial_Services/Investment_Services/Brokerages/

There are four sites under this link -- you'll still have to do some
digging to get contact information, and then you'd have to search
other cities in California.  I realize this is not ideal!

Proprietary services like Hoovers offer the ability to create narrow
searches and they provide detailed information about the companies in
the results set.  Head over to Hoovers (http://www.hoovers.com) and
see what you could get with a subscription.  For starters, you can do
a customized search by zip code and SIC code (try 6211 = "mutual fund
agents").  They search over 12,000 public US companies and 9,000
private US companies.  From there, you can download financial
information or pdf profiles.

I don't know what the subscription cost is for an individual.  Your
company may have a subscription, or you may be able to access Hoovers
or another database at your public library.

Good luck!
Subject: Re: Southern California headquartered mutual funds
From: generalist-ga on 06 May 2002 20:33 PDT
 
I've done a very limited browse of some mutual fund sites and have
been unable to categorise issuers by headquarter address. That's not
to say that this cannot be done, but it may be overly time-consuming
and innaccurate.

One option might be to contact the SEC's Division of Investment
Management on (202) 942-0659 or e-mail IMOCC@sec.gov. The SEC may be
able to provide that information, given their jurisdiction over the
registration of mutual funds and the administration of databases in
respect thereof.

Alternatively, try the SEC's offices in California: 

Pacific Regional Office
Valerie Caproni, Regional Director
5670 Wilshire Boulevard, 11th Floor
Los Angeles, CA 90036-3648
(323) 965-3998
e-mail: losangeles@sec.gov

San Francisco District Office
Helane Morrison, District Administrator
44 Montgomery Street, Suite 1100
San Francisco, CA 94104
(415) 705-2500
e-mail: sanfrancisco@sec.gov 

The foregoing information is readily available from the SEC's website
at www.sec.gov.

I realise this does not fully answer your question but it may provide
a useful starting point for your search.

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